SPDR SERIES TRUST NUVN BR NY MUNI - 78464A433

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
BANK OF AMERICA CORP /DE/ History No change 51,745 1,166 0.0% 0.0% 1 0 0.0% Q1 2014 May 15, 2014
MORGAN STANLEY History No change 36,511 823 0.0% 0.0% 2 0 0.0% Q1 2014 May 13, 2014
Laidlaw Group, LLC History No change 32,845 750 0.37% 0.39% 3 0 0.0% Q2 2014 Jul 17, 2014
JANE STREET GROUP, LLC History No change 23,695 534 0.01% 0.01% 4 0 0.0% Q1 2014 May 15, 2014
SUSQUEHANNA INTERNATIONAL GROUP, LLP History No change 21,758 490 0.0% 0.0% 5 0 0.0% Q1 2014 May 14, 2014
UBS AG History No change 20,540 463 0.0% 0.0% 6 0 0.0% Q1 2014 May 16, 2014
FMA ADVISORY INC History Added to 14,609 334 0.12% 0.12% 7 +1,207 9.01% Q2 2014 Jul 25, 2014
WELLS FARGO & COMPANY/MN History No change 14,473 326 0.0% 0.0% 8 0 0.0% Q1 2014 May 15, 2014
KCG Holdings, Inc. History No change 13,757 310 0.0% 0.0% 9 0 0.0% Q1 2014 May 15, 2014
Tortoise Investment Management, LLC History No change 7,500 171 0.07% 0.08% 10 0 0.0% Q2 2014 Jul 29, 2014
ROYAL BANK OF CANADA History No change 6,375 143 0.0% 0.0% 11 0 0.0% Q1 2014 May 15, 2014
HOWE & RUSLING INC History New 5,850 134 0.03% — 12 +5,850 New Q2 2014 Jul 31, 2014
NEW ENGLAND SECURITIES CORP /MA/ History Added to 2,460 56 0.02% 0.0% 13 +2,260 1130.0% Q2 2014 Aug 04, 2014
CITIGROUP INC History No change 1,151 26 0.0% 0.0% 14 0 0.0% Q1 2014 May 15, 2014
BARCLAYS PLC History No change 613 14 0.0% 0.0% 15 0 0.0% Q1 2014 May 15, 2014