SMITH & WESSON BRANDS, INC. - 831756101
Detailed investor-level table based on 13F positions.
Early Q4 2025 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 5,937,393 | 86,329 | 0.01% | 0.01% | 1 | +603,376 | 11.31% | Q2 2014 | Aug 11, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 1,709,414 | 24,854 | 0.06% | 0.05% | 2 | +327,800 | 23.73% | Q2 2014 | Aug 06, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 1,674,033 | 24,338 | 0.12% | 0.18% | 3 | -681,677 | -28.94% | Q2 2014 | Jul 21, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,639,501 | 23,838 | 0.01% | 0.01% | 4 | -186,394 | -10.21% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,531,795 | 22,272 | 0.0% | 0.0% | 5 | -77,582 | -4.82% | Q2 2014 | Aug 06, 2014 |
| AJO, LP | History | Reduced | 1,100,700 | 16,004 | 0.07% | 0.09% | 6 | -240,400 | -17.93% | Q2 2014 | Aug 06, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Reduced | 885,515 | 12,875 | 0.25% | 0.45% | 7 | -472,776 | -34.81% | Q2 2014 | Aug 12, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 864,765 | 12,574 | 0.04% | 0.03% | 8 | +239,500 | 38.3% | Q2 2014 | Aug 11, 2014 |
| LONDON CO OF VIRGINIA | History | Added to | 591,216 | 8,596 | 0.09% | 0.08% | 9 | +98,700 | 20.04% | Q2 2014 | Aug 07, 2014 |
| Olstein Capital Management, L.P. | History | Reduced | 369,328 | 5,370 | 0.72% | 1.07% | 10 | -164,672 | -30.84% | Q2 2014 | Aug 11, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | New | 288,630 | 4,197 | 0.39% | — | 11 | +288,630 | New | Q2 2014 | Jul 25, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 227,364 | 3,305 | 0.0% | 0.0% | 12 | +8,984 | 4.11% | Q2 2014 | Aug 11, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Reduced | 210,475 | 3,060 | 0.02% | 0.09% | 13 | -905,889 | -81.15% | Q2 2014 | Jul 10, 2014 |
| RMB Capital Management, LLC | History | Added to | 191,799 | 2,789 | 0.18% | 0.13% | 14 | +59,520 | 45.0% | Q2 2014 | Aug 11, 2014 |
| CLARK ESTATES INC/NY | History | No change | 166,000 | 2,414 | 0.34% | 0.36% | 15 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 159,611 | 2,321 | 0.0% | 0.0% | 16 | +5,122 | 3.32% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 147,331 | 2,143 | 0.0% | 0.0% | 17 | -586 | -0.4% | Q2 2014 | Jul 30, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 145,745 | 2,119 | 0.0% | 0.0% | 18 | +7,533 | 5.45% | Q2 2014 | Aug 08, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 144,868 | 2,106 | 0.02% | — | 19 | +144,868 | New | Q2 2014 | Aug 01, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 113,645 | 1,652 | 0.01% | 0.01% | 20 | -21,660 | -16.01% | Q2 2014 | Aug 11, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 72,804 | 1,059 | 0.05% | 0.1% | 21 | -21,504 | -22.8% | Q2 2014 | Aug 08, 2014 |
| FIRST QUADRANT L P/CA | History | No change | 68,200 | 992 | 0.02% | 0.02% | 22 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Swiss National Bank | History | Reduced | 67,300 | 979 | 0.0% | 0.0% | 23 | -6,900 | -9.3% | Q2 2014 | Aug 06, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 66,964 | 974 | 0.02% | 0.02% | 24 | -778 | -1.15% | Q2 2014 | Aug 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 61,845 | 899 | 0.0% | 0.0% | 25 | -19,237 | -23.73% | Q2 2014 | Aug 07, 2014 |
| Roaring Blue Lion Capital Management, L.P. | History | Reduced | 59,000 | 858 | 1.17% | 3.03% | 26 | -188,840 | -76.19% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 54,958 | 799 | 0.0% | 0.0% | 27 | -1,718 | -3.03% | Q2 2014 | Aug 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 51,983 | 756 | 0.0% | 0.0% | 28 | +35,931 | 223.84% | Q2 2014 | Aug 11, 2014 |
| LPL Financial LLC | History | Added to | 49,324 | 717 | 0.0% | 0.0% | 29 | +4,331 | 9.63% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 46,909 | 682 | 0.02% | 0.03% | 30 | -10,756 | -18.65% | Q2 2014 | Jul 25, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 45,770 | 665 | 0.0% | 0.02% | 31 | -129,612 | -73.9% | Q2 2014 | Aug 11, 2014 |
| Zebra Capital Management LLC | History | New | 42,916 | 624 | 0.24% | — | 32 | +42,916 | New | Q2 2014 | Jul 30, 2014 |
| Nationwide Fund Advisors | History | Reduced | 42,398 | 616 | 0.0% | 0.0% | 33 | -781 | -1.81% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 41,060 | 597 | 0.0% | 0.0% | 34 | -6,375 | -13.44% | Q2 2014 | Jul 31, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 39,823 | 579 | 0.0% | 0.0% | 35 | -4,918 | -10.99% | Q2 2014 | Aug 06, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | Added to | 39,375 | 573 | 0.02% | 0.0% | 36 | +32,400 | 464.52% | Q2 2014 | Jul 22, 2014 |
| HL FINANCIAL SERVICES LLC | History | Reduced | 35,641 | 518 | 0.02% | 0.02% | 37 | -774 | -2.13% | Q2 2014 | Aug 01, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 33,572 | 488 | 0.0% | 16.19% | 38 | -5,537 | -14.16% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 26,778 | 389 | 0.01% | 0.01% | 39 | -29,717 | -52.6% | Q2 2014 | Aug 08, 2014 |
| Private Advisor Group, LLC | History | No change | 26,370 | 383 | 0.03% | 0.04% | 40 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 26,200 | 381 | 0.01% | 0.01% | 41 | +4,800 | 22.43% | Q2 2014 | Aug 05, 2014 |
| TrueNorth, Inc. | History | New | 25,000 | 364 | 0.17% | — | 42 | +25,000 | New | Q2 2014 | Jul 17, 2014 |
| Quantbot Technologies LP | History | Added to | 20,620 | 299 | 0.05% | 0.01% | 43 | +17,120 | 489.14% | Q2 2014 | Jul 08, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 20,500 | 298 | 0.04% | — | 45 | +20,500 | New | Q2 2014 | Aug 11, 2014 |
| BURNEY CO/ | History | Reduced | 20,527 | 298 | 0.03% | 0.04% | 44 | -6,919 | -25.21% | Q2 2014 | Aug 05, 2014 |
| Geduld E E | History | New | 20,000 | 291 | 0.18% | — | 46 | +20,000 | New | Q2 2014 | Aug 04, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 16,200 | 236 | 0.0% | 0.01% | 47 | -4,000 | -19.8% | Q2 2014 | Jul 23, 2014 |
| CTC Alternative Strategies, Ltd. | History | No change | 14,800 | 215 | 0.18% | 0.12% | 48 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Tradeworx Inc. | History | Reduced | 13,886 | 202 | 0.16% | 0.18% | 49 | -646 | -4.45% | Q2 2014 | Jul 10, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 13,768 | 200 | 0.0% | 0.0% | 50 | -1,375 | -9.08% | Q2 2014 | Jul 23, 2014 |
| National Planning Corp | History | Added to | 11,277 | 164 | 0.01% | 0.01% | 51 | +148 | 1.33% | Q2 2014 | Jul 16, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | No change | 10,760 | 156 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 10,217 | 149 | 0.0% | 0.0% | 53 | -3,149 | -23.56% | Q2 2014 | Aug 07, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 9,568 | 140 | 0.0% | 0.0% | 54 | -9,285 | -49.25% | Q2 2014 | Aug 08, 2014 |
| Livforsakringsbolaget Skandia, Omsesidigt | History | No change | 5,600 | 81 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| QCI ASSET MANAGEMENT INC/NY | History | Reduced | 5,500 | 80 | 0.01% | 0.03% | 56 | -6,500 | -54.17% | Q2 2014 | Aug 05, 2014 |
| RidgeWorth Capital Management LLC | History | New | 4,689 | 68 | 0.0% | — | 57 | +4,689 | New | Q2 2014 | Jul 31, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 4,500 | 65 | 0.02% | 0.02% | 58 | +1,353 | 42.99% | Q2 2014 | Aug 04, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 4,127 | 60 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | No change | 3,552 | 52 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Apriem Advisors | History | No change | 2,500 | 36 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 1,936 | 28 | 0.0% | 0.0% | 62 | -405 | -17.3% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,872 | 27 | 0.0% | 0.0% | 63 | -141 | -7.0% | Q2 2014 | Aug 06, 2014 |
| American Research & Management Co. | History | No change | 1,600 | 23 | 0.01% | 0.01% | 64 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 1,500 | 22 | 0.0% | — | 65 | +1,500 | New | Q2 2014 | Aug 05, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 1,100 | 16 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 675 | 10 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Added to | 628 | 8 | 0.0% | 0.0% | 68 | +250 | 66.14% | Q2 2014 | Aug 08, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 450 | 7 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| MetLife Securities, Inc | History | Added to | 310 | 5 | 0.0% | 0.0% | 70 | +250 | 416.67% | Q2 2014 | Aug 04, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 200 | 3 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| DAVIDSON D A & CO | History | No change | 100 | 1 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| DAVIDSON INVESTMENT ADVISORS | History | No change | 100 | 1 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,128,981 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.03% | — | -2,397,849 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,617,203 | -100.0% | Q1 2014 | May 15, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -1,205,162 | -100.0% | Q1 2014 | May 15, 2014 |
| Park West Asset Management LLC | History | Closed out | 0 | 0 | — | 1.81% | — | -1,086,900 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -898,639 | -100.0% | Q1 2014 | May 15, 2014 |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 3.61% | — | -873,077 | -100.0% | Q1 2014 | May 12, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -818,394 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -737,471 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -724,596 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -686,992 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -567,438 | -100.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.16% | — | -521,672 | -100.0% | Q1 2014 | May 15, 2014 |
| BLACK DIAMOND CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 5.54% | — | -472,320 | -100.0% | Q1 2014 | May 15, 2014 |
| TRAFELET BROKAW CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 5.66% | — | -454,262 | -100.0% | Q1 2014 | May 15, 2014 |
| INTREPID CAPITAL MANAGEMENT INC /DE/ | History | Closed out | 0 | 0 | — | 9.16% | — | -450,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -412,121 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -406,303 | -100.0% | Q1 2014 | May 16, 2014 |
| WS MANAGEMENT LLLP | History | Closed out | 0 | 0 | — | 0.18% | — | -383,300 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -375,143 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -352,056 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -341,320 | -100.0% | Q1 2014 | May 13, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.03% | — | -309,550 | -100.0% | Q1 2014 | May 14, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -265,963 | -100.0% | Q1 2014 | May 15, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.11% | — | -238,745 | -100.0% | Q1 2014 | May 05, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -234,747 | -100.0% | Q1 2014 | May 15, 2014 |
| BOLTON LP | History | Closed out | 0 | 0 | — | 0.75% | — | -222,900 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -216,899 | -100.0% | Q1 2014 | May 16, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -208,727 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 4.05% | — | -192,453 | -100.0% | Q1 2014 | Aug 08, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -178,171 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -177,592 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -171,128 | -100.0% | Q1 2014 | May 15, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -164,500 | -100.0% | Q1 2014 | Apr 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -151,633 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -143,019 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -141,367 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.01% | — | -125,479 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -121,946 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -121,565 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -115,721 | -100.0% | Q1 2014 | May 13, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -113,856 | -100.0% | Q1 2014 | May 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -107,518 | -100.0% | Q1 2014 | May 13, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -103,942 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -102,707 | -100.0% | Q1 2014 | May 15, 2014 |
| KNOTT DAVID M | History | Closed out | 0 | 0 | — | 0.28% | — | -100,000 | -100.0% | Q1 2014 | May 13, 2014 |
| HANCOCK HOLDING CO | History | Closed out | 0 | 0 | — | 0.05% | — | -91,396 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -87,902 | -100.0% | Q1 2014 | May 13, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.01% | — | -87,900 | -100.0% | Q1 2014 | May 13, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -82,800 | -100.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -82,200 | -100.0% | Q1 2014 | May 19, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -76,241 | -100.0% | Q1 2014 | May 05, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.02% | — | -74,872 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -70,022 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -69,469 | -100.0% | Q1 2014 | May 28, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.01% | — | -67,700 | -100.0% | Q1 2014 | May 16, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -66,310 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63,159 | -100.0% | Q1 2014 | May 16, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -60,584 | -100.0% | Q1 2014 | Apr 25, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -54,146 | -100.0% | Q1 2014 | May 15, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -52,240 | -100.0% | Q1 2014 | May 15, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -49,984 | -100.0% | Q1 2014 | Apr 24, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,343 | -100.0% | Q1 2014 | May 12, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -46,370 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -45,364 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -43,261 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.03% | — | -42,724 | -100.0% | Q1 2014 | May 15, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -42,039 | -100.0% | Q1 2014 | May 15, 2014 |
| Gargoyle Investment Advisor L.L.C. | History | Closed out | 0 | 0 | — | 0.26% | — | -40,338 | -100.0% | Q1 2014 | May 14, 2014 |
| Interval Partners, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -39,900 | -100.0% | Q1 2014 | May 16, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -37,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.64% | — | -33,311 | -100.0% | Q1 2014 | May 13, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,464 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -28,251 | -100.0% | Q1 2014 | May 06, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,353 | -100.0% | Q1 2014 | May 12, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,294 | -100.0% | Q1 2014 | May 23, 2014 |
| Bridgecreek Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -25,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Numeric Investors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,800 | -100.0% | Q1 2014 | May 06, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -22,453 | -100.0% | Q1 2014 | May 15, 2014 |
| INVESTMENT CENTERS OF AMERICA INC | History | Closed out | 0 | 0 | — | 0.05% | — | -21,491 | -100.0% | Q1 2014 | May 09, 2014 |
| WASHINGTON CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.11% | — | -21,331 | -100.0% | Q1 2014 | May 09, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,765 | -100.0% | Q1 2014 | May 15, 2014 |
| Passport Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -19,544 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -18,356 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,693 | -100.0% | Q1 2014 | May 13, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,173 | -100.0% | Q1 2014 | May 16, 2014 |
| JBF Capital, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -17,000 | -100.0% | Q1 2014 | May 08, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -16,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -16,100 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,927 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,288 | -100.0% | Q1 2014 | May 14, 2014 |
| DEERE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -12,589 | -100.0% | Q1 2014 | May 08, 2014 |
| Parametrica Management Ltd | History | Closed out | 0 | 0 | — | 1.56% | — | -12,560 | -100.0% | Q1 2014 | Apr 09, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -11,413 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,799 | -100.0% | Q1 2014 | May 16, 2014 |
| NEWLAND CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| McKinley Carter Wealth Services, Inc. | History | Closed out | 0 | 0 | — | 0.16% | — | -10,000 | -100.0% | Q1 2014 | May 02, 2014 |
| Hoxton Financial, Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -8,467 | -100.0% | Q1 2014 | Apr 25, 2014 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -8,100 | -100.0% | Q1 2014 | Apr 28, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,474 | -100.0% | Q1 2014 | May 14, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Closed out | 0 | 0 | — | 0.02% | — | -4,850 | -100.0% | Q1 2014 | Apr 22, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,801 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,457 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,100 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,547 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Madden Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -750 | -100.0% | Q1 2014 | May 12, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| Cupps Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 12, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 13, 2014 |
| New Harbor Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 12, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -142 | -100.0% | Q1 2014 | Apr 30, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 14, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -80 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -52 | -100.0% | Q1 2014 | May 14, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q1 2014 | May 12, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | — | — | -23 | -100.0% | Q1 2014 | May 16, 2014 |