RYDEX ETF TRUST - 78355W825

Detailed investor-level table based on 13F positions.
Early Q1 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q1 2014 · Compare: Q4 2013
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC History New 183,268 14,938 1.69% 1 +183,268 New Q1 2014 Apr 10, 2014
ProVise Management Group, LLC History Added to 56,554 4,610 1.12% 0.49% 2 +32,649 136.58% Q1 2014 May 08, 2014
UBS AG History Added to 53,585 4,368 0.0% 0.0% 3 +2,181 4.24% Q1 2014 May 16, 2014
STIFEL FINANCIAL CORP History New 27,225 2,219 0.02% 4 +27,225 New Q1 2014 May 15, 2014
BANK OF AMERICA CORP /DE/ History Added to 26,771 2,182 0.0% 26.0% 5 +5,141 23.77% Q1 2014 May 15, 2014
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Reduced 18,568 1,513 0.0% 0.0% 6 -13,749 -42.54% Q1 2014 May 14, 2014
WELLS FARGO & COMPANY/MN History Added to 11,972 976 0.0% 0.0% 7 +889 8.02% Q1 2014 May 15, 2014
National Asset Management, Inc. History Added to 10,460 853 0.26% 0.23% 8 +1,540 17.26% Q1 2014 May 02, 2014
MORGAN STANLEY History Added to 7,446 607 0.0% 0.0% 9 +1,718 29.99% Q1 2014 May 13, 2014
LPL Financial LLC History Reduced 5,222 426 0.0% 0.0% 10 -2,774 -34.69% Q1 2014 May 12, 2014
KMS FINANCIAL SERVICES, INC History Added to 3,459 282 0.04% 0.04% 11 +208 6.4% Q1 2014 Aug 08, 2014
Hartford Financial Management Inc. History Reduced 2,450 199 0.13% 0.13% 12 -100 -3.92% Q1 2014 May 07, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History Added to 1,350 110 0.0% 0.0% 13 +700 107.69% Q1 2014 May 15, 2014
WFG Advisors, LP History Reduced 686 56 0.01% 0.01% 14 -91 -11.71% Q1 2014 Apr 24, 2014
ROYAL BANK OF CANADA History No change 175 14 0.0% 0.0% 15 0 0.0% Q1 2014 May 15, 2014
Creative Planning History New 150 12 0.0% 17 +150 New Q1 2014 Apr 11, 2014
BENJAMIN F. EDWARDS & COMPANY, INC. History No change 150 12 0.0% 0.0% 16 0 0.0% Q1 2014 Apr 14, 2014
CITIGROUP INC History Reduced 110 9 0.0% 0.0% 18 -50 -31.25% Q1 2014 May 15, 2014
Private Advisor Group, LLC History Closed out 0 0 0.06% -6,423 -100.0% Q4 2013 Feb 13, 2014
AMERIPRISE FINANCIAL INC History Closed out 0 0 0.0% -1,228 -100.0% Q4 2013 Feb 14, 2014
Partnervest Advisory Services LLC History Closed out 0 0 0.02% -471 -100.0% Q4 2013 Feb 11, 2014
Compass Efficient Model Portfolios, LLC History Closed out 0 0 0.04% -17 -100.0% Q4 2013 Feb 20, 2014