PIMCO ETF TR - 72201R825
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | History | Added to | 57,372 | 2,951 | 1.23% | 1.26% | 1 | +2,104 | 3.81% | Q2 2014 | Jul 29, 2014 |
| OARSMAN CAPITAL, INC. | History | Added to | 12,065 | 621 | 0.45% | 0.4% | 2 | +1,650 | 15.84% | Q2 2014 | Aug 08, 2014 |
| MORGAN STANLEY | History | No change | 11,867 | 586 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | No change | 8,011 | 395 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 7,509 | 371 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 5,789 | 286 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 5,341 | 264 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Focused Wealth Management, Inc | History | No change | 5,119 | 263 | 0.21% | 0.21% | 8 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,000 | 206 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| ROYAL BANK OF CANADA | History | No change | 3,659 | 181 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Parasol Investment Management, LLC | History | No change | 2,000 | 99 | 0.07% | 0.07% | 11 | 0 | 0.0% | Q1 2014 | Apr 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,586 | 78 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 300 | 15 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Tower Research Capital LLC | History | No change | 34 | 2 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 02, 2014 |