TIM HORTONS USD - 88706M103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Jarislowsky, Fraser Ltd | History | Reduced | 6,513,175 | 356,921 | 1.99% | 2.2% | 1 | -267,254 | -3.94% | Q2 2014 | Aug 11, 2014 |
| CIBC World Markets Inc. | History | Added to | 2,301,422 | 125,957 | 0.44% | 0.47% | 2 | +59,970 | 2.68% | Q2 2014 | Aug 08, 2014 |
| TORONTO DOMINION BANK | History | Reduced | 2,016,896 | 110,333 | 0.36% | 0.44% | 3 | -235,285 | -10.45% | Q2 2014 | Aug 11, 2014 |
| MACKENZIE FINANCIAL CORP | History | Added to | 1,710,173 | 93,571 | 0.44% | 0.13% | 4 | +1,219,405 | 248.47% | Q2 2014 | Aug 11, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 1,516,803 | 82,752 | 0.28% | 0.28% | 5 | +110,268 | 7.84% | Q2 2014 | Aug 06, 2014 |
| CIBC Asset Management Inc | History | Added to | 647,780 | 35,417 | 0.2% | 0.21% | 6 | +2,861 | 0.44% | Q2 2014 | Aug 01, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | Added to | 604,200 | 35,267 | 0.39% | 0.28% | 7 | +224,100 | 58.96% | Q2 2014 | Jul 16, 2014 |
| Swiss National Bank | History | Reduced | 428,600 | 23,427 | 0.09% | 0.1% | 8 | -41,900 | -8.91% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 411,608 | 22,527 | 0.02% | 0.02% | 9 | +126,863 | 44.55% | Q2 2014 | Aug 11, 2014 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 361,993 | 19,810 | 0.04% | 0.05% | 10 | -60,711 | -14.36% | Q2 2014 | Aug 11, 2014 |
| ALTA CAPITAL MANAGEMENT LLC/ | History | Added to | 360,234 | 19,715 | 1.82% | 1.87% | 11 | +11,466 | 3.29% | Q2 2014 | Jul 08, 2014 |
| Heathbridge Capital Management Ltd. | History | Added to | 359,500 | 19,668 | 5.0% | 5.32% | 12 | +11,850 | 3.41% | Q2 2014 | Jul 29, 2014 |
| AGF INVESTMENTS INC. | History | Reduced | 278,332 | 15,225 | 0.15% | 0.16% | 13 | -10,679 | -3.7% | Q2 2014 | Jul 30, 2014 |
| APG Asset Management N.V. | History | Added to | 224,207 | 12,286 | 0.03% | 0.02% | 14 | +78,295 | 53.66% | Q2 2014 | Aug 11, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 170,300 | 9,332 | 0.16% | 0.21% | 15 | -29,300 | -14.68% | Q2 2014 | Jul 23, 2014 |
| Baskin Financial Services Inc. | History | Added to | 162,327 | 8,880 | 3.09% | 3.24% | 16 | +9,327 | 6.1% | Q2 2014 | Jul 24, 2014 |
| LINCLUDEN MANAGEMENT LTD | History | Added to | 118,825 | 7,397 | 0.67% | 0.72% | 17 | +5,680 | 5.02% | Q2 2014 | Jul 18, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 12,210 | 6,682 | 0.02% | 0.02% | 18 | +969 | 8.62% | Q2 2014 | Jul 11, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 86,597 | 5,055 | 0.08% | 0.12% | 19 | -36,033 | -29.38% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | Reduced | 86,783 | 4,750 | 0.07% | 0.08% | 20 | -21,413 | -19.79% | Q2 2014 | Jul 23, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 83,076 | 4,547 | 0.02% | 0.02% | 21 | -3,712 | -4.28% | Q2 2014 | Aug 11, 2014 |
| GATEWAY INVESTMENT ADVISERS LLC | History | Reduced | 64,671 | 3,539 | 0.03% | 0.04% | 22 | -15,296 | -19.13% | Q2 2014 | Jul 23, 2014 |
| OXFORD ASSET MANAGEMENT | History | Reduced | 51,567 | 2,826 | 0.11% | 0.12% | 23 | -18,001 | -25.88% | Q2 2014 | Jul 16, 2014 |
| DAVIDSON D A & CO | History | Added to | 47,742 | 2,612 | 0.09% | 0.09% | 24 | +284 | 0.6% | Q2 2014 | Jul 29, 2014 |
| MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH | History | No change | 45,250 | 2,480 | 0.11% | 0.19% | 25 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| BRYN MAWR TRUST Co | History | Added to | 36,009 | 1,970 | 0.11% | 0.11% | 26 | +1,947 | 5.72% | Q2 2014 | Aug 07, 2014 |
| PICTET ASSET MANAGEMENT LTD | History | No change | 34,742 | 1,901 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 33,942 | 1,858 | 0.03% | 0.03% | 28 | +525 | 1.57% | Q2 2014 | Aug 08, 2014 |
| Cardinal Capital Management, Inc. | History | No change | 27,800 | 1,618 | 0.69% | 0.73% | 29 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Hexavest Inc. | History | Reduced | 29,157 | 1,598 | 0.02% | 0.04% | 30 | -22,655 | -43.73% | Q2 2014 | Jul 10, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 24,529 | 1,342 | 0.01% | 0.06% | 31 | -167,896 | -87.25% | Q2 2014 | Jul 21, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 23,475 | 1,285 | 0.04% | 0.04% | 32 | +2,290 | 10.81% | Q2 2014 | Jul 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 22,614 | 1,238 | 0.0% | 0.0% | 33 | +260 | 1.16% | Q2 2014 | Aug 08, 2014 |
