SEELOS THERAPEUTICS, INC. - 81577F109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GENDELL JEFFREY L | History | Added to | 6,744,585 | 1,241 | 0.07% | 0.48% | 1 | +1,576,565 | 30.51% | Q3 2023 | Nov 13, 2023 |
| VANGUARD GROUP INC | History | Added to | 5,172,726 | 951 | 0.0% | 0.0% | 2 | +175,078 | 3.5% | Q3 2023 | Dec 18, 2023 |
| Modera Wealth Management, LLC | History | Added to | 1,223,776 | 225 | 0.0% | 0.02% | 3 | +352,271 | 40.42% | Q3 2023 | Nov 30, 2023 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,211,726 | 223 | 0.0% | 0.0% | 4 | +44,821 | 3.84% | Q3 2023 | Nov 13, 2023 |
| Mirae Asset Global Investments Co., Ltd. | History | Reduced | 899,773 | 165 | 0.0% | 0.0% | 5 | -126,215 | -12.3% | Q3 2023 | Oct 26, 2023 |
| Woodline Partners LP | History | Added to | 724,571 | 133 | 0.0% | 0.01% | 6 | +150,585 | 26.23% | Q3 2023 | Nov 14, 2023 |
| OSAIC HOLDINGS, INC. | History | Added to | 643,897 | 118 | 0.0% | 0.0% | 7 | +633,483 | 6082.99% | Q3 2023 | Nov 13, 2023 |
| MORGAN STANLEY | History | Added to | 497,380 | 91 | 0.0% | 0.0% | 8 | +116,511 | 30.59% | Q3 2023 | Nov 15, 2023 |
| STATE STREET CORP | History | Added to | 393,405 | 72 | 0.0% | 0.0% | 9 | +79,000 | 25.13% | Q3 2023 | Nov 14, 2023 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 303,215 | 55 | 0.0% | 0.0% | 10 | -163,520 | -35.03% | Q3 2023 | Nov 14, 2023 |
| GROUP ONE TRADING, L.P. | History | Reduced | 282,327 | 51 | 0.0% | 0.0% | 11 | -30,065 | -9.62% | Q3 2023 | Nov 09, 2023 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 266,392 | 48 | 0.0% | 0.0% | 12 | +30,344 | 12.86% | Q3 2023 | Nov 14, 2023 |
| CITADEL ADVISORS LLC | History | Added to | 201,900 | 37 | 0.0% | 0.0% | 14 | +99,100 | 96.4% | Q3 2023 | Nov 14, 2023 |
| NORTHERN TRUST CORP | History | Reduced | 205,847 | 37 | 0.0% | 0.0% | 13 | -324 | -0.16% | Q3 2023 | Nov 13, 2023 |
| DAVENPORT & Co LLC | History | Added to | 155,500 | 28 | 0.0% | 0.0% | 15 | +20,000 | 14.76% | Q3 2023 | Oct 17, 2023 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 120,000 | 22 | 0.0% | — | 16 | +120,000 | New | Q3 2023 | Nov 15, 2023 |
| XTX Topco Ltd | History | New | 99,475 | 18 | 0.0% | — | 18 | +99,475 | New | Q3 2023 | Nov 13, 2023 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 99,356 | 18 | 0.0% | 0.12% | 17 | +60,208 | 153.8% | Q3 2023 | Nov 08, 2023 |
| Mariner, LLC | History | No change | 53,208 | 9 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q3 2023 | Nov 13, 2023 |
| Bank of New York Mellon Corp | History | No change | 52,850 | 9 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q3 2023 | Oct 24, 2023 |
| JANE STREET GROUP, LLC | History | New | 43,451 | 7 | 0.0% | — | 21 | +43,451 | New | Q3 2023 | Nov 15, 2023 |
| PRUDENTIAL FINANCIAL INC | History | New | 35,800 | 6 | 0.01% | — | 23 | +35,800 | New | Q3 2023 | Jun 14, 2024 |
| HSBC HOLDINGS PLC | History | No change | 35,934 | 6 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q3 2023 | Nov 13, 2023 |
| ENVESTNET ASSET MANAGEMENT INC | History | New | 30,000 | 5 | 0.0% | — | 27 | +30,000 | New | Q3 2023 | Nov 13, 2023 |
| JPMORGAN CHASE & CO | History | Added to | 30,457 | 5 | 0.0% | 0.0% | 24 | +5,900 | 24.03% | Q3 2023 | Nov 14, 2023 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 27,942 | 5 | 0.0% | 0.0% | 26 | +1,299 | 4.88% | Q3 2023 | Oct 23, 2023 |
| WELLS FARGO & COMPANY/MN | History | Added to | 30,929 | 5 | 0.0% | 0.0% | 25 | +52 | 0.17% | Q3 2023 | Nov 13, 2023 |
| Prime Capital Investment Advisors, LLC | History | New | 23,457 | 4 | 0.0% | — | 28 | +23,457 | New | Q3 2023 | Nov 09, 2023 |
| MAI Capital Management | History | Reduced | 16,695 | 3 | 0.0% | 0.01% | 29 | -834,707 | -98.04% | Q3 2023 | Nov 14, 2023 |
| LAZARD ASSET MANAGEMENT LLC | History | Added to | 17,022 | 3 | 0.0% | 0.0% | 30 | +838 | 5.18% | Q3 2023 | Nov 14, 2023 |
| Kestra Advisory Services, LLC | History | New | 12,600 | 2 | 0.0% | — | 37 | +12,600 | New | Q3 2023 | Nov 13, 2023 |
| StoneX Group Inc. | History | Added to | 14,000 | 2 | 0.0% | 0.01% | 33 | +2,000 | 16.67% | Q3 2023 | Aug 13, 2025 |
| FMR LLC | History | Reduced | 12,111 | 2 | 0.0% | 0.0% | 31 | -1,120 | -8.46% | Q3 2023 | Nov 13, 2023 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 13,577 | 2 | 0.0% | 0.0% | 34 | +640 | 4.95% | Q3 2023 | Nov 06, 2023 |
| Valeo Financial Advisors, LLC | History | Reduced | 14,825 | 2 | 0.0% | 0.0% | 35 | -348 | -2.29% | Q3 2023 | Oct 20, 2023 |
| FIRST MANHATTAN CO. LLC. | History | No change | 11,175 | 2 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q3 2023 | Nov 14, 2023 |
| Integrated Wealth Concepts LLC | History | No change | 14,625 | 2 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q3 2023 | Nov 15, 2023 |
| EP Wealth Advisors, LLC | History | Reduced | 10,000 | 1 | 0.0% | 0.0% | 39 | -185,400 | -94.88% | Q3 2023 | Nov 24, 2023 |
| Hudson Bay Capital Management LP | History | New | 10,000 | 1 | 0.0% | — | 38 | +10,000 | New | Q3 2023 | Dec 07, 2023 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -48,000 | -100.0% | Q2 2023 | Aug 11, 2023 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -30,550 | -100.0% | Q2 2023 | Aug 14, 2023 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,103 | -100.0% | Q2 2023 | May 14, 2024 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,393 | -100.0% | Q2 2023 | Aug 14, 2023 |
| Jump Financial, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -11,900 | -100.0% | Q2 2023 | Oct 21, 2024 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,472 | -100.0% | Q2 2023 | Aug 11, 2023 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -8,412 | -100.0% | Q2 2023 | Aug 14, 2023 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 3 | 0 | — | 0.0% | — | -2,500 | -99.88% | Q3 2023 | Nov 14, 2023 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,699 | -100.0% | Q2 2023 | Aug 14, 2023 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 3,209 | 0 | — | 0.0% | — | -963 | -23.08% | Q3 2023 | Nov 14, 2023 |
| TD Waterhouse Canada Inc. | History | Added to | 2,400 | 0 | — | 0.0% | — | +400 | 20.0% | Q3 2023 | Nov 13, 2023 |
| UBS Group AG | History | Reduced | 2,226 | 0 | — | 0.0% | — | -72 | -3.13% | Q3 2023 | Nov 09, 2023 |
| Qube Research & Technologies Ltd | History | New | 2 | 0 | — | — | — | +2 | New | Q3 2023 | Nov 13, 2023 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 316 | 0 | — | — | — | 0 | 0.0% | Q3 2023 | Nov 13, 2023 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 1,000 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2023 | Oct 10, 2023 |
| BNP PARIBAS ARBITRAGE, SNC | History | No change | 71 | 0 | — | — | — | 0 | 0.0% | Q3 2023 | Nov 14, 2023 |
| IFP Advisors, Inc | History | No change | 1,190 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2023 | Oct 12, 2023 |
| Parallel Advisors, LLC | History | No change | 849 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2023 | May 20, 2024 |
| BARTLETT & CO. WEALTH MANAGEMENT LLC | History | No change | 1,000 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2023 | Feb 14, 2024 |