Guggenheim Russell 1000 Equal - 78355W593
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HARVEST CAPITAL MANAGEMENT INC | History | Added to | 394,345 | 19,019 | 8.99% | 8.58% | 1 | +38,975 | 10.97% | Q1 2014 | May 09, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Added to | 273,646 | 13,198 | 0.09% | 0.09% | 2 | +4,407 | 1.64% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Added to | 137,933 | 6,653 | 0.0% | 0.0% | 3 | +7,046 | 5.38% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 53,702 | 2,590 | 0.0% | 0.0% | 4 | -40,623 | -43.07% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 36,788 | 1,774 | 0.0% | 25.76% | 5 | +82 | 0.22% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 26,595 | 1,283 | 0.0% | 0.0% | 6 | +4,387 | 19.75% | Q1 2014 | May 16, 2014 |
| LPL Financial LLC | History | Added to | 20,661 | 996 | 0.01% | 0.01% | 7 | +793 | 3.99% | Q1 2014 | May 12, 2014 |
| Curbstone Financial Management Corp | History | New | 10,410 | 502 | 0.41% | — | 8 | +10,410 | New | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 8,320 | 401 | 0.0% | 0.0% | 9 | -251 | -2.93% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | New | 7,675 | 370 | 0.0% | — | 10 | +7,675 | New | Q1 2014 | May 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 610 | 29 | 0.0% | — | 11 | +610 | New | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 215 | 10 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -37,076 | -100.0% | Q4 2013 | Feb 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,433 | -100.0% | Q4 2013 | Feb 14, 2014 |