INVESCO EXCHANGE-TRADED FUND TRUST - 73935X583
Detailed investor-level table based on 13F positions.
Early Q4 2025 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Simply Money Advisors | History | Added to | 697,738 | 61,708 | 9.38% | 6.86% | 1 | +176,192 | 33.78% | Q2 2014 | Jul 17, 2014 |
| LPL Financial LLC | History | Added to | 603,641 | 53,386 | 0.31% | 0.27% | 2 | +77,157 | 14.66% | Q2 2014 | Aug 05, 2014 |
| BB&T SECURITIES, LLC | History | Reduced | 57,953 | 51,253 | 0.12% | 0.13% | 3 | -991 | -1.68% | Q2 2014 | Jul 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 475,244 | 42,032 | 0.05% | 0.05% | 4 | +32,660 | 7.38% | Q2 2014 | Aug 08, 2014 |
| BKD Wealth Advisors, LLC | History | Added to | 468,136 | 41,398 | 6.59% | 6.44% | 5 | +37,566 | 8.72% | Q2 2014 | Jul 11, 2014 |
| Arbor Investment Advisors, LLC | History | Added to | 358,887 | 31,740 | 16.92% | 16.88% | 6 | +10,507 | 3.02% | Q2 2014 | Jul 21, 2014 |
| Legacy Private Trust Co. | History | Reduced | 262,668 | 23,230 | 3.59% | 3.92% | 7 | -2,985 | -1.12% | Q2 2014 | Jul 18, 2014 |
| TEXAS CAPITAL BANCSHARES INC/TX | History | Added to | 258,690 | 22,879 | 14.38% | 12.75% | 8 | +23,429 | 9.96% | Q2 2014 | Jul 22, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 234,001 | 20,695 | 0.25% | 0.22% | 9 | +48,136 | 25.9% | Q2 2014 | Jul 23, 2014 |
| Baystate Wealth Management LLC | History | Added to | 223,280 | 19,747 | 6.61% | 6.66% | 10 | +11,576 | 5.47% | Q2 2014 | Jul 02, 2014 |
| Carroll Financial Associates, Inc. | History | Added to | 218,781 | 19,349 | 5.41% | 5.13% | 11 | +34,050 | 18.43% | Q2 2014 | Aug 08, 2014 |
| Kinsight, LLC | History | Added to | 197,056 | 17,428 | 10.32% | 9.63% | 12 | +10,926 | 5.87% | Q2 2014 | Aug 06, 2014 |
| OSBORNE PARTNERS CAPITAL MANAGEMENT | History | Added to | 194,341 | 17,188 | 2.21% | 2.15% | 13 | +316 | 0.16% | Q2 2014 | Jul 16, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | No change | 168,397 | 14,893 | 0.45% | 0.42% | 14 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| SIGMA INVESTMENT COUNSELORS INC | History | Added to | 162,321 | 14,356 | 2.8% | 2.7% | 15 | +4,315 | 2.73% | Q2 2014 | Aug 01, 2014 |
| JFS WEALTH ADVISORS, LLC | History | Added to | 152,317 | 13,471 | 2.47% | 6.61% | 16 | +11,420 | 8.11% | Q2 2014 | Jul 29, 2014 |
| Tillar-Wenstrup Advisors, LLC | History | Added to | 146,693 | 12,974 | 10.41% | 11.0% | 17 | +3,703 | 2.59% | Q2 2014 | Jul 21, 2014 |
| Wharton Business Group, LLC | History | New | 142,125 | 12,570 | 1.39% | — | 18 | +142,125 | New | Q2 2014 | Aug 11, 2014 |
| 1st Global Advisors, Inc. | History | Reduced | 127,962 | 11,317 | 1.69% | 2.02% | 19 | -54 | -0.04% | Q2 2014 | Jul 10, 2014 |
| DAVIDSON D A & CO | History | Added to | 123,600 | 10,931 | 0.37% | 0.37% | 20 | +1,352 | 1.11% | Q2 2014 | Jul 29, 2014 |
| Ancora Advisors, LLC | History | Reduced | 116,751 | 10,325 | 1.34% | 1.4% | 21 | -514 | -0.44% | Q2 2014 | Jul 31, 2014 |
| FIRST HAWAIIAN BANK | History | No change | 85,182 | 7,533 | 1.26% | 1.26% | 22 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 76,218 | 6,741 | 0.11% | 0.12% | 23 | +476 | 0.63% | Q2 2014 | Aug 11, 2014 |
| JNBA Financial Advisors | History | Reduced | 75,293 | 6,659 | 3.23% | 3.44% | 24 | -1,993 | -2.58% | Q2 2014 | Jul 24, 2014 |
| Merriman Wealth Management, LLC | History | Reduced | 72,859 | 6,477 | 6.53% | 6.53% | 25 | -1,050 | -1.42% | Q2 2014 | Jul 30, 2014 |
| REGENTATLANTIC CAPITAL LLC | History | Added to | 70,155 | 6,205 | 0.58% | 0.57% | 26 | +1,333 | 1.94% | Q2 2014 | Jul 30, 2014 |
| BADGLEY PHELPS & BELL INC | History | Added to | 63,071 | 5,578 | 0.56% | 0.55% | 27 | +584 | 0.93% | Q2 2014 | Aug 01, 2014 |
| Private Ocean, LLC | History | Reduced | 57,404 | 5,077 | 3.76% | 3.62% | 28 | -221 | -0.38% | Q2 2014 | Jul 30, 2014 |