| Nexus Investment Management Inc. | History | No change | 21,000 | 1,148 | 0.21% | 0.23% | 34 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| RIVERHEAD CAPITAL MANAGEMENT LLC | History | No change | 19,200 | 1,051 | 0.02% | 0.02% | 35 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 16,287 | 706 | 0.02% | 0.02% | 36 | +687 | 4.4% | Q2 2014 | Aug 06, 2014 |
| Counsel Portfolio Services Inc. | History | Added to | 12,550 | 687 | 0.06% | 0.05% | 37 | +3,400 | 37.16% | Q2 2014 | Aug 11, 2014 |
| ACUITY INVESTMENT MANAGEMENT INC | History | No change | 11,300 | 618 | 0.42% | 0.34% | 38 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| MONTRUSCO BOLTON INVESTMENTS INC. | History | Reduced | 10,690 | 586 | 0.04% | 0.04% | 39 | -150 | -1.38% | Q2 2014 | Jul 17, 2014 |
| DekaBank Deutsche Girozentrale | History | No change | 9,751 | 533 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Clark Capital Management Group, Inc. | History | New | 9,709 | 531 | 0.04% | — | 41 | +9,709 | New | Q2 2014 | Aug 04, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 9,585 | 525 | 0.0% | 0.0% | 42 | -19,866 | -67.45% | Q2 2014 | Aug 01, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 8,249 | 451 | 0.01% | 0.01% | 43 | -334 | -3.89% | Q2 2014 | Jul 23, 2014 |
| Princeton Alpha Management LP | History | Reduced | 7,955 | 435 | 0.09% | 0.22% | 44 | -4,956 | -38.39% | Q2 2014 | Jul 17, 2014 |
| BURNEY CO/ | History | No change | 7,758 | 425 | 0.04% | 0.04% | 45 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| World Asset Management Inc | History | Reduced | 7,572 | 414 | 0.01% | 0.01% | 46 | -525 | -6.48% | Q2 2014 | Jul 28, 2014 |
| WESBANCO BANK INC | History | Added to | 6,753 | 370 | 0.02% | 0.02% | 47 | +10 | 0.15% | Q2 2014 | Jul 14, 2014 |
| Stratos Wealth Partners, LTD. | History | New | 6,703 | 367 | 0.12% | — | 48 | +6,703 | New | Q2 2014 | Jul 17, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 6,542 | 358 | 0.0% | 0.0% | 49 | +300 | 4.81% | Q2 2014 | Aug 08, 2014 |
| DELTA LLOYD NV | History | No change | 5,690 | 311 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 5,232 | 286 | 0.0% | 0.05% | 51 | -69,890 | -93.04% | Q2 2014 | Aug 01, 2014 |
| DAVENPORT & Co LLC | History | No change | 4,500 | 246 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 4,489 | 245 | 0.0% | 0.0% | 53 | -200 | -4.27% | Q2 2014 | Aug 08, 2014 |
| Morningstar Investment Services, Inc. | History | New | 3,695 | 202 | 0.01% | — | 54 | +3,695 | New | Q2 2014 | Aug 07, 2014 |
| Quantbot Technologies LP | History | New | 2,600 | 142 | 0.02% | — | 55 | +2,600 | New | Q2 2014 | Jul 08, 2014 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | No change | 1,760 | 96 | 0.06% | 0.07% | 56 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| ORRSTOWN FINANCIAL SERVICES INC | History | No change | 1,371 | 75 | 0.08% | 0.08% | 57 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| TCI Wealth Advisors, Inc. | History | No change | 1,352 | 74 | 0.04% | 0.05% | 58 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Highstreet Asset Management Inc. | History | Reduced | 1,172 | 64 | 0.01% | 0.52% | 59 | -41,489 | -97.25% | Q2 2014 | Jul 23, 2014 |
| Horrell Capital Management, Inc. | History | No change | 900 | 49 | 0.02% | 0.03% | 60 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| QCI ASSET MANAGEMENT INC/NY | History | No change | 552 | 30 | 0.0% | 0.01% | 61 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Fund Advisors | History | No change | 507 | 28 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 483 | 26 | 0.0% | 0.0% | 63 | -156 | -24.41% | Q2 2014 | Aug 05, 2014 |
| MUFG Americas Holdings Corp | History | No change | 406 | 22 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 339 | 19 | 0.0% | — | 65 | +339 | New | Q2 2014 | Jul 16, 2014 |
| MetLife Securities, Inc | History | Added to | 344 | 19 | 0.0% | 0.0% | 66 | +140 | 68.63% | Q2 2014 | Aug 04, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 318 | 17 | 0.01% | 0.0% | 67 | +130 | 69.15% | Q2 2014 | Jul 18, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 288 | 16 | 0.0% | — | 68 | +288 | New | Q2 2014 | Jul 30, 2014 |
