SONDE RES CORP - 835426107

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q4 2013
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
STEELHEAD PARTNERS LLC History New 2,290,163 1,507 0.14% 1 +2,290,163 New Q4 2013 Feb 14, 2014
RAFFLES ASSOCIATES LP History New 1,166,886 800 0.84% 2 +1,166,886 New Q4 2013 Feb 14, 2014
WEST COAST ASSET MANAGEMENT INC History New 368,375 254 0.38% 3 +368,375 New Q4 2013 Jan 31, 2014
CANADA PENSION PLAN INVESTMENT BOARD History New 326,878 225 0.0% 4 +326,878 New Q4 2013 Feb 11, 2014
UBS AG History New 33,109 23 0.0% 5 +33,109 New Q4 2013 May 21, 2014
CITADEL ADVISORS LLC History New 29,328 20 0.03% 6 +29,328 New Q4 2013 May 09, 2014
KCG Holdings, Inc. History New 24,500 16 0.0% 7 +24,500 New Q4 2013 Feb 13, 2014
CITIGROUP INC History New 13,100 9 0.0% 8 +13,100 New Q4 2013 Feb 14, 2014
DEUTSCHE BANK AG\ History New 10,000 6 0.0% 9 +10,000 New Q4 2013 Feb 24, 2014
WELLS FARGO & COMPANY/MN History New 1,000 1 0.0% 10 +1,000 New Q4 2013 Feb 06, 2014
AMERIPRISE FINANCIAL INC History New 200 0 +200 New Q4 2013 Feb 14, 2014
US BANCORP \DE\ History New 63 0 +63 New Q4 2013 Feb 13, 2014