| Brouwer & Janachowski, LLC | History | Reduced | 57,323 | 5,070 | 2.43% | 2.45% | 29 | -1,558 | -2.65% | Q2 2014 | Aug 11, 2014 |
| Baker Ellis Asset Management LLC | History | Added to | 41,915 | 3,707 | 1.26% | 1.21% | 30 | +452 | 1.09% | Q2 2014 | Aug 01, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 38,566 | 3,410 | 0.02% | 0.0% | 31 | +29,311 | 316.7% | Q2 2014 | Aug 08, 2014 |
| Mosaic Financial Partners, Inc. | History | Reduced | 38,218 | 3,380 | 2.31% | 2.32% | 32 | -83 | -0.22% | Q2 2014 | Aug 05, 2014 |
| SHINE INVESTMENT ADVISORY SERVICES INC | History | New | 30,903 | 2,733 | 3.16% | — | 33 | +30,903 | New | Q2 2014 | Aug 04, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Added to | 29,607 | 2,619 | 0.21% | 0.17% | 34 | +6,000 | 25.42% | Q2 2014 | Jul 09, 2014 |
| SOUTH TEXAS MONEY MANAGEMENT LTD | History | No change | 27,335 | 2,418 | 0.15% | 0.15% | 35 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Concert Wealth Management Inc. | History | Added to | 24,639 | 2,152 | 0.26% | 0.23% | 36 | +2,415 | 10.87% | Q2 2014 | Jul 31, 2014 |
| MetLife Securities, Inc | History | Added to | 22,553 | 1,995 | 0.27% | 0.26% | 37 | +785 | 3.61% | Q2 2014 | Aug 04, 2014 |
| MID CONTINENT CAPITAL LLC/IL | History | Reduced | 19,875 | 1,758 | 0.1% | 0.12% | 38 | -3,250 | -14.05% | Q2 2014 | Jul 25, 2014 |
| VSR Financial Services, Inc. | History | Added to | 17,550 | 1,552 | 0.19% | 0.13% | 39 | +6,402 | 57.43% | Q2 2014 | Aug 05, 2014 |
| SII INVESTMENTS INC/WI | History | Added to | 16,239 | 1,440 | 0.21% | 0.1% | 40 | +9,112 | 127.85% | Q2 2014 | Jul 28, 2014 |
| Alexandria Capital, LLC | History | Reduced | 14,709 | 1,301 | 0.56% | 0.67% | 41 | -3,382 | -18.69% | Q2 2014 | Aug 01, 2014 |
| MONTAG A & ASSOCIATES INC | History | No change | 11,935 | 1,056 | 0.17% | 0.17% | 42 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Ledyard National Bank | History | Reduced | 10,609 | 938 | 0.16% | 0.16% | 43 | -785 | -6.89% | Q2 2014 | Jul 08, 2014 |
| SYNOVUS FINANCIAL CORP | History | Reduced | 10,274 | 907 | 0.03% | 0.03% | 44 | -67 | -0.65% | Q2 2014 | Aug 01, 2014 |
| Welch Group, LLC | History | New | 9,734 | 861 | 0.18% | — | 45 | +9,734 | New | Q2 2014 | Jul 22, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 9,712 | 859 | 0.3% | 0.21% | 46 | +3,145 | 47.89% | Q2 2014 | Aug 04, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Added to | 9,532 | 843 | 0.19% | 0.04% | 47 | +6,819 | 251.35% | Q2 2014 | Aug 05, 2014 |
| WEATHERLY ASSET MANAGEMENT L. P. | History | No change | 8,379 | 741 | 0.31% | 0.33% | 48 | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| IFC Holdings Incorporated/FL | History | Added to | 8,101 | 715 | 0.13% | 0.14% | 49 | +135 | 1.69% | Q2 2014 | Jul 22, 2014 |
| Essex Financial Services, Inc. | History | Reduced | 7,737 | 684 | 0.2% | 0.22% | 50 | -128 | -1.63% | Q2 2014 | Jul 29, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 7,214 | 638 | 0.02% | 0.02% | 51 | +619 | 9.39% | Q2 2014 | Jul 25, 2014 |
| ROTHSCHILD INVESTMENT CORP /IL | History | No change | 6,400 | 566 | 0.07% | 0.07% | 52 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| BROWN ADVISORY INC | History | No change | 5,770 | 510 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 5,206 | 460 | 0.01% | 0.01% | 54 | +192 | 3.83% | Q2 2014 | Aug 08, 2014 |
| RAY GERALD L & ASSOCIATES LTD | History | Added to | 4,880 | 432 | 0.07% | 0.05% | 55 | +1,560 | 46.99% | Q2 2014 | Aug 04, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Reduced | 4,495 | 398 | 0.01% | 0.01% | 56 | -1,144 | -20.29% | Q2 2014 | Aug 07, 2014 |
| Private Advisor Group, LLC | History | New | 4,315 | 382 | 0.03% | — | 57 | +4,315 | New | Q2 2014 | Aug 08, 2014 |
| Ironsides Asset Advisors, LLC | History | New | 4,240 | 375 | 0.07% | — | 58 | +4,240 | New | Q2 2014 | Aug 05, 2014 |
