SWIFT ENERGY CO - 870738101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FMR LLC | History | No change | 4,339,000 | 46,688 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | No change | 4,295,650 | 46,222 | 0.02% | 0.02% | 2 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WASATCH ADVISORS INC | History | No change | 3,502,836 | 37,691 | 0.37% | 0.37% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| EARNEST PARTNERS LLC | History | No change | 3,297,066 | 35,476 | 0.28% | 0.28% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 2,727,916 | 35,408 | 0.0% | 0.0% | 5 | +72,817 | 2.74% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,394,908 | 31,086 | 0.01% | 0.01% | 6 | -8,920 | -0.37% | Q2 2014 | Aug 06, 2014 |
| HEARTLAND ADVISORS INC | History | No change | 2,872,598 | 30,909 | 0.54% | 0.54% | 7 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,376,554 | 30,847 | 0.02% | 0.02% | 8 | +254 | 0.01% | Q2 2014 | Aug 08, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 2,212,380 | 28,717 | 0.12% | 0.08% | 9 | +434,768 | 24.46% | Q2 2014 | Aug 11, 2014 |
| STATE STREET CORP | History | No change | 2,246,339 | 24,170 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 1,522,851 | 19,767 | 0.06% | 0.05% | 11 | +31,000 | 2.08% | Q2 2014 | Aug 11, 2014 |
| SCHNEIDER CAPITAL MANAGEMENT CORP | History | No change | 1,720,412 | 18,512 | 2.02% | 2.02% | 12 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TOWLE & CO | History | Reduced | 1,354,943 | 17,587 | 3.34% | 3.17% | 13 | -198,710 | -12.79% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,266,386 | 16,438 | 0.0% | 0.0% | 14 | -35,860 | -2.75% | Q2 2014 | Aug 06, 2014 |
| ROYAL BANK OF CANADA | History | No change | 1,172,521 | 12,616 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Added to | 862,775 | 11,199 | 0.11% | 0.1% | 16 | +3,520 | 0.41% | Q2 2014 | Aug 11, 2014 |
| Bank of New York Mellon Corp | History | No change | 948,550 | 10,207 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 913,782 | 9,833 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 638,916 | 8,293 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 736,178 | 7,922 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 662,054 | 7,123 | 0.02% | 0.02% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 653,597 | 7,033 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | No change | 648,300 | 6,976 | 0.34% | 0.34% | 23 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | No change | 594,943 | 6,402 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | History | No change | 567,900 | 6,111 | 0.96% | 0.96% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | No change | 527,810 | 5,680 | 0.03% | 0.03% | 26 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 486,781 | 5,238 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 377,722 | 4,064 | 0.02% | 0.02% | 28 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 281,923 | 3,034 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 275,700 | 2,955 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 204,504 | 2,655 | 0.0% | 0.0% | 31 | +16,006 | 8.49% | Q2 2014 | Jul 30, 2014 |
| Irving Magee Investment Management | History | No change | 194,759 | 2,528 | 1.14% | 0.95% | 32 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 224,313 | 2,413 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | No change | 219,590 | 2,363 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Employees Retirement System of Texas | History | No change | 218,000 | 2,346 | 0.03% | 0.03% | 35 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | No change | 209,760 | 2,257 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 205,030 | 2,206 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 168,877 | 2,192 | 0.0% | 0.0% | 38 | -3,697 | -2.14% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 168,508 | 2,188 | 0.0% | 0.0% | 39 | +28,204 | 20.1% | Q2 2014 | Aug 11, 2014 |
| FIRST MANHATTAN CO | History | No change | 185,950 | 2,000 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 158,969 | 1,710 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 157,586 | 1,693 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 123,106 | 1,598 | 0.0% | 0.0% | 43 | -400 | -0.32% | Q2 2014 | Aug 04, 2014 |
| PDT Partners, LLC | History | No change | 139,479 | 1,501 | 0.04% | 0.04% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | No change | 125,355 | 1,349 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Piermont Capital Management LLC | History | No change | 124,690 | 1,342 | 0.65% | 0.65% | 46 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| First Heartland Consultants, Inc. | History | Reduced | 92,780 | 1,204 | 0.54% | 0.52% | 47 | -4,960 | -5.07% | Q2 2014 | Jul 16, 2014 |
| Leonard Capital Management INC | History | No change | 100,000 | 1,076 | 0.39% | 0.39% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | No change | 97,558 | 1,050 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 79,100 | 1,027 | 0.02% | 0.02% | 50 | -400 | -0.5% | Q2 2014 | Jul 23, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 95,277 | 1,025 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VAN STRUM & TOWNE INC. | History | No change | 90,418 | 973 | 0.63% | 0.63% | 52 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| Adams Asset Advisors, LLC | History | No change | 72,945 | 946 | 0.17% | 0.14% | 53 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | No change | 87,752 | 944 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Group LTD | History | Reduced | 66,121 | 858 | 0.0% | 0.0% | 55 | -16,597 | -20.06% | Q2 2014 | Aug 06, 2014 |
