PINNACLE ENTMT INC - 723456109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| JENNISON ASSOCIATES LLC | History | Added to | 3,896,029 | 98,102 | 0.09% | 0.07% | 1 | +1,016,479 | 35.3% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 3,673,350 | 92,496 | 0.01% | 0.01% | 2 | +27,270 | 0.75% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,875,229 | 72,398 | 0.02% | 0.02% | 3 | -51,668 | -1.77% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,827,729 | 46,022 | 0.03% | 0.03% | 4 | +194 | 0.01% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,548,509 | 38,991 | 0.01% | 0.01% | 5 | -18,632 | -1.19% | Q2 2014 | Aug 06, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Reduced | 718,620 | 18,095 | 0.09% | 0.1% | 6 | -74,580 | -9.4% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 689,600 | 17,363 | 0.01% | 0.02% | 7 | +10,415 | 1.53% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 514,568 | 12,957 | 0.01% | 358.93% | 8 | -20,504 | -3.83% | Q2 2014 | Aug 06, 2014 |
| GABELLI FUNDS LLC | History | Reduced | 507,000 | 12,766 | 0.06% | 0.06% | 9 | -5,000 | -0.98% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 342,902 | 8,634 | 0.01% | 0.01% | 10 | -18,051 | -5.0% | Q2 2014 | Aug 05, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 290,000 | 7,302 | 1.02% | — | 11 | +290,000 | New | Q2 2014 | Aug 11, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 212,527 | 5,351 | 0.02% | 0.01% | 12 | +24,300 | 12.91% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 190,478 | 4,797 | 0.01% | 0.01% | 13 | +2,680 | 1.43% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 183,784 | 4,628 | 0.01% | 0.01% | 14 | -6,294 | -3.31% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 150,180 | 3,782 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TFS CAPITAL LLC | History | New | 97,512 | 2,455 | 0.19% | — | 16 | +97,512 | New | Q2 2014 | Jul 21, 2014 |
| Teton Advisors, Inc. | History | Reduced | 95,000 | 2,392 | 0.16% | 0.16% | 17 | -5,000 | -5.0% | Q2 2014 | Aug 06, 2014 |
| OXFORD ASSET MANAGEMENT | History | New | 94,082 | 2,371 | 0.09% | — | 18 | +94,082 | New | Q2 2014 | Jul 16, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 86,120 | 2,169 | 0.01% | 0.01% | 19 | +11,038 | 14.7% | Q2 2014 | Aug 11, 2014 |
| Apex Capital Management | History | Added to | 73,424 | 1,849 | 0.06% | 0.05% | 20 | +9,716 | 15.25% | Q2 2014 | Jul 15, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 72,605 | 1,828 | 0.01% | 0.01% | 21 | -6,547 | -8.27% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 67,300 | 1,695 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 65,589 | 1,652 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BlackRock Group LTD | History | Reduced | 61,408 | 1,546 | 0.0% | 0.0% | 24 | -33,610 | -35.37% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 60,247 | 1,517 | 0.02% | 0.01% | 25 | +493 | 0.83% | Q2 2014 | Jul 21, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 48,641 | 1,225 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 45,577 | 1,147 | 0.01% | 0.01% | 27 | -181 | -0.4% | Q2 2014 | Aug 08, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 45,000 | 1,133 | 0.22% | 0.22% | 28 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Arizona State Retirement System | History | Added to | 44,518 | 1,120 | 0.01% | 0.01% | 29 | +2,900 | 6.97% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | No change | 42,456 | 1,069 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Skylands Capital, LLC | History | Reduced | 37,900 | 954 | 0.09% | 0.13% | 31 | -16,150 | -29.88% | Q2 2014 | Jul 22, 2014 |
| K.J. Harrison & Partners Inc | History | No change | 35,000 | 881 | 0.25% | 0.25% | 32 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| ProShare Advisors LLC | History | Reduced | 31,424 | 791 | 0.01% | 0.02% | 33 | -28,942 | -47.94% | Q2 2014 | Aug 08, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 27,700 | 697 | 0.03% | 0.03% | 34 | +300 | 1.09% | Q2 2014 | Jul 30, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | No change | 24,500 | 617 | 0.01% | 0.01% | 35 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 21,000 | 529 | 0.01% | 0.01% | 36 | -1,400 | -6.25% | Q2 2014 | Jul 18, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 20,400 | 514 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Numeric Investors LLC | History | New | 20,100 | 506 | 0.01% | — | 38 | +20,100 | New | Q2 2014 | Aug 11, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 15,862 | 399 | 0.01% | 0.01% | 39 | -1,481 | -8.54% | Q2 2014 | Jul 11, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 14,780 | 372 | 0.02% | 0.02% | 40 | -329 | -2.18% | Q2 2014 | Aug 08, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 14,300 | 360 | 0.03% | 0.03% | 41 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BOSTON ADVISORS LLC | History | Reduced | 12,369 | 311 | 0.01% | 0.01% | 42 | -678 | -5.2% | Q2 2014 | Jul 23, 2014 |
| TURNER INVESTMENTS, L.P. | History | Reduced | 10,519 | 265 | 0.01% | 0.01% | 43 | -889 | -7.79% | Q2 2014 | Aug 11, 2014 |
