POWERSHARES ETF TRUST II CEF INC COMPST - 73936Q843
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Commonwealth Equity Services, Inc | History | Added to | 628,504 | 16,027 | 0.2% | 0.04% | 1 | +523,534 | 498.75% | Q2 2014 | Jul 23, 2014 |
| LPL Financial LLC | History | Added to | 165,071 | 4,209 | 0.02% | 0.02% | 2 | +19,476 | 13.38% | Q2 2014 | Aug 05, 2014 |
| BB&T SECURITIES, LLC | History | Reduced | 14,679 | 3,743 | 0.01% | 0.01% | 3 | -6 | -0.04% | Q2 2014 | Jul 11, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 122,174 | 3,115 | 0.11% | 0.1% | 4 | +14,399 | 13.36% | Q2 2014 | Jul 25, 2014 |
| DUMONT & BLAKE INVESTMENT ADVISORS LLC | History | Added to | 88,293 | 2,251 | 1.13% | 1.13% | 5 | +225 | 0.26% | Q2 2014 | Jul 22, 2014 |
| VSR Financial Services, Inc. | History | Added to | 69,252 | 1,766 | 0.22% | 0.23% | 6 | +2,202 | 3.28% | Q2 2014 | Aug 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 59,172 | 1,508 | 0.01% | 0.0% | 7 | +32,514 | 121.97% | Q2 2014 | Aug 08, 2014 |
| SMITH, MOORE & CO. | History | Added to | 54,248 | 1,383 | 0.84% | 0.8% | 8 | +250 | 0.46% | Q2 2014 | Jul 24, 2014 |
| Oxbow Advisors, LLC | History | No change | 43,710 | 1,115 | 0.15% | 0.16% | 9 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Madden Advisory Services, Inc. | History | Reduced | 41,686 | 1,063 | 0.54% | 0.57% | 10 | -725 | -1.71% | Q2 2014 | Aug 11, 2014 |
| National Planning Corp | History | Reduced | 21,293 | 543 | 0.04% | 0.05% | 11 | -2,500 | -10.51% | Q2 2014 | Jul 16, 2014 |
| Private Advisor Group, LLC | History | Reduced | 19,988 | 510 | 0.04% | 0.06% | 12 | -2,551 | -11.32% | Q2 2014 | Aug 08, 2014 |
| HIGH POINT BANK & TRUST CO | History | Added to | 18,797 | 479 | 0.16% | 0.14% | 13 | +1,788 | 10.51% | Q2 2014 | Aug 04, 2014 |
| ProVise Management Group, LLC | History | Added to | 17,218 | 439 | 0.1% | 0.1% | 14 | +90 | 0.53% | Q2 2014 | Aug 01, 2014 |
| WealthTrust Axiom LLC | History | No change | 13,000 | 331 | 0.11% | 0.12% | 15 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| HOLLENCREST SECURITIES LLC | History | Reduced | 12,786 | 326 | 0.04% | 0.05% | 16 | -800 | -5.89% | Q2 2014 | Jul 30, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 10,221 | 261 | 0.04% | 0.04% | 17 | +115 | 1.14% | Q2 2014 | Aug 04, 2014 |
| Brookstone Capital Management | History | Reduced | 9,790 | 250 | 0.05% | 0.56% | 18 | -80,016 | -89.1% | Q2 2014 | Jul 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 9,176 | 234 | 0.0% | 0.0% | 19 | +2,800 | 43.91% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 7,392 | 188 | 0.07% | 0.08% | 20 | -1,456 | -16.46% | Q2 2014 | Aug 04, 2014 |
| Sandy Spring Bank | History | No change | 6,918 | 176 | 0.02% | 0.03% | 21 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WHITTIER TRUST CO | History | No change | 6,006 | 153 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Warren Averett Asset Management, LLC | History | Reduced | 3,442 | 88 | 0.04% | 0.05% | 23 | -1,438 | -29.47% | Q2 2014 | Jul 29, 2014 |
| DAVIDSON D A & CO | History | No change | 2,000 | 51 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| MetLife Securities, Inc | History | Added to | 1,594 | 41 | 0.01% | 0.0% | 25 | +1,194 | 298.5% | Q2 2014 | Aug 04, 2014 |
| Shamrock Asset Management LLC | History | No change | 1,340 | 34 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Financial Architects, Inc | History | New | 1,000 | 26 | 0.01% | — | 27 | +1,000 | New | Q2 2014 | Aug 06, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 800 | 20 | 0.0% | — | 28 | +800 | New | Q2 2014 | Jul 16, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | No change | 600 | 15 | 0.0% | 0.01% | 29 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | New | 300 | 8 | 0.0% | — | 30 | +300 | New | Q2 2014 | Aug 06, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -884,530 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -502,808 | -100.0% | Q1 2014 | May 15, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.15% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -167,447 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -122,063 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -121,854 | -100.0% | Q1 2014 | May 16, 2014 |
| Horizon Investments, LLC/SC | History | Closed out | 0 | 0 | — | 0.35% | — | -108,072 | -100.0% | Q1 2014 | May 13, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -93,308 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -74,394 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -64,964 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.64% | — | -57,947 | -100.0% | Q1 2014 | May 12, 2014 |
| Fusion Investment Group, LLC | History | Closed out | 0 | 0 | — | 1.28% | — | -50,856 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -40,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,424 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -31,006 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -27,645 | -100.0% | Q1 2014 | May 09, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,708 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -23,607 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -22,127 | -100.0% | Q1 2014 | May 15, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -18,177 | -100.0% | Q1 2014 | May 08, 2014 |
| WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV | History | Closed out | 0 | 0 | — | 0.14% | — | -10,000 | -100.0% | Q1 2014 | May 08, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,307 | -100.0% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.04% | — | -9,078 | -100.0% | Q1 2014 | Aug 08, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,800 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,788 | -100.0% | Q1 2014 | May 15, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,156 | -100.0% | Q1 2014 | May 14, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q1 2014 | May 14, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,165 | -100.0% | Q1 2014 | May 23, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -820 | -100.0% | Q1 2014 | May 12, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -616 | -100.0% | Q1 2014 | Apr 24, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 07, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q1 2014 | Apr 11, 2014 |