SPDR SERIES TRUST - 78464A458

Detailed investor-level table based on 13F positions.
Early Q4 2025 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Fisher Asset Management, LLC History Added to 7,875,106 186,483 0.39% 0.39% 1 +374,331 4.99% Q2 2014 Jul 25, 2014
BB&T SECURITIES, LLC History Added to 231,586 54,839 0.13% 0.07% 2 +112,502 94.47% Q2 2014 Jul 11, 2014
Commonwealth Equity Services, Inc History Added to 1,148,002 27,185 0.33% 0.35% 3 +51,195 4.67% Q2 2014 Jul 23, 2014
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO History Added to 473,155 11,205 0.44% 0.36% 4 +97,847 26.07% Q2 2014 Aug 05, 2014
Pinnacle Advisory Group, Inc. History Added to 352,110 8,337 0.98% 0.79% 5 +12,432 3.66% Q2 2014 Jul 23, 2014
BAILARD, INC. History Reduced 245,126 5,792 0.89% 1.17% 6 -73,437 -23.05% Q2 2014 Jul 30, 2014
Laidlaw Group, LLC History Reduced 228,977 5,422 2.7% 2.79% 7 -150 -0.07% Q2 2014 Jul 17, 2014
LPL Financial LLC History Added to 206,539 4,891 0.03% 0.03% 8 +15,189 7.94% Q2 2014 Aug 05, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC History Added to 196,582 4,655 1.68% 1.59% 9 +36,799 23.03% Q2 2014 Aug 05, 2014
CONFLUENCE INVESTMENT MANAGEMENT LLC History Added to 166,515 3,943 0.18% 0.19% 10 +6,837 4.28% Q2 2014 Jul 21, 2014
Tortoise Investment Management, LLC History Added to 120,050 2,843 1.19% 1.22% 11 +6,200 5.45% Q2 2014 Jul 29, 2014
Valmark Advisers, Inc. History Added to 81,240 1,924 0.05% 0.05% 12 +601 0.75% Q2 2014 Jul 28, 2014
CULLEN/FROST BANKERS, INC. History Added to 70,700 1,674 0.07% 0.06% 13 +9,915 16.31% Q2 2014 Aug 05, 2014
Grey Owl Capital Management, LLC History Reduced 69,170 1,638 1.8% 1.96% 14 -4,160 -5.67% Q2 2014 Aug 08, 2014
BlackRock Investment Management, LLC History Added to 58,808 1,393 0.0% 0.0% 15 +18,702 46.63% Q2 2014 Aug 06, 2014
BlackRock Institutional Trust Company, N.A. History Reduced 56,676 1,342 0.0% 0.0% 16 -22,496 -28.41% Q2 2014 Aug 06, 2014
BBVA COMPASS BANCSHARES, INC History Added to 52,196 1,236 0.05% 0.05% 17 +6,170 13.41% Q2 2014 Aug 06, 2014
ALPHA WINDWARD LLC History Added to 48,823 1,156 0.78% 0.71% 18 +4,863 11.06% Q2 2014 Jul 16, 2014
SAGE FINANCIAL GROUP INC History Added to 48,040 1,138 0.55% 0.64% 19 +8 0.02% Q2 2014 Jul 31, 2014
BENJAMIN F. EDWARDS & COMPANY, INC. History Added to 39,404 933 0.24% 0.23% 20 +2,760 7.53% Q2 2014 Jul 21, 2014
ATRIA INVESTMENTS LLC History Reduced 38,739 917 0.09% 0.14% 21 -19,386 -33.35% Q2 2014 Jul 21, 2014
First Heartland Consultants, Inc. History Reduced 38,067 901 0.41% 0.45% 22 -1,117 -2.85% Q2 2014 Jul 16, 2014
SYNOVUS FINANCIAL CORP History Reduced 36,250 858 0.02% 0.03% 23 -1,500 -3.97% Q2 2014 Aug 01, 2014
FIRST TRUST ADVISORS LP History Reduced 34,597 819 0.0% 0.01% 24 -15,905 -31.49% Q2 2014 Aug 11, 2014
