PROVIDENCE & WORCESTER RR CO - 743737108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STEINBERG ASSET MANAGEMENT LLC | History | No change | 345,465 | 6,097 | 0.36% | 0.36% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 220,843 | 4,030 | 0.0% | 0.0% | 2 | -150 | -0.07% | Q2 2014 | Aug 08, 2014 |
| GABELLI FUNDS LLC | History | No change | 209,014 | 3,800 | 0.02% | 0.02% | 3 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| FRANKLIN RESOURCES INC | History | No change | 190,000 | 3,354 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | No change | 163,004 | 2,963 | 0.02% | 0.02% | 5 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Teton Advisors, Inc. | History | Added to | 110,308 | 2,005 | 0.13% | 0.12% | 6 | +6,000 | 5.75% | Q2 2014 | Aug 06, 2014 |
| Oppenheimer & Close, LLC | History | No change | 93,695 | 1,703 | 1.37% | 1.38% | 7 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Cutter & CO Brokerage, Inc. | History | Added to | 45,725 | 831 | 0.31% | 0.31% | 8 | +1,005 | 2.25% | Q2 2014 | Jul 31, 2014 |
| VANGUARD GROUP INC | History | No change | 31,838 | 581 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Minerva Advisors LLC | History | No change | 27,000 | 476 | 0.27% | 0.28% | 10 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| NORTHERN TRUST CORP | History | No change | 20,552 | 363 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 14,203 | 251 | 0.22% | 0.22% | 12 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| NORTH AMERICAN MANAGEMENT CORP | History | No change | 12,000 | 218 | 0.03% | 0.04% | 13 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| MORGAN STANLEY | History | No change | 7,844 | 138 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 2,500 | 44 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 1,700 | 30 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 1,000 | 18 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1,021 | 18 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,000 | 18 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 398 | 7 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| BlackRock Investment Management, LLC | History | New | 355 | 6 | 0.0% | — | 22 | +355 | New | Q2 2014 | Aug 06, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 363 | 6 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 108 | 2 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 02, 2014 |