| CONNABLE OFFICE INC | History | Reduced | 10,205 | 257 | 0.07% | 0.07% | 44 | -155 | -1.5% | Q2 2014 | Jul 22, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | No change | 10,000 | 252 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 8,275 | 208 | 0.0% | 0.19% | 46 | -442,701 | -98.17% | Q2 2014 | Jul 25, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 7,491 | 189 | 0.0% | 0.0% | 47 | +263 | 3.64% | Q2 2014 | Aug 05, 2014 |
| RidgeWorth Capital Management LLC | History | New | 5,085 | 128 | 0.0% | — | 48 | +5,085 | New | Q2 2014 | Jul 31, 2014 |
| KBC Group NV | History | No change | 4,104 | 103 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,650 | 67 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,169 | 55 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,758 | 44 | 0.0% | 0.0% | 52 | -152 | -7.96% | Q2 2014 | Aug 06, 2014 |
| DAVIDSON D A & CO | History | No change | 1,000 | 25 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Global X Management CO LLC | History | Reduced | 885 | 22 | 0.0% | 0.0% | 54 | -45 | -4.84% | Q2 2014 | Jul 31, 2014 |
| MetLife Securities, Inc | History | No change | 400 | 10 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Sanctuary Wealth Advisors, LLC | History | No change | 200 | 4 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Financial Management Professionals, Inc. | History | New | 100 | 2 | 0.0% | — | 57 | +100 | New | Q2 2014 | Aug 01, 2014 |
| PRIVATE TRUST CO NA | History | No change | 53 | 1 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.57% | — | -5,916,297 | -100.0% | Q1 2014 | May 15, 2014 |
| HG Vora Capital Management, LLC | History | Closed out | 0 | 0 | — | 25.66% | — | -4,700,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -2,333,858 | -100.0% | Q1 2014 | May 15, 2014 |
| ORANGE CAPITAL, LLC | History | Closed out | 0 | 0 | — | 4.61% | — | -2,237,857 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGER MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 3.32% | — | -2,096,481 | -100.0% | Q1 2014 | May 15, 2014 |
| DW Investment Management, LP | History | Closed out | 0 | 0 | — | 5.68% | — | -1,882,863 | -100.0% | Q1 2014 | May 15, 2014 |
| LAKEWOOD CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 3.16% | — | -1,750,085 | -100.0% | Q1 2014 | May 15, 2014 |
| Long Pond Capital, LP | History | Closed out | 0 | 0 | — | 3.84% | — | -1,630,442 | -100.0% | Q1 2014 | May 15, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 1.31% | — | -1,448,450 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.61% | — | -1,358,754 | -100.0% | Q1 2014 | May 14, 2014 |
| CANYON CAPITAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.88% | — | -1,256,800 | -100.0% | Q1 2014 | May 16, 2014 |
| BHR Capital LLC | History | Closed out | 0 | 0 | — | 2.5% | — | -1,250,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SCOPUS ASSET MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 0.77% | — | -1,200,000 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,194,177 | -100.0% | Q1 2014 | May 15, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.14% | — | -1,070,965 | -100.0% | Q1 2014 | Apr 30, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -1,050,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MARSICO CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -970,373 | -100.0% | Q1 2014 | May 15, 2014 |
| Kohlberg Kravis Roberts & Co. L.P. | History | Closed out | 0 | 0 | — | 0.32% | — | -804,226 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -802,961 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -627,042 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.05% | — | -570,164 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -567,144 | -100.0% | Q1 2014 | May 14, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -472,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -467,793 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -434,279 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -427,615 | -100.0% | Q1 2014 | May 14, 2014 |
| PAR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.29% | — | -400,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.0% | — | -400,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Nokota Management, LP | History | Closed out | 0 | 0 | — | 0.3% | — | -375,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -373,622 | -100.0% | Q1 2014 | May 13, 2014 |
| KSA CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 3.43% | — | -367,846 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -301,433 | -100.0% | Q1 2014 | May 14, 2014 |
| ELLIOTT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 14.88% | — | -300,000 | -100.0% | Q1 2014 | May 19, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -299,116 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -231,217 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.03% | — | -229,982 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -228,914 | -100.0% | Q1 2014 | May 28, 2014 |