| Sandy Spring Bank | History | New | 200 | 11 | 0.0% | — | 70 | +200 | New | Q2 2014 | Aug 06, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 192 | 11 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Manchester Capital Management LLC | History | New | 123 | 7 | 0.0% | — | 71 | +123 | New | Q2 2014 | Jul 31, 2014 |
| Financial Management Professionals, Inc. | History | No change | 135 | 7 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 65 | 3 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Ledyard National Bank | History | New | 45 | 2 | 0.0% | — | 74 | +45 | New | Q2 2014 | Jul 08, 2014 |
| Lenox Wealth Advisors, Inc. | History | No change | 29 | 2 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 20 | 1 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.3% | — | -7,510,571 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.72% | — | -7,167,863 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.49% | — | -6,843,245 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -6,363,987 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.07% | — | -5,867,815 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.06% | — | -3,972,767 | -100.0% | Q1 2014 | May 15, 2014 |
| 1832 Asset Management L.P. | History | Closed out | 0 | 0 | — | 0.44% | — | -2,331,531 | -100.0% | Q1 2014 | May 14, 2014 |
| HIGHFIELDS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.06% | — | -2,290,956 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,213,295 | -100.0% | Q1 2014 | May 15, 2014 |
| JENNISON ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -1,126,147 | -100.0% | Q1 2014 | May 07, 2014 |
| EdgePoint Investment Group Inc. | History | Closed out | 0 | 0 | — | 1.27% | — | -988,200 | -100.0% | Q1 2014 | May 13, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.39% | — | -871,796 | -100.0% | Q1 2014 | May 14, 2014 |
| PCJ Investment Counsel Ltd. | History | Closed out | 0 | 0 | — | 2.46% | — | -847,000 | -100.0% | Q1 2014 | May 14, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.64% | — | -762,400 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.16% | — | -676,463 | -100.0% | Q1 2014 | May 14, 2014 |
| GUARDIAN CAPITAL LP | History | Closed out | 0 | 0 | — | 0.57% | — | -667,100 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.2% | — | -556,017 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.04% | — | -554,784 | -100.0% | Q1 2014 | May 14, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.67% | — | -544,305 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -524,860 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.03% | — | -478,295 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.06% | — | -461,358 | -100.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -432,700 | -100.0% | Q1 2014 | May 14, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.01% | — | -387,429 | -100.0% | Q1 2014 | May 13, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.33% | — | -343,144 | -100.0% | Q1 2014 | May 15, 2014 |
| CR Intrinsic Investors, LLC | History | Closed out | 0 | 0 | — | 0.64% | — | -310,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Sentry Select Capital Corp. | History | Closed out | 0 | 0 | — | 0.22% | — | -282,021 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -274,558 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -263,570 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.07% | — | -251,084 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 19.25% | — | -241,629 | -100.0% | Q1 2014 | Aug 08, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -237,272 | -100.0% | Q1 2014 | May 13, 2014 |
| F&C Asset Management plc | History | Closed out | 0 | 0 | — | 0.18% | — | -211,423 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -196,402 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -189,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.08% | — | -160,022 | -100.0% | Q1 2014 | May 13, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.03% | — | -138,211 | -100.0% | Q1 2014 | May 09, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -131,469 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -129,700 | -100.0% | Q1 2014 | May 13, 2014 |
