Guggenheim Russell 1000 Equal - 78355W593
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HARVEST CAPITAL MANAGEMENT INC | History | Added to | 406,055 | 20,624 | 9.69% | 8.99% | 1 | +11,710 | 2.97% | Q2 2014 | Jul 29, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 273,646 | 13,198 | 0.09% | 0.09% | 2 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | No change | 137,933 | 6,653 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| LPL Financial LLC | History | Added to | 71,369 | 3,625 | 0.02% | 0.01% | 4 | +50,708 | 245.43% | Q2 2014 | Aug 05, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 53,702 | 2,590 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 36,788 | 1,774 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 26,595 | 1,283 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Curbstone Financial Management Corp | History | Added to | 23,685 | 1,203 | 0.92% | 0.41% | 8 | +13,275 | 127.52% | Q2 2014 | Jul 25, 2014 |
| CITIGROUP INC | History | No change | 8,320 | 401 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 7,675 | 370 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 1,205 | 61 | 0.0% | 0.0% | 11 | +595 | 97.54% | Q2 2014 | Aug 08, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 215 | 10 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |