SPDR SERIES TRUST NUVN BR NY MUNI - 78464A433
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ | History | Added to | 51,745 | 1,166 | 0.0% | 0.0% | 1 | +3,461 | 7.17% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Added to | 36,511 | 823 | 0.0% | 0.0% | 2 | +2,569 | 7.57% | Q1 2014 | May 13, 2014 |
| Laidlaw Group, LLC | History | No change | 32,845 | 740 | 0.39% | 0.38% | 3 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| JANE STREET GROUP, LLC | History | New | 23,695 | 534 | 0.01% | — | 4 | +23,695 | New | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 21,758 | 490 | 0.0% | 0.0% | 5 | -16,390 | -42.96% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Added to | 20,540 | 463 | 0.0% | 0.0% | 6 | +8,254 | 67.18% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 14,473 | 326 | 0.0% | 0.0% | 7 | -580 | -3.85% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Added to | 13,757 | 310 | 0.0% | 0.0% | 8 | +2,170 | 18.73% | Q1 2014 | May 15, 2014 |
| FMA ADVISORY INC | History | New | 13,402 | 302 | 0.12% | — | 9 | +13,402 | New | Q1 2014 | May 06, 2014 |
| Tortoise Investment Management, LLC | History | Added to | 7,500 | 169 | 0.08% | 0.04% | 10 | +4,000 | 114.29% | Q1 2014 | May 02, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 6,375 | 143 | 0.0% | 0.0% | 11 | -618 | -8.84% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 1,151 | 26 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Added to | 613 | 14 | 0.0% | 0.0% | 13 | +138 | 29.05% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 200 | 5 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,091 | -100.0% | Q4 2013 | Feb 14, 2014 |
| HOWE & RUSLING INC | History | Closed out | 0 | 0 | — | 0.03% | — | -5,850 | -100.0% | Q1 2014 | May 07, 2014 |