| TFS CAPITAL LLC | History | Added to | 65,799 | 854 | 0.07% | 0.03% | 57 | +29,387 | 80.71% | Q2 2014 | Jul 21, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 79,333 | 854 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 78,510 | 845 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 63,521 | 825 | 0.0% | 0.0% | 59 | -752 | -1.17% | Q2 2014 | Aug 06, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 76,093 | 819 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | No change | 76,106 | 819 | 0.01% | 0.01% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | No change | 73,859 | 795 | 0.03% | 0.03% | 62 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 56,656 | 735 | 0.0% | 0.0% | 63 | +2,341 | 4.31% | Q2 2014 | Aug 08, 2014 |
| DAVIDSON D A & CO | History | Reduced | 56,109 | 728 | 0.02% | 0.02% | 64 | -2,000 | -3.44% | Q2 2014 | Jul 29, 2014 |
| TEACHERS ADVISORS INC | History | No change | 62,902 | 677 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Swiss National Bank | History | No change | 51,400 | 667 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| UBS AG | History | No change | 58,172 | 625 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 47,625 | 618 | 0.0% | 0.0% | 68 | +878 | 1.88% | Q2 2014 | Aug 07, 2014 |
| AXA | History | No change | 55,500 | 597 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| WHITEBOX ADVISORS LLC | History | No change | 55,500 | 597 | 0.03% | 0.03% | 70 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 44,289 | 575 | 0.01% | 0.0% | 71 | +406 | 0.93% | Q2 2014 | Jul 21, 2014 |
| Longbow Capital Partners, L.P. | History | No change | 53,000 | 570 | 0.39% | 0.39% | 72 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | No change | 50,480 | 543 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Added to | 41,246 | 535 | 0.0% | 0.0% | 74 | +180 | 0.44% | Q2 2014 | Aug 11, 2014 |
| Walleye Trading LLC | History | No change | 45,300 | 487 | 0.01% | 0.01% | 75 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | No change | 45,161 | 486 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| COMERICA BANK | History | No change | 43,447 | 467 | 0.0% | 0.0% | 77 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 34,852 | 452 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| MORGAN STANLEY | History | No change | 41,711 | 449 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | No change | 42,808 | 427 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | No change | 39,200 | 422 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q1 2014 | May 30, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | No change | 38,220 | 411 | 0.01% | 0.01% | 82 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Arizona State Retirement System | History | Added to | 30,914 | 401 | 0.0% | 0.0% | 83 | +400 | 1.31% | Q2 2014 | Aug 07, 2014 |
| SAC Capital Advisors LP | History | No change | 35,278 | 380 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 28,979 | 376 | 0.01% | 0.01% | 85 | +3,317 | 12.93% | Q2 2014 | Jul 11, 2014 |
| BRYN MAWR TRUST Co | History | No change | 28,925 | 376 | 0.02% | 0.02% | 86 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Reduced | 28,700 | 373 | 0.0% | 0.0% | 87 | -600 | -2.05% | Q2 2014 | Jul 30, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 33,297 | 359 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | No change | 31,975 | 344 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 25,507 | 331 | 0.0% | 0.0% | 90 | -4,028 | -13.64% | Q2 2014 | Aug 06, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 24,646 | 320 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 29,018 | 312 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 23,791 | 309 | 0.01% | — | 93 | +23,791 | New | Q2 2014 | Aug 08, 2014 |
| PARSONS CAPITAL MANAGEMENT INC/RI | History | Reduced | 23,750 | 308 | 0.04% | 0.04% | 94 | -3,600 | -13.16% | Q2 2014 | Jul 25, 2014 |
| ProShare Advisors LLC | History | Reduced | 22,843 | 297 | 0.0% | 0.01% | 95 | -21,955 | -49.01% | Q2 2014 | Aug 08, 2014 |
| Cetera Advisor Networks LLC | History | No change | 25,800 | 277 | 0.02% | 0.02% | 96 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | No change | 25,624 | 276 | 0.02% | 0.02% | 97 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | No change | 25,000 | 269 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| HL FINANCIAL SERVICES LLC | History | No change | 20,555 | 267 | 0.01% | 0.01% | 99 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| BINGHAM OSBORN & SCARBOROUGH LLC | History | New | 20,500 | 266 | 0.04% | — | 100 | +20,500 | New | Q2 2014 | Aug 06, 2014 |
| FIRST MIDWEST BANK TRUST DIVISION | History | Added to | 20,407 | 265 | 0.04% | 0.03% | 101 | +660 | 3.34% | Q2 2014 | Jul 24, 2014 |
| DEERE & CO | History | New | 20,295 | 263 | 0.01% | — | 103 | +20,295 | New | Q2 2014 | Aug 11, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 20,300 | 263 | 0.01% | 0.01% | 102 | +200 | 1.0% | Q2 2014 | Jul 30, 2014 |