Cordasco Financial Network History Reduced 31,870 755 0.58% 0.74% 25 -7,960 -19.98% Q2 2014 Aug 11, 2014
WHITTIER TRUST CO OF NEVADA INC History Added to 26,999 639 0.07% 0.02% 26 +20,399 309.08% Q2 2014 Aug 04, 2014
CFG Asset Management LLC History Added to 23,835 564 0.2% 0.17% 27 +5,956 33.31% Q2 2014 Jul 08, 2014
CITY NATIONAL BANK History Added to 23,162 549 0.01% 0.0% 28 +13,162 131.62% Q2 2014 Jul 28, 2014
COUNTRY TRUST BANK History New 23,114 547 0.03% 29 +23,114 New Q2 2014 Aug 07, 2014
First Fiduciary Investment Counsel, Inc. History No change 15,100 358 0.08% 0.08% 30 0 0.0% Q2 2014 Aug 05, 2014
WealthTrust Axiom LLC History Added to 15,000 355 0.12% 0.09% 31 +4,000 36.36% Q2 2014 Aug 01, 2014
EVERGREEN CAPITAL MANAGEMENT LLC History No change 12,700 301 0.06% 0.06% 32 0 0.0% Q2 2014 Aug 01, 2014
Paragon Capital Management Ltd History No change 12,358 292 0.2% 0.21% 33 0 0.0% Q2 2014 Jul 07, 2014
ST GERMAIN D J CO INC History Reduced 11,400 270 0.04% 0.04% 34 -1,245 -9.85% Q2 2014 Jul 17, 2014
ProVise Management Group, LLC History New 10,000 237 0.05% 35 +10,000 New Q2 2014 Aug 01, 2014
INVESTMENT CENTERS OF AMERICA INC History Reduced 9,236 219 0.05% 0.07% 36 -4,641 -33.44% Q2 2014 Aug 05, 2014
Moors & Cabot, Inc. History New 9,055 214 0.04% 37 +9,055 New Q2 2014 Aug 11, 2014
Capital Advisors, Ltd. LLC History No change 8,853 210 0.12% 0.12% 38 0 0.0% Q2 2014 Jul 25, 2014
Gradient Investments LLC History Reduced 5,950 141 0.03% 0.04% 39 -1,852 -23.74% Q2 2014 Jul 11, 2014
DAVIDSON D A & CO History No change 4,150 98 0.0% 0.0% 40 0 0.0% Q2 2014 Jul 29, 2014
Transamerica Financial Advisors, Inc. History Added to 3,500 83 0.01% 0.01% 41 +429 13.97% Q2 2014 Jul 14, 2014
JNBA Financial Advisors History No change 3,210 76 0.04% 0.04% 42 0 0.0% Q2 2014 Jul 24, 2014
MetLife Securities, Inc History Added to 3,082 73 0.01% 0.01% 43 +884 40.22% Q2 2014 Aug 04, 2014
TRUST CO OF VERMONT History No change 2,050 49 0.01% 0.01% 44 0 0.0% Q2 2014 Jul 16, 2014
WHITTIER TRUST CO History New 1,055 25 0.0% 45 +1,055 New Q2 2014 Aug 04, 2014
AMERICAN INTERNATIONAL GROUP INC History No change 937 22 0.0% 0.0% 46 0 0.0% Q2 2014 Aug 08, 2014
NEW ENGLAND SECURITIES CORP /MA/ History No change 899 21 0.01% 0.01% 47 0 0.0% Q2 2014 Aug 04, 2014
WEALTHFRONT INC History Reduced 496 12 0.0% 0.23% 48 -5,732 -92.04% Q2 2014 Jul 24, 2014
Madden Advisory Services, Inc. History No change 455 11 0.01% 0.01% 49 0 0.0% Q2 2014 Aug 11, 2014
PNC FINANCIAL SERVICES GROUP, INC. History No change 416 10 0.0% 0.0% 50 0 0.0% Q2 2014 Aug 08, 2014
BOSTON PRIVATE BANK & TRUST CO History No change 400 9 0.0% 0.0% 51 0 0.0% Q2 2014 Jul 15, 2014
DELTA ASSET MANAGEMENT LLC/TN History No change 309 7 0.0% 0.0% 52 0 0.0% Q2 2014 Jul 22, 2014