| TriOaks Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.51% | — | -225,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Interval Partners, LLC | History | Closed out | 0 | 0 | — | 1.2% | — | -195,944 | -100.0% | Q1 2014 | May 16, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -187,822 | -100.0% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -182,974 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -176,974 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -168,535 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -124,193 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -119,442 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -110,980 | -100.0% | Q1 2014 | May 13, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -106,715 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -106,089 | -100.0% | Q1 2014 | May 08, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -106,050 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -105,999 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -102,024 | -100.0% | Q1 2014 | May 15, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | Closed out | 0 | 0 | — | 0.09% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -95,456 | -100.0% | Q1 2014 | Apr 18, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -93,550 | -100.0% | Q1 2014 | May 15, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.1% | — | -86,261 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -84,969 | -100.0% | Q1 2014 | May 13, 2014 |
| Park West Asset Management LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -84,318 | -100.0% | Q1 2014 | May 15, 2014 |
| Silver Rock Financial LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -82,500 | -100.0% | Q1 2014 | May 15, 2014 |
| 40 North Management LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -79,500 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,465 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -71,862 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -69,199 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -68,101 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,638 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -57,577 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,890 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -56,838 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -53,400 | -100.0% | Q1 2014 | May 30, 2014 |
| Three Peaks Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.93% | — | -49,893 | -100.0% | Q1 2014 | May 13, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.04% | — | -46,496 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,283 | -100.0% | Q1 2014 | May 16, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -43,652 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,630 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,161 | -100.0% | Q1 2014 | May 15, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -28,497 | -100.0% | Q1 2014 | May 09, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -27,712 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,098 | -100.0% | Q1 2014 | May 23, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -24,900 | -100.0% | Q1 2014 | May 12, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,447 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -24,100 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -21,600 | -100.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -20,714 | -100.0% | Q1 2014 | May 08, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -18,440 | -100.0% | Q1 2014 | May 09, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -14,808 | -100.0% | Q1 2014 | May 14, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,681 | -100.0% | Q1 2014 | May 12, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,399 | -100.0% | Q1 2014 | May 07, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -9,805 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -9,500 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -9,421 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -8,505 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Manchester Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,357 | -100.0% | Q1 2014 | May 02, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.06% | — | -5,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,289 | -100.0% | Q1 2014 | May 02, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,595 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -2,645 | -100.0% | Q1 2014 | May 16, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,835 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,786 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 24, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -436 | -100.0% | Q1 2014 | May 09, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -340 | -100.0% | Q1 2014 | May 14, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -320 | -100.0% | Q1 2014 | May 23, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -231 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 12, 2014 |
| Apriem Advisors | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |