PIMCO ETF TR - 72201R825
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Tortoise Investment Management, LLC | History | Added to | 55,268 | 2,727 | 1.26% | 1.03% | 1 | +15,335 | 38.4% | Q1 2014 | May 02, 2014 |
| MORGAN STANLEY | History | Reduced | 11,867 | 586 | 0.0% | 0.0% | 2 | -1,337 | -10.13% | Q1 2014 | May 13, 2014 |
| OARSMAN CAPITAL, INC. | History | Reduced | 10,415 | 514 | 0.4% | 0.42% | 3 | -740 | -6.63% | Q1 2014 | Apr 25, 2014 |
| JANE STREET GROUP, LLC | History | New | 8,011 | 395 | 0.0% | — | 4 | +8,011 | New | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 7,509 | 371 | 0.0% | 4.21% | 5 | +1,593 | 26.93% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Added to | 5,789 | 286 | 0.01% | 0.01% | 6 | +7 | 0.12% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 5,341 | 264 | 0.0% | 0.0% | 7 | +2,032 | 61.41% | Q1 2014 | May 16, 2014 |
| Focused Wealth Management, Inc | History | No change | 5,119 | 253 | 0.21% | 0.2% | 8 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 4,000 | 198 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 3,659 | 181 | 0.0% | 0.0% | 10 | +423 | 13.07% | Q1 2014 | May 15, 2014 |
| Parasol Investment Management, LLC | History | No change | 2,000 | 99 | 0.07% | 0.06% | 11 | 0 | 0.0% | Q1 2014 | Apr 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 1,586 | 78 | 0.0% | 0.0% | 12 | -234 | -12.86% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 300 | 14 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Tower Research Capital LLC | History | New | 34 | 2 | 0.0% | — | 14 | +34 | New | Q1 2014 | May 02, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -61,453 | -100.0% | Q4 2013 | Feb 14, 2014 |