BANK OF AMERICA CORP /DE/ History Closed out 0 0 0.02% -2,572,284 -100.0% Q1 2014 May 15, 2014
ENVESTNET ASSET MANAGEMENT INC History Closed out 0 0 0.59% -2,277,072 -100.0% Q1 2014 May 12, 2014
MORGAN STANLEY History Closed out 0 0 0.02% -1,608,708 -100.0% Q1 2014 May 13, 2014
DEUTSCHE BANK AG\ History Closed out 0 0 0.01% -889,459 -100.0% Q1 2014 May 15, 2014
UBS AG History Closed out 0 0 0.02% -788,499 -100.0% Q1 2014 May 16, 2014
UNITED SERVICES AUTOMOBILE ASSOCIATION History Closed out 0 0 0.07% -763,912 -100.0% Q1 2014 May 22, 2014
ASSETMARK, INC History Closed out 0 0 0.43% -760,004 -100.0% Q1 2014 May 06, 2014
FDx Advisors, Inc. History Closed out 0 0 0.88% -454,428 -100.0% Q1 2014 May 15, 2014
WELLS FARGO & COMPANY/MN History Closed out 0 0 0.0% -393,370 -100.0% Q1 2014 May 15, 2014
CITIGROUP INC History Closed out 0 0 0.01% -358,262 -100.0% Q1 2014 May 15, 2014
BARCLAYS PLC History Closed out 0 0 0.01% -326,442 -100.0% Q1 2014 May 15, 2014
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC History Closed out 0 0 0.01% -320,850 -100.0% Q1 2014 May 23, 2014
BANK OF MONTREAL /CAN/ History Closed out 0 0 0.01% -280,641 -100.0% Q1 2014 May 15, 2014
JPMORGAN CHASE & CO History Closed out 0 0 0.0% -182,372 -100.0% Q1 2014 May 15, 2014
UNITED CAPITAL FINANCIAL ADVISERS, LLC History Closed out 0 0 0.09% -181,991 -100.0% Q1 2014 May 14, 2014
FRANKLIN RESOURCES INC History Closed out 0 0 0.0% -159,740 -100.0% Q1 2014 May 13, 2014
STIFEL FINANCIAL CORP History Closed out 0 0 0.04% -158,175 -100.0% Q1 2014 May 15, 2014
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Closed out 0 0 0.0% -134,099 -100.0% Q1 2014 May 14, 2014
CEDAR HILL ASSOCIATES, LLC History Closed out 0 0 0.42% -108,013 -100.0% Q1 2014 May 13, 2014
CLS Investments, LLC History Closed out 0 0 0.1% -107,920 -100.0% Q1 2014 May 13, 2014
MANAGED ACCOUNT ADVISORS LLC History Closed out 0 0 0.0% -67,361 -100.0% Q1 2014 May 15, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History Closed out 0 0 0.04% -56,144 -100.0% Q1 2014 May 15, 2014
NORTHERN TRUST CORP History Closed out 0 0 0.0% -47,965 -100.0% Q1 2014 May 14, 2014
Portfolio Strategies Inc History Closed out 0 0 1.27% -47,941 -100.0% Q1 2014 May 16, 2014
Sigma Investment Management Co History Closed out 0 0 0.7% -43,061 -100.0% Q1 2014 May 15, 2014
Evercore Wealth Management, LLC History Closed out 0 0 0.05% -38,529 -100.0% Q1 2014 May 15, 2014
WEALTHCARE CAPITAL MANAGEMENT LLC History Closed out 0 0 0.14% -36,996 -100.0% Q1 2014 May 13, 2014
HM PAYSON & CO History Closed out 0 0 0.04% -36,092 -100.0% Q1 2014 May 07, 2014
JANE STREET GROUP, LLC History Closed out 0 0 0.01% -35,751 -100.0% Q1 2014 May 15, 2014
Placemark Investments, Inc. History Closed out 0 0 0.02% -35,745 -100.0% Q1 2014 May 09, 2014
Bluefin Trading, LLC History Closed out 0 0 0.04% -23,975 -100.0% Q1 2014 May 15, 2014
ROYAL BANK OF CANADA History Closed out 0 0 0.0% -23,359 -100.0% Q1 2014 May 15, 2014
Syntal Capital Partners, LLC History Closed out 0 0 0.32% -23,296 -100.0% Q1 2014 May 15, 2014
CAPTRUST FINANCIAL ADVISORS History Closed out 0 0 0.1% -21,588 -100.0% Q1 2014 May 12, 2014
KCG Holdings, Inc. History Closed out 0 0 0.01% -20,593 -100.0% Q1 2014 May 15, 2014
AMERIPRISE FINANCIAL INC History Closed out 0 0 0.0% -20,397 -100.0% Q1 2014 May 14, 2014
FIRST BUSINESS FINANCIAL SERVICES, INC. History Closed out 0 0 0.17% -18,765 -100.0% Q1 2014 May 06, 2014
Baker Avenue Asset Management, LP History Closed out 0 0 1.28% -18,740 -100.0% Q1 2014 Aug 06, 2014
COMERICA BANK History Closed out 0 0 0.0% -16,494 -100.0% Q1 2014 May 15, 2014
Eqis Capital Management, Inc. History Closed out 0 0 0.08% -16,345 -100.0% Q1 2014 May 14, 2014
First Allied Advisory Services, Inc. History Closed out 0 0 0.03% -15,869 -100.0% Q1 2014 May 15, 2014
Hudock Moyer Wealth Resources, LLC History Closed out 0 0 0.29% -15,185 -100.0% Q1 2014 May 15, 2014
CREDIT SUISSE AG/ History Closed out 0 0 0.0% -12,750 -100.0% Q1 2014 May 15, 2014
Invesco Ltd. History Closed out 0 0 0.0% -10,804 -100.0% Q1 2014 May 15, 2014
NGAM ADVISORS, L.P. History Closed out 0 0 0.0% -10,768 -100.0% Q1 2014 May 13, 2014
Burns Wealth Management, Inc. History Closed out 0 0 0.1% -10,345 -100.0% Q1 2014 May 14, 2014
STALEY CAPITAL ADVISERS INC History Closed out 0 0 0.03% -8,800 -100.0% Q1 2014 May 07, 2014
BREMER TRUST NATIONAL ASSOCIATION History Closed out 0 0 0.07% -8,650 -100.0% Q1 2014 Apr 08, 2014
Clearbridge Investments, LLC History Closed out 0 0 0.0% -6,596 -100.0% Q1 2014 May 15, 2014
Antonetti Capital Management LLC History Closed out 0 0 0.06% -2,829 -100.0% Q1 2014 May 14, 2014
US BANCORP \DE\ History Closed out 0 0 0.0% -2,780 -100.0% Q1 2014 May 14, 2014
LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA History Closed out 0 0 0.0% -2,000 -100.0% Q1 2014 Apr 28, 2014
Hanson & Doremus Investment Management History Closed out 0 0 0.02% -1,590 -100.0% Q1 2014 Apr 30, 2014
People's United Financial, Inc. History Closed out 0 0 0.0% -1,550 -100.0% Q1 2014 May 14, 2014
MOTCO History Closed out 0 0 0.0% -1,389 -100.0% Q1 2014 May 05, 2014
SHAPIRO ROBERT N History Closed out 0 0 0.0% -839 -100.0% Q1 2014 Jun 18, 2014
Partnervest Advisory Services LLC History Closed out 0 0 0.01% -679 -100.0% Q1 2014 May 12, 2014
BBK Capital Partners, LLC History Closed out 0 0 0.01% -439 -100.0% Q1 2014 May 15, 2014
FIFTH THIRD BANCORP History Closed out 0 0 0.0% -320 -100.0% Q1 2014 May 15, 2014
WFG Advisors, LP History Closed out 0 0 0.0% -141 -100.0% Q1 2014 Apr 24, 2014