ROYAL BK SCOTLAND GROUP PLC - 780097739
Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Fund Advisors | History | Added to | 1,657,078 | 40,681 | 0.01% | 0.01% | 1 | +124,637 | 8.13% | Q2 2014 | Aug 06, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 48,588 | 11,928 | 0.03% | 0.03% | 2 | +167 | 0.34% | Q2 2014 | Jul 11, 2014 |
| BlackRock Group LTD | History | No change | 337,438 | 8,284 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 158,547 | 3,892 | 0.0% | 103.65% | 4 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MID CONTINENT CAPITAL LLC/IL | History | Reduced | 127,690 | 3,135 | 0.18% | 0.18% | 5 | -2,700 | -2.07% | Q2 2014 | Jul 25, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 106,741 | 2,620 | 0.01% | 0.01% | 6 | +641 | 0.6% | Q2 2014 | Aug 11, 2014 |
| Global X Management CO LLC | History | Added to | 67,358 | 1,654 | 0.1% | 0.08% | 7 | +14,231 | 26.79% | Q2 2014 | Jul 31, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 46,780 | 1,148 | 0.0% | 0.0% | 8 | +7 | 0.01% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | No change | 8,384 | 206 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WEATHERLY ASSET MANAGEMENT L. P. | History | New | 6,065 | 149 | 0.06% | — | 10 | +6,065 | New | Q2 2014 | Jul 03, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 2,200 | 54 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MetLife Securities, Inc | History | Reduced | 2,020 | 50 | 0.01% | 0.01% | 12 | -1,074 | -34.71% | Q2 2014 | Aug 04, 2014 |
| DUBUQUE BANK & TRUST CO | History | No change | 2,000 | 49 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| DAVIDSON D A & CO | History | No change | 2,000 | 49 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 1,000 | 25 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 500 | 12 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| CARLSON CAPITAL L P | History | Closed out | 0 | 0 | — | 32.09% | — | -1,352,148 | -100.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,185,592 | -100.0% | Q1 2014 | May 15, 2014 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -813,344 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -475,000 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -416,826 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -378,821 | -100.0% | Q1 2014 | May 13, 2014 |
| P SCHOENFELD ASSET MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.45% | — | -277,675 | -100.0% | Q1 2014 | May 13, 2014 |
| Algebris Investments (UK) LLP | History | Closed out | 0 | 0 | — | 2.78% | — | -235,775 | -100.0% | Q1 2014 | May 15, 2014 |
| Watershed Asset Management, L.L.C. | History | Closed out | 0 | 0 | — | 1.16% | — | -151,573 | -100.0% | Q1 2014 | May 14, 2014 |
| FLAHERTY & CRUMRINE INC | History | Closed out | 0 | 0 | — | 1.99% | — | -134,400 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -129,321 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -125,239 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,811 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -95,297 | -100.0% | Q1 2014 | May 15, 2014 |
| QUALCOMM INC/DE | History | Closed out | 0 | 0 | — | 0.07% | — | -56,400 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -51,733 | -100.0% | Q1 2014 | May 16, 2014 |
| MAVERICK CAPITAL LTD | History | Closed out | 0 | 0 | — | 0.02% | — | -47,881 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -41,743 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,914 | -100.0% | Q1 2014 | May 15, 2014 |
| LASRY MARC | History | Closed out | 0 | 0 | — | 0.04% | — | -28,650 | -100.0% | Q1 2014 | Aug 04, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -26,160 | -100.0% | Q1 2014 | May 13, 2014 |
| VERTEX ONE ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -22,694 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,196 | -100.0% | Q1 2014 | May 13, 2014 |
| Spectrum Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -12,011 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,324 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,750 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,427 | -100.0% | Q1 2014 | May 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -634 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -470 | -100.0% | Q1 2014 | May 12, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -42 | -100.0% | Q1 2014 | May 12, 2014 |
| Clarkston Capital Partners LLC | History | New | 30 | 0 | — | — | — | +30 | New | Q2 2014 | Jul 16, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | — | — | -29 | -100.0% | Q1 2014 | May 15, 2014 |