| TOBAM | History | Closed out | 0 | 0 | — | 0.3% | — | -109,400 | -100.0% | Q1 2014 | Jun 06, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -107,252 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -107,201 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -106,876 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -105,119 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -95,302 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -93,943 | -100.0% | Q1 2014 | May 14, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -91,340 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -90,382 | -100.0% | Q1 2014 | May 16, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.04% | — | -80,558 | -100.0% | Q1 2014 | May 13, 2014 |
| Echo Street Capital Management LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -74,802 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -73,795 | -100.0% | Q1 2014 | May 14, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.03% | — | -68,912 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -65,728 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -59,199 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.11% | — | -57,489 | -100.0% | Q1 2014 | May 14, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -55,717 | -100.0% | Q1 2014 | Apr 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,454 | -100.0% | Q1 2014 | May 15, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.82% | — | -52,855 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -52,638 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -46,600 | -100.0% | Q1 2014 | May 15, 2014 |
| Gulf International Bank (UK) Ltd | History | Closed out | 0 | 0 | — | 0.05% | — | -41,799 | -100.0% | Q1 2014 | May 06, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -40,134 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -38,762 | -100.0% | Q1 2014 | May 14, 2014 |
| INTACT INVESTMENT MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.09% | — | -33,500 | -100.0% | Q1 2014 | May 12, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -32,405 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.01% | — | -31,291 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF NOVA SCOTIA TRUST CO | History | Closed out | 0 | 0 | — | 0.22% | — | -29,323 | -100.0% | Q1 2014 | May 14, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.01% | — | -27,100 | -100.0% | Q1 2014 | May 13, 2014 |
| Natixis Asset Management | History | Closed out | 0 | 0 | — | 0.21% | — | -26,671 | -100.0% | Q1 2014 | Aug 06, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.13% | — | -26,421 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,999 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -25,720 | -100.0% | Q1 2014 | May 16, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -25,460 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,263 | -100.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,069 | -100.0% | Q1 2014 | May 15, 2014 |
| Korea Investment CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -22,200 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -20,526 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q1 2014 | May 13, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.03% | — | -19,079 | -100.0% | Q1 2014 | May 06, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -17,961 | -100.0% | Q1 2014 | May 07, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -16,606 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -15,442 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,387 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.05% | — | -13,095 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -12,143 | -100.0% | Q1 2014 | May 28, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -12,033 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,858 | -100.0% | Q1 2014 | May 23, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,682 | -100.0% | Q1 2014 | May 14, 2014 |
