SYNERGETICS USA INC - 87160G107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cortina Asset Management, LLC | History | No change | 1,938,204 | 5,912 | 0.21% | 0.21% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 1,531,149 | 4,747 | 0.01% | 0.01% | 2 | +39,875 | 2.67% | Q2 2014 | Aug 11, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | History | No change | 1,035,727 | 3,211 | 0.41% | 0.35% | 3 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NORTHPOINTE CAPITAL LLC | History | Added to | 765,107 | 2,372 | 0.25% | 0.24% | 4 | +223 | 0.03% | Q2 2014 | Aug 07, 2014 |
| KOPP INVESTMENT ADVISORS LLC | History | Reduced | 727,523 | 2,255 | 1.04% | 1.21% | 5 | -215,982 | -22.89% | Q2 2014 | Aug 01, 2014 |
| WHITE PINE CAPITAL LLC | History | No change | 727,560 | 2,219 | 0.85% | 0.85% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | No change | 594,250 | 1,813 | 0.13% | 0.13% | 7 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| VANGUARD GROUP INC | History | No change | 534,890 | 1,658 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Foundry Partners, LLC | History | Reduced | 286,584 | 888 | 0.08% | 0.08% | 9 | -2,660 | -0.92% | Q2 2014 | Jul 07, 2014 |
| First Light Asset Management, LLC | History | No change | 272,851 | 832 | 0.59% | 0.59% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WHITEBOX ADVISORS LLC | History | No change | 264,577 | 807 | 0.03% | 0.03% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Pacific Ridge Capital Partners, LLC | History | No change | 188,020 | 573 | 0.39% | 0.39% | 12 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| DEARBORN PARTNERS LLC | History | Added to | 156,264 | 484 | 0.05% | 0.05% | 13 | +19,170 | 13.98% | Q2 2014 | Jul 23, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 138,460 | 422 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GRT CAPITAL PARTNERS LLC | History | No change | 130,458 | 398 | 0.05% | 0.05% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 110,240 | 336 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 89,900 | 296 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| NORTHERN TRUST CORP | History | No change | 90,074 | 275 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 88,100 | 273 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BlackRock Fund Advisors | History | Added to | 85,717 | 266 | 0.0% | 0.0% | 20 | +2,448 | 2.94% | Q2 2014 | Aug 06, 2014 |
| WealthTrust Axiom LLC | History | No change | 78,700 | 243 | 0.08% | 0.09% | 21 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 78,407 | 239 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NOTTINGHAM ADVISORS, INC. | History | No change | 70,000 | 217 | 0.08% | 0.08% | 23 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| MESIROW FINANCIAL INVESTMENT MANAGEMENT US VALUE EQUITY | History | No change | 68,605 | 213 | 0.05% | 0.05% | 24 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 52,976 | 162 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Hillsdale Investment Management Inc. | History | No change | 52,700 | 161 | 0.05% | 0.05% | 26 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 52,400 | 160 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ANDERSON HOAGLAND & CO | History | Reduced | 49,873 | 155 | 0.1% | 0.18% | 28 | -36,861 | -42.5% | Q2 2014 | Jul 16, 2014 |
| ATLANTIC INVESTMENT Co | History | No change | 42,575 | 130 | 0.13% | 0.13% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | No change | 31,857 | 97 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | No change | 27,446 | 84 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STEPHENS INC /AR/ | History | No change | 24,385 | 74 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | No change | 19,000 | 59 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NATIXIS | History | No change | 18,200 | 56 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 17,900 | 55 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | No change | 16,600 | 50 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| REGIONS FINANCIAL CORP | History | No change | 16,000 | 50 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Rotella Capital Management, Inc. | History | No change | 15,248 | 47 | 0.06% | 0.06% | 38 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 13,002 | 40 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | No change | 11,995 | 37 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | No change | 12,064 | 37 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| National Planning Corp | History | No change | 11,475 | 36 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| DUNCKER STREETT & CO INC | History | No change | 9,300 | 29 | 0.01% | 0.01% | 43 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| EARNEST PARTNERS LLC | History | No change | 5,200 | 16 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 4,574 | 14 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| BlackRock Investment Management, LLC | History | New | 3,999 | 12 | 0.0% | — | 46 | +3,999 | New | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 3,470 | 11 | 0.0% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BARCLAYS PLC | History | No change | 1,600 | 5 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,500 | 5 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 1,064 | 3 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | No change | 1,000 | 3 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| Tower Research Capital LLC | History | No change | 777 | 2 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 494 | 1 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.2% | — | -488,980 | -100.0% | Q2 2014 | Jul 10, 2014 |
| DALTON GREINER HARTMAN MAHER & CO | History | Closed out | 0 | 0 | — | 0.04% | — | -229,478 | -100.0% | Q2 2014 | Jul 11, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.0% | — | -46,405 | -100.0% | Q2 2014 | Jul 16, 2014 |
| Plancorp, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -45,714 | -100.0% | Q2 2014 | Aug 11, 2014 |
| ClariVest Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,332 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,300 | -100.0% | Q2 2014 | Jul 29, 2014 |
| ROYAL BANK OF CANADA | History | No change | 90 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |