SUNSHINE HEART INC - 86782U106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | No change | 326,748 | 1,830 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BBT Capital Management, LLC | History | Reduced | 93,028 | 521 | 0.03% | 0.04% | 2 | -66,903 | -41.83% | Q2 2014 | Aug 08, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 90,745 | 508 | 0.0% | 0.0% | 3 | -3,194 | -3.4% | Q2 2014 | Aug 06, 2014 |
| SSI INVESTMENT MANAGEMENT INC | History | Added to | 64,445 | 362 | 0.04% | 0.03% | 4 | +8,099 | 14.37% | Q2 2014 | Aug 08, 2014 |
| Benchmark Capital Advisors | History | Reduced | 62,900 | 352 | 0.22% | 0.27% | 5 | -3,200 | -4.84% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 37,706 | 211 | 0.0% | 0.0% | 6 | +1,080 | 2.95% | Q2 2014 | Aug 06, 2014 |
| TFS CAPITAL LLC | History | New | 37,239 | 209 | 0.02% | — | 7 | +37,239 | New | Q2 2014 | Jul 21, 2014 |
| DAVIDSON D A & CO | History | Added to | 29,500 | 165 | 0.01% | 0.0% | 8 | +23,500 | 391.67% | Q2 2014 | Jul 29, 2014 |
| MARATHON CAPITAL MANAGEMENT | History | Added to | 16,250 | 91 | 0.07% | 0.07% | 9 | +162 | 1.01% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | New | 13,550 | 76 | 0.0% | — | 10 | +13,550 | New | Q2 2014 | Aug 05, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 3,000 | 17 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | New | 2,843 | 16 | 0.0% | — | 12 | +2,843 | New | Q2 2014 | Aug 06, 2014 |
| GREAT POINT PARTNERS LLC | History | Closed out | 0 | 0 | — | 2.22% | — | -727,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.34% | — | -715,200 | -100.0% | Q1 2014 | May 13, 2014 |
| Iguana Healthcare Management, LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -200,000 | -100.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -163,157 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -125,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -125,000 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,847 | -100.0% | Q1 2014 | May 23, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -111,615 | -100.0% | Q1 2014 | May 15, 2014 |
| Opaleye Management Inc. | History | Closed out | 0 | 0 | — | 0.26% | — | -60,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Alyeska Investment Group, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -49,311 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -44,321 | -100.0% | Q1 2014 | May 13, 2014 |
| SALEM INVESTMENT COUNSELORS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -39,700 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -31,689 | -100.0% | Q1 2014 | May 07, 2014 |
| CROFT-LEOMINSTER INC | History | Closed out | 0 | 0 | — | 0.03% | — | -27,800 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,482 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -22,037 | -100.0% | Q1 2014 | May 15, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -17,454 | -100.0% | Q1 2014 | May 05, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,432 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,706 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,524 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -10,308 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -7,371 | -100.0% | Q1 2014 | May 16, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,819 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -256 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -28 | -100.0% | Q1 2014 | May 15, 2014 |