*POWERSHS DB MULTI SECT COMM - 73936B606
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. | History | Reduced | 734,900 | 31,602 | 0.01% | 0.01% | 1 | -33,200 | -4.32% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Added to | 355,513 | 15,287 | 0.0% | 0.0% | 2 | +22,897 | 6.88% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Added to | 238,868 | 10,272 | 0.02% | 0.01% | 3 | +14,846 | 6.63% | Q1 2014 | May 15, 2014 |
| Virtu Financial LLC | History | New | 91,219 | 3,923 | 0.54% | — | 4 | +91,219 | New | Q1 2014 | May 22, 2014 |
| DEUTSCHE BANK AG\ | History | Reduced | 73,811 | 3,173 | 0.0% | 0.01% | 5 | -186,891 | -71.69% | Q1 2014 | May 15, 2014 |
| AXA | History | Added to | 59,010 | 2,537 | 0.01% | 0.01% | 6 | +14,740 | 33.3% | Q1 2014 | May 13, 2014 |
| BOSTON ADVISORS LLC | History | Added to | 38,039 | 1,636 | 0.07% | 0.03% | 7 | +22,300 | 141.69% | Q1 2014 | Apr 23, 2014 |
| Nuveen Asset Management, LLC | History | Added to | 19,651 | 845 | 0.01% | 0.0% | 8 | +7,125 | 56.88% | Q1 2014 | May 14, 2014 |
| ASSETMARK, INC | History | Reduced | 18,287 | 786 | 0.02% | 0.03% | 9 | -10,476 | -36.42% | Q1 2014 | May 06, 2014 |
| MORGAN STANLEY | History | Reduced | 16,137 | 694 | 0.0% | 0.0% | 10 | -393 | -2.38% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | Added to | 15,664 | 674 | 0.01% | 0.0% | 11 | +9,102 | 138.71% | Q1 2014 | May 15, 2014 |
| MURPHY CAPITAL MANAGEMENT INC | History | Added to | 14,225 | 611 | 0.1% | 0.1% | 12 | +200 | 1.43% | Q1 2014 | Apr 25, 2014 |
| DAVIDSON D A & CO | History | Added to | 10,685 | 459 | 0.02% | 0.02% | 13 | +350 | 3.39% | Q1 2014 | May 05, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 8,389 | 361 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Brookstone Capital Management | History | No change | 6,463 | 278 | 0.07% | 0.08% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 5,824 | 250 | 0.0% | — | 16 | +5,824 | New | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | New | 5,683 | 244 | 0.0% | — | 17 | +5,683 | New | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 4,937 | 213 | 0.0% | 0.0% | 18 | +2,905 | 142.96% | Q1 2014 | May 16, 2014 |
| Partnervest Advisory Services LLC | History | No change | 4,336 | 186 | 0.08% | 0.08% | 19 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BANK OF MONTREAL /CAN/ | History | Reduced | 3,777 | 162 | 0.0% | 0.0% | 20 | -498 | -11.65% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 2,182 | 94 | 0.0% | 0.0% | 21 | -3,701 | -62.91% | Q1 2014 | May 15, 2014 |
| IndexIQ Advisors LLC | History | Reduced | 1,810 | 78 | 0.01% | 0.04% | 22 | -6,765 | -78.89% | Q1 2014 | May 05, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 1,451 | 62 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| 1832 Asset Management L.P. | History | New | 1,027 | 44 | 0.0% | — | 24 | +1,027 | New | Q1 2014 | May 14, 2014 |
| Wunderlich Securities, Inc. | History | New | 500 | 22 | 0.02% | — | 25 | +500 | New | Q1 2014 | Jun 12, 2014 |
| Tower Research Capital LLC | History | New | 409 | 18 | 0.0% | — | 26 | +409 | New | Q1 2014 | May 02, 2014 |
| CITIGROUP INC | History | Added to | 321 | 14 | 0.0% | 0.0% | 27 | +175 | 119.86% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 220 | 9 | 0.0% | 0.0% | 28 | -3,175 | -93.52% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 208 | 9 | 0.0% | 0.0% | 29 | -36 | -14.75% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | No change | 178 | 8 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| Windhaven Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -91,079 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Richard C. Young & CO., LTD. | History | Closed out | 0 | 0 | — | 0.69% | — | -79,125 | -100.0% | Q4 2013 | Feb 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -22,359 | -100.0% | Q4 2013 | Feb 06, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,004 | -100.0% | Q4 2013 | Feb 14, 2014 |
| US GLOBAL INVESTORS FUNDS | History | Closed out | 0 | 0 | — | 0.03% | — | -3,460 | -100.0% | Q4 2013 | Feb 18, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,460 | -100.0% | Q4 2013 | Mar 05, 2014 |