*POWERSHS DB MULTI SECT COMM - 73936B606
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Invesco Ltd. | History | No change | 734,900 | 31,602 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 355,513 | 15,287 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 238,868 | 10,272 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 73,811 | 3,173 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AXA | History | No change | 59,010 | 2,537 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BOSTON ADVISORS LLC | History | No change | 38,039 | 1,693 | 0.07% | 0.07% | 6 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Nuveen Asset Management, LLC | History | No change | 19,651 | 845 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ASSETMARK, INC | History | No change | 18,287 | 786 | 0.02% | 0.02% | 8 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| MORGAN STANLEY | History | No change | 16,137 | 694 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | No change | 15,664 | 674 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MURPHY CAPITAL MANAGEMENT INC | History | Reduced | 11,100 | 493 | 0.08% | 0.1% | 11 | -3,125 | -21.97% | Q2 2014 | Jul 24, 2014 |
| DAVIDSON D A & CO | History | No change | 10,685 | 475 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Virtu Financial LLC | History | Reduced | 8,761 | 390 | 0.05% | 0.54% | 13 | -82,458 | -90.4% | Q2 2014 | Jul 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 8,389 | 361 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Brookstone Capital Management | History | No change | 6,463 | 288 | 0.06% | 0.07% | 15 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 5,824 | 250 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | No change | 5,683 | 244 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 4,937 | 213 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Partnervest Advisory Services LLC | History | No change | 4,336 | 186 | 0.08% | 0.08% | 19 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 3,777 | 162 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,182 | 94 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 1,451 | 62 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| 1832 Asset Management L.P. | History | No change | 1,027 | 44 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Wunderlich Securities, Inc. | History | No change | 500 | 22 | 0.01% | 0.02% | 24 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| IndexIQ Advisors LLC | History | Reduced | 444 | 20 | 0.0% | 0.01% | 25 | -1,366 | -75.47% | Q2 2014 | Aug 04, 2014 |
| Tower Research Capital LLC | History | No change | 409 | 18 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| CITIGROUP INC | History | No change | 321 | 14 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 220 | 9 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | No change | 208 | 9 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | No change | 178 | 8 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |