SCHULMAN A INC - 808194104
Detailed investor-level table based on 13F positions.
Early Q2 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,223,770 | 86,059 | 0.06% | 0.06% | 1 | +51,497 | 2.37% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 1,852,165 | 71,679 | 0.01% | 0.01% | 2 | +32,980 | 1.81% | Q2 2014 | Aug 11, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 1,550,377 | 60,000 | 0.18% | 0.25% | 3 | -761,970 | -32.95% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,492,094 | 57,744 | 0.02% | 0.02% | 4 | -108,444 | -6.78% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 786,045 | 30,420 | 0.01% | 0.01% | 5 | -95,409 | -10.82% | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 620,634 | 24,018 | 0.17% | — | 6 | +620,634 | New | Q2 2014 | Jul 31, 2014 |
| OPPENHEIMER FUNDS INC | History | Reduced | 342,830 | 13,268 | 0.01% | 0.02% | 7 | -210,493 | -38.04% | Q2 2014 | Aug 08, 2014 |
| JWEST, LLC | History | Added to | 334,670 | 12,952 | 9.08% | 8.87% | 8 | +25,840 | 8.37% | Q2 2014 | Jul 24, 2014 |
| DALTON GREINER HARTMAN MAHER & CO | History | Added to | 317,215 | 12,276 | 0.64% | 0.63% | 9 | +18,730 | 6.28% | Q2 2014 | Jul 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 146,682 | 5,677 | 0.02% | 0.01% | 10 | +87,150 | 146.39% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 124,086 | 4,803 | 0.01% | 0.01% | 11 | +4,410 | 3.68% | Q2 2014 | Jul 30, 2014 |
| GRACE & WHITE INC /NY | History | No change | 108,771 | 4,210 | 0.81% | 0.76% | 12 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 104,592 | 4,048 | 0.01% | 0.01% | 13 | -11,477 | -9.89% | Q2 2014 | Aug 06, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 97,748 | 3,783 | 0.09% | 0.08% | 14 | +3,148 | 3.33% | Q2 2014 | Aug 07, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 68,860 | 2,665 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Numeric Investors LLC | History | New | 68,351 | 2,645 | 0.04% | — | 16 | +68,351 | New | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 67,465 | 2,611 | 0.01% | 0.01% | 17 | -300 | -0.44% | Q2 2014 | Aug 04, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 53,281 | 2,061 | 0.01% | 0.01% | 18 | -585 | -1.09% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 44,081 | 1,706 | 0.01% | 0.01% | 19 | -4,297 | -8.88% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 43,435 | 1,681 | 0.0% | 0.0% | 20 | +17,810 | 69.5% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 37,490 | 1,451 | 0.0% | 0.0% | 21 | -2,839 | -7.04% | Q2 2014 | Aug 07, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Reduced | 35,967 | 1,392 | 0.21% | 0.22% | 22 | -5,977 | -14.25% | Q2 2014 | Jul 23, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | New | 35,621 | 1,379 | 0.0% | — | 23 | +35,621 | New | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | No change | 32,100 | 1,242 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Reduced | 30,692 | 1,188 | 0.0% | 0.0% | 25 | -21,632 | -41.34% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 29,525 | 1,143 | 0.01% | 0.01% | 26 | +137 | 0.47% | Q2 2014 | Jul 21, 2014 |
| GABELLI FUNDS LLC | History | No change | 28,000 | 1,084 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | Reduced | 27,350 | 1,058 | 0.14% | 0.15% | 28 | -2,000 | -6.81% | Q2 2014 | Aug 05, 2014 |
| STRS OHIO | History | Reduced | 25,900 | 1,002 | 0.0% | 0.0% | 29 | -1,400 | -5.13% | Q2 2014 | Jul 24, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 23,006 | 890 | 0.01% | 0.01% | 30 | -1,156 | -4.78% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 22,300 | 863 | 0.0% | 0.0% | 31 | -650 | -2.83% | Q2 2014 | Aug 08, 2014 |
| KBC Group NV | History | Added to | 20,766 | 804 | 0.01% | 0.0% | 32 | +12,472 | 150.37% | Q2 2014 | Aug 01, 2014 |
| Arizona State Retirement System | History | Added to | 20,679 | 800 | 0.01% | 0.01% | 33 | +200 | 0.98% | Q2 2014 | Aug 07, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | No change | 20,159 | 780 | 0.01% | 0.01% | 34 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| SHELL ASSET MANAGEMENT CO | History | New | 19,090 | 739 | 0.01% | — | 35 | +19,090 | New | Q2 2014 | Aug 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 17,909 | 693 | 0.0% | 0.0% | 36 | +1,354 | 8.18% | Q2 2014 | Aug 11, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Reduced | 17,650 | 683 | 0.01% | 0.01% | 37 | -185 | -1.04% | Q2 2014 | Aug 08, 2014 |
| AJO, LP | History | New | 17,300 | 670 | 0.0% | — | 38 | +17,300 | New | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 16,448 | 637 | 0.0% | 19.78% | 39 | -2,821 | -14.64% | Q2 2014 | Aug 06, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 16,400 | 635 | 0.01% | 0.01% | 40 | -100 | -0.61% | Q2 2014 | Jul 23, 2014 |
| Ifrah Financial Services, Inc. | History | Reduced | 16,207 | 627 | 0.24% | 0.23% | 41 | -172 | -1.05% | Q2 2014 | Aug 06, 2014 |
| TFS CAPITAL LLC | History | Reduced | 15,943 | 617 | 0.05% | 0.16% | 42 | -51,961 | -76.52% | Q2 2014 | Jul 21, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 15,629 | 605 | 0.02% | 0.02% | 43 | +2,054 | 15.13% | Q2 2014 | Jul 11, 2014 |
| ProShare Advisors LLC | History | Reduced | 15,268 | 591 | 0.01% | 0.01% | 44 | -15,113 | -49.74% | Q2 2014 | Aug 08, 2014 |
| GLOBEFLEX CAPITAL L P | History | New | 13,935 | 539 | 0.06% | — | 45 | +13,935 | New | Q2 2014 | Jul 18, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 13,600 | 526 | 0.02% | 0.02% | 46 | +100 | 0.74% | Q2 2014 | Jul 30, 2014 |
| ALPHA WINDWARD LLC | History | Reduced | 13,320 | 515 | 0.35% | 0.35% | 47 | -540 | -3.9% | Q2 2014 | Jul 16, 2014 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | No change | 13,000 | 503 | 0.01% | 0.01% | 48 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | No change | 12,272 | 475 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 11,808 | 457 | 0.02% | — | 50 | +11,808 | New | Q2 2014 | Aug 08, 2014 |
| Zebra Capital Management LLC | History | New | 11,591 | 449 | 0.17% | — | 51 | +11,591 | New | Q2 2014 | Jul 30, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 11,076 | 429 | 0.03% | 0.03% | 52 | +2,510 | 29.3% | Q2 2014 | Aug 08, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 10,500 | 406 | 0.0% | 0.0% | 53 | -800 | -7.08% | Q2 2014 | Jul 18, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 9,300 | 360 | 0.0% | — | 54 | +9,300 | New | Q2 2014 | Aug 01, 2014 |
| GHP Investment Advisors, Inc. | History | Added to | 7,670 | 297 | 0.09% | 0.08% | 55 | +638 | 9.07% | Q2 2014 | Aug 01, 2014 |
| FIRST CITIZENS BANK & TRUST CO | History | New | 7,190 | 278 | 0.02% | — | 56 | +7,190 | New | Q2 2014 | Aug 05, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 7,100 | 275 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Chevy Chase Trust Holdings, Inc. | History | No change | 6,960 | 269 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 6,000 | 232 | 0.05% | 0.04% | 59 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | New | 5,750 | 223 | 0.14% | — | 60 | +5,750 | New | Q2 2014 | Aug 11, 2014 |
| ClariVest Asset Management LLC | History | Reduced | 5,684 | 220 | 0.01% | 0.01% | 61 | -3,002 | -34.56% | Q2 2014 | Aug 11, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | New | 5,650 | 219 | 0.0% | — | 62 | +5,650 | New | Q2 2014 | Aug 11, 2014 |
| Clark Capital Management Group, Inc. | History | New | 5,501 | 213 | 0.02% | — | 63 | +5,501 | New | Q2 2014 | Aug 04, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 5,488 | 212 | 0.01% | 0.01% | 64 | -1,483 | -21.27% | Q2 2014 | Aug 08, 2014 |
| McAdams Wright Ragen, Inc. | History | New | 5,201 | 201 | 0.01% | — | 65 | +5,201 | New | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 4,769 | 185 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 3,671 | 142 | 0.0% | 0.0% | 67 | +116 | 3.26% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,100 | 82 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,478 | 57 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| DUNCKER STREETT & CO INC | History | New | 1,100 | 43 | 0.01% | — | 70 | +1,100 | New | Q2 2014 | Jul 23, 2014 |
| HANSEATIC MANAGEMENT SERVICES INC | History | Added to | 1,083 | 42 | 0.03% | 0.03% | 71 | +1,043 | 2607.5% | Q2 2014 | Aug 05, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 1,062 | 41 | 0.01% | — | 73 | +1,055 | 15071.43% | Q2 2014 | Jul 22, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,057 | 41 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 984 | 38 | 0.0% | 0.0% | 74 | -26 | -2.57% | Q2 2014 | Aug 06, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 900 | 35 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| THOMAS WHITE INTERNATIONAL LTD | History | No change | 215 | 8 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Wunderlich Securities, Inc. | History | New | 80 | 3 | 0.0% | — | 77 | +80 | New | Q2 2014 | Jul 17, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,053,466 | -100.0% | Q1 2014 | May 13, 2014 |
| DARUMA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.46% | — | -1,712,393 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.06% | — | -1,379,882 | -100.0% | Q1 2014 | May 28, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -748,637 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.09% | — | -674,994 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -620,831 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -517,941 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -506,799 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -493,966 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -376,146 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -351,886 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -345,089 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -257,376 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -224,505 | -100.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -186,511 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -185,555 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -185,066 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -183,581 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -150,056 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -137,429 | -100.0% | Q1 2014 | May 13, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.12% | — | -116,550 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -107,577 | -100.0% | Q1 2014 | Apr 18, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -95,239 | -100.0% | Q1 2014 | May 13, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.26% | — | -91,314 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -84,180 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -81,966 | -100.0% | Q1 2014 | May 16, 2014 |
| SOUTHPORT MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 3.18% | — | -80,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -71,926 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -67,600 | -100.0% | Q1 2014 | May 14, 2014 |
| EDMUNDS WHITE PARTNERS LLC | History | Closed out | 0 | 0 | — | 3.29% | — | -66,245 | -100.0% | Q1 2014 | Apr 30, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -64,176 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -63,032 | -100.0% | Q1 2014 | May 16, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -58,734 | -100.0% | Q1 2014 | May 15, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.07% | — | -58,236 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -58,120 | -100.0% | Q1 2014 | May 16, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -54,177 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -53,487 | -100.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -46,180 | -100.0% | Q1 2014 | May 13, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.03% | — | -44,413 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,267 | -100.0% | Q1 2014 | May 15, 2014 |
| CORNERCAP INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.25% | — | -37,240 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,249 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,057 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,003 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -30,580 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -29,096 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -26,738 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -26,300 | -100.0% | Q1 2014 | May 30, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.07% | — | -25,575 | -100.0% | Q1 2014 | May 12, 2014 |
| CATAPULT CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,271 | -100.0% | Q1 2014 | May 12, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -22,284 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.13% | — | -21,620 | -100.0% | Q1 2014 | Aug 08, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -18,400 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,021 | -100.0% | Q1 2014 | May 15, 2014 |
| Pacific Ridge Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -17,920 | -100.0% | Q1 2014 | May 12, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,520 | -100.0% | Q1 2014 | May 13, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,713 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,899 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -13,400 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,429 | -100.0% | Q1 2014 | May 15, 2014 |
| SECOR Capital Advisors, LP | History | Closed out | 0 | 0 | — | 0.22% | — | -12,249 | -100.0% | Q1 2014 | Apr 28, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -10,600 | -100.0% | Q1 2014 | May 14, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -10,350 | -100.0% | Q1 2014 | May 14, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -10,112 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,999 | -100.0% | Q1 2014 | May 23, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -9,505 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -8,568 | -100.0% | Q1 2014 | May 13, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,935 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -7,284 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST NIAGARA BANK | History | Closed out | 0 | 0 | — | 0.05% | — | -6,460 | -100.0% | Q1 2014 | May 13, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,333 | -100.0% | Q1 2014 | May 16, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,247 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -5,954 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,855 | -100.0% | Q1 2014 | May 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,700 | -100.0% | Q1 2014 | May 14, 2014 |
| Eqis Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -5,527 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,040 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,250 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,150 | -100.0% | Q1 2014 | May 14, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,363 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -897 | -100.0% | Q1 2014 | May 02, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77 | -100.0% | Q1 2014 | May 23, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46 | -100.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q1 2014 | May 21, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | — | — | -5 | -100.0% | Q1 2014 | Apr 11, 2014 |