RYDEX ETF TRUST - 78355W601
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| LPL Financial LLC | History | Reduced | 199,851 | 25,053 | 0.15% | 0.16% | 1 | -11,329 | -5.36% | Q2 2014 | Aug 05, 2014 |
| BANK OF STOCKTON | History | Added to | 111,953 | 14,034 | 8.01% | 8.39% | 2 | +665 | 0.6% | Q2 2014 | Jul 22, 2014 |
| Financial Architects, Inc | History | Added to | 100,913 | 12,650 | 6.11% | 7.41% | 3 | +497 | 0.49% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | New | 89,787 | 11,256 | 0.01% | — | 4 | +89,787 | New | Q2 2014 | Aug 11, 2014 |
| ATRIA INVESTMENTS LLC | History | Added to | 48,248 | 6,048 | 0.6% | 0.59% | 5 | +1,314 | 2.8% | Q2 2014 | Jul 21, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 44,872 | 5,625 | 0.07% | 0.08% | 6 | +142 | 0.32% | Q2 2014 | Jul 23, 2014 |
| MetLife Securities, Inc | History | Added to | 27,177 | 3,407 | 0.46% | 0.48% | 7 | +320 | 1.19% | Q2 2014 | Aug 04, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 15,705 | 1,969 | 0.07% | 0.06% | 8 | +1,923 | 13.95% | Q2 2014 | Jul 25, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 15,631 | 1,959 | 0.01% | 0.01% | 9 | +1,000 | 6.83% | Q2 2014 | Aug 08, 2014 |
| Camarda Financial Advisors, LLC | History | Added to | 11,444 | 1,435 | 0.98% | 0.96% | 10 | +1,269 | 12.47% | Q2 2014 | Jul 11, 2014 |
| SII INVESTMENTS INC/WI | History | Added to | 10,990 | 1,381 | 0.2% | 0.19% | 11 | +2,007 | 22.34% | Q2 2014 | Jul 28, 2014 |
| Concert Wealth Management Inc. | History | Reduced | 6,585 | 809 | 0.1% | 0.11% | 12 | -997 | -13.15% | Q2 2014 | Jul 31, 2014 |
| MCMILLION CAPITAL MANAGEMENT INC | History | No change | 4,310 | 540 | 0.31% | 0.32% | 13 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| FIRST MIDWEST BANK TRUST DIVISION | History | No change | 3,600 | 451 | 0.07% | 0.07% | 14 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Sequoia Financial Advisors, LLC | History | Reduced | 3,573 | 448 | 0.34% | 0.44% | 15 | -745 | -17.25% | Q2 2014 | Aug 05, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | Reduced | 3,140 | 394 | 0.09% | 0.1% | 16 | -170 | -5.14% | Q2 2014 | Aug 11, 2014 |
| BROWN ADVISORY INC | History | No change | 2,544 | 319 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Reduced | 2,063 | 259 | 0.06% | 0.06% | 18 | -543 | -20.84% | Q2 2014 | Aug 05, 2014 |
| Aureus Asset Management, LLC | History | No change | 1,705 | 214 | 0.05% | 0.05% | 19 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 572 | 72 | 0.02% | 0.03% | 20 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 500 | 63 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 107 | 13 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| JNBA Financial Advisors | History | No change | 90 | 11 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Exchange Capital Management, Inc. | History | Reduced | 51 | 6 | 0.0% | 0.01% | 24 | -143 | -73.71% | Q2 2014 | Jul 03, 2014 |
| Gradient Investments LLC | History | New | 51 | 6 | 0.0% | — | 25 | +51 | New | Q2 2014 | Jul 11, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 30 | 4 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| Alexandria Capital, LLC | History | No change | 20 | 3 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Blume Capital Management, Inc. | History | No change | 15 | 2 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -353,296 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.02% | — | -341,863 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -184,993 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -117,178 | -100.0% | Q1 2014 | May 16, 2014 |
| New England Private Wealth Advisors LLC | History | Closed out | 0 | 0 | — | 5.37% | — | -103,549 | -100.0% | Q1 2014 | May 13, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.42% | — | -57,994 | -100.0% | Q1 2014 | May 08, 2014 |
| CUMBERLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 3.09% | — | -43,570 | -100.0% | Q1 2014 | Apr 21, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -38,543 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,672 | -100.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -27,133 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -26,454 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,763 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -14,709 | -100.0% | Q1 2014 | May 14, 2014 |
| Cetera Advisors LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -12,828 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.08% | — | -11,475 | -100.0% | Q1 2014 | May 13, 2014 |
| Miller Investment Management, LP | History | Closed out | 0 | 0 | — | 0.52% | — | -7,480 | -100.0% | Q1 2014 | May 13, 2014 |
| Carnegie Capital Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -7,442 | -100.0% | Q1 2014 | May 08, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.27% | — | -7,167 | -100.0% | Q1 2014 | May 02, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,892 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.15% | — | -6,136 | -100.0% | Q1 2014 | Apr 24, 2014 |
| INSIGHT 2811, INC. | History | Closed out | 0 | 0 | — | 0.31% | — | -6,100 | -100.0% | Q1 2014 | May 15, 2014 |
| CAHILL FINANCIAL ADVISORS INC | History | Closed out | 0 | 0 | — | 0.6% | — | -5,735 | -100.0% | Q1 2014 | May 14, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -4,765 | -100.0% | Q1 2014 | May 14, 2014 |
| VSR Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -4,541 | -100.0% | Q1 2014 | May 05, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -3,561 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,430 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -3,392 | -100.0% | Q1 2014 | Apr 11, 2014 |
| GREENLEAF TRUST | History | Closed out | 0 | 0 | — | 0.01% | — | -3,200 | -100.0% | Q1 2014 | May 13, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,127 | -100.0% | Q1 2014 | May 15, 2014 |
| M Holdings Securities, Inc. | History | Closed out | 0 | 0 | — | 0.37% | — | -2,819 | -100.0% | Q1 2014 | May 12, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -2,710 | -100.0% | Q1 2014 | May 14, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -2,646 | -100.0% | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,597 | -100.0% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.05% | — | -2,480 | -100.0% | Q1 2014 | Aug 08, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,384 | -100.0% | Q1 2014 | May 15, 2014 |
| National Planning Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -1,918 | -100.0% | Q1 2014 | Apr 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,710 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,615 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,502 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,222 | -100.0% | Q1 2014 | May 12, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -144 | -100.0% | Q1 2014 | May 15, 2014 |
| Amerivest Investment Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -137 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2014 | May 15, 2014 |