| KCG Holdings, Inc. | History | No change | 24,100 | 259 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 22,000 | 237 | 0.03% | 0.03% | 105 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 17,566 | 216 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | No change | 19,157 | 205 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 18,798 | 202 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | No change | 18,345 | 197 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | No change | 17,790 | 191 | 0.03% | 0.03% | 110 | 0 | 0.0% | Q1 2014 | Aug 08, 2014 |
| Quantitative Investment Management, LLC | History | New | 14,500 | 188 | 0.03% | — | 111 | +14,500 | New | Q2 2014 | Aug 08, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 14,149 | 184 | 0.03% | 0.03% | 113 | +840 | 6.31% | Q2 2014 | Aug 04, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | No change | 17,134 | 184 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Janney Montgomery Scott LLC | History | No change | 16,750 | 180 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | No change | 16,669 | 179 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 16,200 | 174 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | No change | 15,800 | 170 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CONNABLE OFFICE INC | History | Reduced | 11,493 | 149 | 0.04% | 0.05% | 118 | -4,426 | -27.8% | Q2 2014 | Jul 22, 2014 |
| A.R.T. Advisors, LLC | History | No change | 13,320 | 143 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 12,987 | 140 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KBC Group NV | History | New | 10,494 | 136 | 0.0% | — | 122 | +10,494 | New | Q2 2014 | Aug 01, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 10,500 | 136 | 0.01% | 0.01% | 121 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Placemark Investments, Inc. | History | No change | 12,155 | 130 | 0.0% | 0.0% | 123 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 9,200 | 119 | 0.0% | 0.0% | 124 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| PineBridge Investments Ltd | History | No change | 10,784 | 116 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 8,584 | 93 | 0.0% | 0.0% | 126 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Index Management Solutions, LLC | History | No change | 7,685 | 83 | 0.01% | 0.01% | 127 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 7,255 | 78 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Added to | 5,483 | 71 | 0.01% | 0.01% | 130 | +1,850 | 50.92% | Q2 2014 | Aug 04, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 5,507 | 71 | 0.0% | 0.0% | 129 | +198 | 3.73% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 5,047 | 66 | 0.0% | 0.0% | 131 | +569 | 12.71% | Q2 2014 | Aug 08, 2014 |
| National Asset Management, Inc. | History | No change | 4,750 | 51 | 0.02% | 0.02% | 132 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,738 | 49 | 0.0% | — | 133 | +3,738 | New | Q2 2014 | Jul 31, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 3,421 | 39 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Parallax Volatility Advisers, LLC | History | No change | 3,000 | 33 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 2,210 | 24 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| HABERER REGISTERED INVESTMENT ADVISOR INC | History | No change | 1,800 | 23 | 0.01% | 0.01% | 137 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,591 | 21 | 0.0% | 0.0% | 138 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Added to | 1,374 | 18 | 0.0% | 0.0% | 139 | +3 | 0.22% | Q2 2014 | Aug 06, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,220 | 16 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 1,400 | 15 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 825 | 11 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| US BANCORP \DE\ | History | No change | 864 | 9 | 0.0% | 0.0% | 143 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | No change | 500 | 5 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SHAPIRO ROBERT N | History | No change | 151 | 2 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q1 2014 | Jun 18, 2014 |
| PRIVATE TRUST CO NA | History | No change | 156 | 2 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Evercore Wealth Management, LLC | History | No change | 200 | 2 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 201 | 2 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| Archford Capital Strategies, LLC | History | No change | 111 | 1 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.25% | — | -27,033 | -100.0% | Q2 2014 | Jul 10, 2014 |
| Palouse Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -21,210 | -100.0% | Q2 2014 | Aug 01, 2014 |
| Quantitative Systematic Strategies LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -21,040 | -100.0% | Q2 2014 | Jul 14, 2014 |
| Glacier Peak Capital LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -19,000 | -100.0% | Q2 2014 | Jul 29, 2014 |
| SignalPoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -14,325 | -100.0% | Q2 2014 | Jul 17, 2014 |
| Numeric Investors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,480 | -100.0% | Q2 2014 | Aug 11, 2014 |
| PROFUND ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,052 | -100.0% | Q2 2014 | Aug 08, 2014 |
| First City Capital Management, Inc. | History | No change | 26 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 35 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Gemmer Asset Management LLC | History | No change | 43 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 23, 2014 |