| Foothills Asset Management, Ltd. | History | Added to | 4,155 | 367 | 0.28% | 0.26% | 59 | +430 | 11.54% | Q2 2014 | Jul 16, 2014 |
| Marquette Asset Management Inc. | History | Reduced | 3,944 | 349 | 0.18% | 0.18% | 60 | -172 | -4.18% | Q2 2014 | Jul 29, 2014 |
| EP Wealth Advisors, Inc. | History | No change | 3,020 | 267 | 0.06% | 0.07% | 61 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| REGIONS FINANCIAL CORP | History | Reduced | 2,874 | 254 | 0.0% | 0.0% | 62 | -400 | -12.22% | Q2 2014 | Jul 23, 2014 |
| SMITHFIELD TRUST CO | History | No change | 2,700 | 239 | 0.05% | 0.05% | 63 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| National Planning Corp | History | New | 2,353 | 208 | 0.02% | — | 64 | +2,353 | New | Q2 2014 | Jul 16, 2014 |
| BECK CAPITAL MANAGEMENT, LLC | History | New | 2,330 | 206 | 0.14% | — | 65 | +2,330 | New | Q2 2014 | Jul 31, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,892 | 167 | 0.01% | — | 66 | +1,892 | New | Q2 2014 | Aug 05, 2014 |
| Regal Investment Advisors LLC | History | No change | 1,408 | 124 | 0.04% | 0.05% | 67 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 1,386 | 123 | 0.01% | 0.01% | 68 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | No change | 1,100 | 97 | 0.03% | 0.03% | 69 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 972 | 86 | 0.04% | 0.04% | 70 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Litman Gregory Asset Management LLC | History | No change | 441 | 39 | 0.07% | 0.04% | 71 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| LBA Wealth Management, LLC | History | No change | 275 | 24 | 0.02% | 0.02% | 72 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 250 | 22 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Focused Wealth Management, Inc | History | No change | 223 | 20 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Financial Architects, Inc | History | New | 200 | 18 | 0.01% | — | 75 | +200 | New | Q2 2014 | Aug 06, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 174 | 15 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 120 | 11 | 0.01% | — | 77 | +120 | New | Q2 2014 | Jul 29, 2014 |
| WASHINGTON TRUST BANK | History | No change | 79 | 7 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.09% | — | -2,624,719 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.06% | — | -1,940,370 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -690,441 | -100.0% | Q1 2014 | May 13, 2014 |
| Callan Capital, LLC | History | Closed out | 0 | 0 | — | 16.0% | — | -566,270 | -100.0% | Q1 2014 | May 08, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.02% | — | -496,515 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.03% | — | -437,984 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.03% | — | -382,587 | -100.0% | Q1 2014 | May 16, 2014 |
| Spectrum Management Group, Inc. | History | Closed out | 0 | 0 | — | 20.04% | — | -336,413 | -100.0% | Q1 2014 | May 09, 2014 |
| Geller Family Office Services, LLC | History | Closed out | 0 | 0 | — | 18.55% | — | -329,595 | -100.0% | Q1 2014 | May 07, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 1.38% | — | -276,955 | -100.0% | Q1 2014 | May 08, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.7% | — | -275,679 | -100.0% | Q1 2014 | May 09, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 1.66% | — | -240,668 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 1.42% | — | -233,536 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -142,548 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -142,151 | -100.0% | Q1 2014 | May 14, 2014 |
| Holt Capital Advisors, L.L.C. dba Holt Capital Partners, L.P. | History | Closed out | 0 | 0 | — | 6.85% | — | -140,310 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.07% | — | -115,266 | -100.0% | Q1 2014 | May 13, 2014 |
| NOVARE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.88% | — | -83,286 | -100.0% | Q1 2014 | May 08, 2014 |
| MADISON INVESTMENT HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.11% | — | -71,166 | -100.0% | Q1 2014 | May 06, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.07% | — | -69,674 | -100.0% | Q1 2014 | May 07, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 3.39% | — | -56,102 | -100.0% | Q1 2014 | May 23, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.01% | — | -54,636 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.66% | — | -54,019 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,972 | -100.0% | Q1 2014 | May 14, 2014 |
| Bouchey Financial Group Ltd | History | Closed out | 0 | 0 | — | 2.33% | — | -45,384 | -100.0% | Q1 2014 | May 13, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -43,581 | -100.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -42,867 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -39,001 | -100.0% | Q1 2014 | May 12, 2014 |
| Hirtle Callaghan & Co LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -35,000 | -100.0% | Q1 2014 | May 02, 2014 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -34,413 | -100.0% | Q1 2014 | May 16, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.21% | — | -32,940 | -100.0% | Q1 2014 | May 15, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -32,226 | -100.0% | Q1 2014 | May 13, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -32,000 | -100.0% | Q1 2014 | May 13, 2014 |
| New England Private Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 1.04% | — | -29,117 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.07% | — | -28,284 | -100.0% | Q1 2014 | May 15, 2014 |
| FDx Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.19% | — | -27,212 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,000 | -100.0% | Q1 2014 | May 14, 2014 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.43% | — | -18,142 | -100.0% | Q1 2014 | Jun 02, 2014 |
| Cetera Advisors LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -17,507 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.03% | — | -17,195 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,971 | -100.0% | Q1 2014 | May 15, 2014 |
| PATTEN & PATTEN INC/TN | History | Closed out | 0 | 0 | — | 0.16% | — | -14,132 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,861 | -100.0% | Q1 2014 | May 13, 2014 |
| M Holdings Securities, Inc. | History | Closed out | 0 | 0 | — | 1.1% | — | -12,372 | -100.0% | Q1 2014 | May 12, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,027 | -100.0% | Q1 2014 | May 09, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -8,205 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,787 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,710 | -100.0% | Q1 2014 | May 14, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,179 | -100.0% | Q1 2014 | May 15, 2014 |
| SVA Plumb Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -4,488 | -100.0% | Q1 2014 | May 14, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,750 | -100.0% | Q1 2014 | May 09, 2014 |
| TOWER TRUST Co | History | Closed out | 0 | 0 | — | 0.14% | — | -2,590 | -100.0% | Q1 2014 | May 08, 2014 |
| WHALEROCK POINT PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -2,496 | -100.0% | Q1 2014 | May 29, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,469 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,750 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,579 | -100.0% | Q1 2014 | Apr 11, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -959 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -272 | -100.0% | Q1 2014 | May 02, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -246 | -100.0% | Q1 2014 | Apr 30, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -167 | -100.0% | Q1 2014 | May 15, 2014 |