POWERSHS DB MULTI SECT COMM - 73936B101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Evanston Investments, Inc., dba Evanston Advisors | History | Reduced | 172,314 | 5,299 | 1.84% | 1.94% | 1 | -12,606 | -6.82% | Q2 2014 | Jul 25, 2014 |
| HARVARD MANAGEMENT CO INC | History | Reduced | 163,429 | 5,025 | 0.52% | 0.64% | 2 | -50,517 | -23.61% | Q2 2014 | Aug 08, 2014 |
| BOSTON ADVISORS LLC | History | Added to | 133,249 | 4,097 | 0.18% | 0.07% | 3 | +80,279 | 151.56% | Q2 2014 | Jul 23, 2014 |
| Madden Advisory Services, Inc. | History | Reduced | 42,479 | 1,306 | 0.67% | 0.71% | 4 | -2,145 | -4.81% | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 32,429 | 998 | 0.0% | 0.0% | 5 | -81 | -0.25% | Q2 2014 | Aug 08, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Added to | 24,284 | 747 | 0.03% | 0.03% | 6 | +6,334 | 35.29% | Q2 2014 | Jul 23, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 18,549 | 570 | 0.0% | 0.0% | 7 | +134 | 0.73% | Q2 2014 | Aug 11, 2014 |
| National Planning Corp | History | No change | 13,979 | 430 | 0.03% | 0.03% | 8 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | Reduced | 11,076 | 341 | 0.23% | 0.24% | 9 | -1,068 | -8.79% | Q2 2014 | Jul 23, 2014 |
| Manchester Capital Management LLC | History | Reduced | 10,630 | 327 | 0.04% | 0.06% | 10 | -1,170 | -9.92% | Q2 2014 | Jul 31, 2014 |
| Visionary Asset Management, Inc. | History | Reduced | 5,650 | 174 | 0.04% | 0.05% | 11 | -1,372 | -19.54% | Q2 2014 | Aug 07, 2014 |
| CFG Asset Management LLC | History | New | 5,615 | 173 | 0.06% | — | 12 | +5,615 | New | Q2 2014 | Jul 08, 2014 |
| Plante Moran Financial Advisors, LLC | History | No change | 2,365 | 73 | 0.07% | 0.08% | 13 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 799 | 24 | 0.0% | 0.0% | 14 | -4,078 | -83.62% | Q2 2014 | Aug 08, 2014 |
| ATWOOD & PALMER INC | History | New | 755 | 23 | 0.01% | — | 15 | +755 | New | Q2 2014 | Aug 11, 2014 |
| Wunderlich Securities, Inc. | History | New | 70 | 2 | 0.0% | — | 16 | +70 | New | Q2 2014 | Jul 17, 2014 |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | History | New | 40 | 1 | 0.0% | — | 17 | +40 | New | Q2 2014 | Aug 05, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -1,725,100 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.04% | — | -883,119 | -100.0% | Q1 2014 | May 15, 2014 |
| GUARDIAN LIFE INSURANCE CO OF AMERICA | History | Closed out | 0 | 0 | — | 1.39% | — | -532,611 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -501,487 | -100.0% | Q1 2014 | May 15, 2014 |
| Astor Investment Management LLC | History | Closed out | 0 | 0 | — | 2.87% | — | -310,409 | -100.0% | Q1 2014 | Apr 29, 2014 |
| QS Investors, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -282,551 | -100.0% | Q1 2014 | Apr 30, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -172,549 | -100.0% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -130,787 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -128,444 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -61,636 | -100.0% | Q1 2014 | May 15, 2014 |
| Quintium Advisors, LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -49,160 | -100.0% | Q1 2014 | May 08, 2014 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -45,425 | -100.0% | Q1 2014 | May 22, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -43,193 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -27,216 | -100.0% | Q1 2014 | May 15, 2014 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | 0.02% | — | -24,605 | -100.0% | Q1 2014 | May 06, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -23,810 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -20,287 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.03% | — | -16,290 | -100.0% | Q1 2014 | May 13, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,203 | -100.0% | Q1 2014 | May 12, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -16,141 | -100.0% | Q1 2014 | May 16, 2014 |
| Horizon Investments, LLC/SC | History | Closed out | 0 | 0 | — | 0.05% | — | -12,144 | -100.0% | Q1 2014 | May 13, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -9,897 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,553 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,290 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -436 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Fusion Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -291 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -261 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -239 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -166 | -100.0% | Q1 2014 | May 15, 2014 |