TOWER FINANCIAL CORP - 891769101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GARDNER LEWIS ASSET MANAGEMENT L P | History | Added to | 318,446 | 7,917 | 2.5% | 1.04% | 1 | +193,905 | 155.7% | Q1 2014 | May 14, 2014 |
| Stieven Capital Advisors, L.P. | History | Reduced | 226,313 | 5,626 | 2.02% | 2.36% | 2 | -3,500 | -1.52% | Q1 2014 | May 13, 2014 |
| TOWER TRUST Co | History | Added to | 192,593 | 4,788 | 3.02% | 2.86% | 3 | +1,856 | 0.97% | Q1 2014 | May 08, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | No change | 113,730 | 2,824 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 107,961 | 2,681 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | No change | 100,387 | 2,493 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Elizabeth Park Capital Advisors, Ltd. | History | No change | 95,305 | 2,369 | 1.79% | 1.63% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 75,121 | 1,865 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Stone Toro Investment Advisers, LP | History | No change | 50,000 | 1,243 | 1.75% | 1.11% | 9 | 0 | 0.0% | Q1 2014 | Apr 25, 2014 |
| PHILLIPS FINANCIAL MANAGEMENT, LLC | History | Added to | 23,723 | 567 | 0.18% | 0.19% | 10 | +250 | 1.07% | Q1 2014 | Apr 25, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 16,602 | 413 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALTFEST L J & CO INC | History | No change | 4,612 | 372 | 0.35% | 0.31% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TOURADJI CAPITAL MANAGEMENT, LP | History | No change | 10,000 | 248 | 1.82% | 0.94% | 13 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Added to | 7,943 | 197 | 0.03% | 0.02% | 14 | +4,043 | 103.67% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 3,180 | 79 | 0.0% | 0.0% | 15 | +860 | 37.07% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,500 | 37 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 1,025 | 25 | 0.0% | — | 17 | +1,025 | New | Q1 2014 | May 09, 2014 |
| BESSEMER GROUP INC | History | No change | 1,000 | 25 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FIFTH THIRD BANCORP | History | No change | 750 | 19 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Reduced | 175 | 4 | 0.0% | 0.0% | 20 | -825 | -82.5% | Q1 2014 | May 02, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 0.06% | — | -8,572 | -100.0% | Q4 2013 | Feb 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.02% | — | -51 | -100.0% | Q4 2013 | Feb 27, 2014 |
| MORGAN STANLEY | History | New | 8 | 0 | — | — | — | +8 | New | Q1 2014 | May 13, 2014 |