| SCOUT INVESTMENTS, INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -9,299 | -100.0% | Q1 2014 | May 20, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -8,806 | -100.0% | Q1 2014 | May 09, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -8,643 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -8,500 | -100.0% | Q1 2014 | May 15, 2014 |
| HUNTINGTON NATIONAL BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -8,269 | -100.0% | Q1 2014 | May 27, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,640 | -100.0% | Q1 2014 | May 15, 2014 |
| Steinberg Global Asset Management | History | Closed out | 0 | 0 | — | 0.1% | — | -7,471 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -7,419 | -100.0% | Q1 2014 | May 15, 2014 |
| BAHL & GAYNOR INC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,124 | -100.0% | Q1 2014 | May 20, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,123 | -100.0% | Q1 2014 | May 19, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,900 | -100.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,600 | -100.0% | Q1 2014 | May 15, 2014 |
| GUARDIAN CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.07% | — | -6,535 | -100.0% | Q1 2014 | May 14, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,968 | -100.0% | Q1 2014 | May 13, 2014 |
| JOHNSON INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -5,812 | -100.0% | Q1 2014 | May 15, 2014 |
| QCM Cayman, Ltd. | History | Closed out | 0 | 0 | — | 0.06% | — | -5,200 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -5,139 | -100.0% | Q1 2014 | Apr 11, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Closed out | 0 | 0 | — | 0.0% | — | -5,083 | -100.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -4,507 | -100.0% | Q1 2014 | May 02, 2014 |
| BECKER CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,469 | -100.0% | Q1 2014 | Apr 30, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,333 | -100.0% | Q1 2014 | May 14, 2014 |
| QS Investors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,200 | -100.0% | Q1 2014 | Apr 30, 2014 |
| EARNEST PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,150 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,097 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,061 | -100.0% | Q1 2014 | May 14, 2014 |
| Dominick & Dominick LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -4,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Hilltop Holdings Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -3,962 | -100.0% | Q1 2014 | May 15, 2014 |
| IMS Capital Management | History | Closed out | 0 | 0 | — | 0.24% | — | -3,700 | -100.0% | Q1 2014 | May 14, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,100 | -100.0% | Q1 2014 | May 15, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.11% | — | -2,831 | -100.0% | Q1 2014 | May 19, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,532 | -100.0% | Q1 2014 | May 15, 2014 |
| Trellus Management Company, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -2,500 | -100.0% | Q1 2014 | May 14, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,010 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,742 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,740 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,463 | -100.0% | Q1 2014 | May 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,404 | -100.0% | Q1 2014 | May 15, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.07% | — | -1,023 | -100.0% | Q1 2014 | May 14, 2014 |
| Old Mutual Global Index Trackers (Proprietary) LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -700 | -100.0% | Q1 2014 | May 05, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -470 | -100.0% | Q1 2014 | May 07, 2014 |
| HOWE & RUSLING INC | History | Closed out | 0 | 0 | — | 0.0% | — | -217 | -100.0% | Q1 2014 | May 07, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -216 | -100.0% | Q1 2014 | May 15, 2014 |
| LS Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -80 | -100.0% | Q1 2014 | May 05, 2014 |
| PRIVATE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -43 | -100.0% | Q1 2014 | Apr 07, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -22 | -100.0% | Q1 2014 | May 12, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -16 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13 | -100.0% | Q1 2014 | May 14, 2014 |