Tower International, Inc. - 891826109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 1,111,294 | 40,940 | 0.0% | 0.0% | 1 | +93,589 | 9.2% | Q2 2014 | Aug 11, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 936,348 | 34,495 | 0.11% | 0.1% | 2 | -154,795 | -14.19% | Q2 2014 | Aug 07, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 824,773 | 30,385 | 0.09% | 0.08% | 3 | -174,214 | -17.44% | Q2 2014 | Aug 11, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 794,564 | 29,271 | 0.2% | 0.11% | 4 | +221,585 | 38.67% | Q2 2014 | Aug 11, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 790,323 | 29,115 | 0.03% | 0.03% | 5 | -43,295 | -5.19% | Q2 2014 | Aug 04, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 663,612 | 24,447 | 0.0% | 0.0% | 6 | +259,970 | 64.41% | Q2 2014 | Aug 06, 2014 |
| Numeric Investors LLC | History | Added to | 611,976 | 22,545 | 0.34% | 0.28% | 7 | +14,615 | 2.45% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 540,517 | 19,913 | 0.02% | 0.01% | 8 | +80,367 | 17.47% | Q2 2014 | Aug 06, 2014 |
| AJO, LP | History | Reduced | 520,430 | 19,173 | 0.08% | 0.08% | 9 | -137,070 | -20.85% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 507,524 | 18,697 | 0.01% | 0.0% | 10 | +335,843 | 195.62% | Q2 2014 | Aug 06, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Added to | 414,710 | 15,277 | 0.08% | 0.04% | 11 | +141,759 | 51.94% | Q2 2014 | Jul 10, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 336,182 | 12,385 | 0.01% | 0.0% | 12 | +97,341 | 40.76% | Q2 2014 | Aug 08, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | Added to | 298,829 | 11,009 | 0.12% | 0.08% | 13 | +61,900 | 26.13% | Q2 2014 | Jul 16, 2014 |
| DALTON GREINER HARTMAN MAHER & CO | History | New | 296,075 | 10,907 | 0.57% | — | 14 | +296,075 | New | Q2 2014 | Jul 11, 2014 |
| TFS CAPITAL LLC | History | Reduced | 284,369 | 10,476 | 0.82% | 0.77% | 15 | -140,784 | -33.11% | Q2 2014 | Jul 21, 2014 |
| Boston Partners | History | Reduced | 206,633 | 7,612 | 0.01% | 0.01% | 16 | -2,672 | -1.28% | Q2 2014 | Aug 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 161,355 | 5,945 | 0.01% | 0.01% | 17 | +26,325 | 19.5% | Q2 2014 | Jul 30, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 153,744 | 5,702 | 0.22% | 0.11% | 18 | +22,661 | 17.29% | Q2 2014 | Jul 16, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | Reduced | 139,794 | 5,150 | 0.19% | 0.15% | 19 | -6,560 | -4.48% | Q2 2014 | Jul 23, 2014 |
| Teton Advisors, Inc. | History | No change | 104,565 | 3,852 | 0.25% | 0.19% | 20 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | New | 88,225 | 3,250 | 0.0% | — | 21 | +88,225 | New | Q2 2014 | Aug 05, 2014 |
| GLOBEFLEX CAPITAL L P | History | Added to | 86,055 | 3,170 | 0.34% | 0.27% | 22 | +771 | 0.9% | Q2 2014 | Jul 18, 2014 |
| Nationwide Fund Advisors | History | Reduced | 82,856 | 3,052 | 0.01% | 0.01% | 23 | -7,779 | -8.58% | Q2 2014 | Aug 11, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 77,874 | 2,869 | 0.01% | 0.01% | 24 | -21,431 | -21.58% | Q2 2014 | Jul 21, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 75,000 | 2,762 | 0.01% | 0.0% | 25 | +62,400 | 495.24% | Q2 2014 | Aug 06, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Added to | 74,950 | 2,761 | 0.03% | 0.02% | 26 | +9,950 | 15.31% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 59,176 | 2,180 | 0.0% | 0.0% | 27 | +42,766 | 260.61% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 55,088 | 2,030 | 0.0% | 0.0% | 28 | -19,628 | -26.27% | Q2 2014 | Aug 11, 2014 |
| EAM Investors, LLC | History | New | 43,594 | 1,606 | 0.3% | — | 29 | +43,594 | New | Q2 2014 | Aug 11, 2014 |
| Quotient Investors, LLC | History | Reduced | 38,900 | 1,433 | 0.31% | 0.43% | 30 | -31,000 | -44.35% | Q2 2014 | Jul 18, 2014 |
| BlackRock Group LTD | History | New | 38,651 | 1,424 | 0.0% | — | 31 | +38,651 | New | Q2 2014 | Aug 06, 2014 |
| BUCKHEAD CAPITAL MANAGEMENT LLC | History | Reduced | 36,631 | 1,349 | 0.19% | 0.36% | 32 | -66,892 | -64.62% | Q2 2014 | Aug 08, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 35,694 | 1,315 | 0.06% | 0.09% | 33 | -9,000 | -20.14% | Q2 2014 | Aug 08, 2014 |
| CADENCE CAPITAL MANAGEMENT LLC | History | Reduced | 31,434 | 1,158 | 0.06% | 0.07% | 34 | -31,349 | -49.93% | Q2 2014 | Jul 23, 2014 |
| STRS OHIO | History | Reduced | 23,800 | 877 | 0.0% | 0.0% | 35 | -1,500 | -5.93% | Q2 2014 | Jul 24, 2014 |
| DEERE & CO | History | Reduced | 21,292 | 784 | 0.04% | 0.03% | 36 | -148 | -0.69% | Q2 2014 | Aug 11, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 21,050 | 775 | 0.0% | 0.0% | 37 | +6,950 | 49.29% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | New | 20,700 | 763 | 0.0% | — | 38 | +20,700 | New | Q2 2014 | Aug 06, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Reduced | 19,300 | 711 | 0.01% | 0.01% | 39 | -7,500 | -27.99% | Q2 2014 | Aug 11, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Reduced | 18,930 | 697 | 0.45% | 0.4% | 40 | -18,120 | -48.91% | Q2 2014 | Aug 11, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 17,568 | 647 | 0.0% | 0.0% | 41 | -4,423 | -20.11% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | New | 17,538 | 646 | 0.0% | — | 42 | +17,538 | New | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | New | 16,419 | 605 | 0.0% | — | 43 | +16,419 | New | Q2 2014 | Jul 31, 2014 |
| RHUMBLINE ADVISERS | History | New | 15,514 | 572 | 0.0% | — | 44 | +15,514 | New | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 13,746 | 506 | 0.0% | 0.0% | 45 | +9,398 | 216.15% | Q2 2014 | Aug 08, 2014 |
| SECOR Capital Advisors, LP | History | Reduced | 13,344 | 492 | 0.26% | 0.4% | 46 | -16,280 | -54.96% | Q2 2014 | Jul 23, 2014 |
| BOSTON ADVISORS LLC | History | Reduced | 10,504 | 387 | 0.02% | 0.02% | 47 | -3,796 | -26.55% | Q2 2014 | Jul 23, 2014 |
| ProShare Advisors LLC | History | New | 10,039 | 370 | 0.0% | — | 48 | +10,039 | New | Q2 2014 | Aug 08, 2014 |
| Redwood Investments, LLC | History | Reduced | 8,599 | 317 | 0.04% | 0.04% | 49 | -2,601 | -23.22% | Q2 2014 | Jul 30, 2014 |
| ClariVest Asset Management LLC | History | Added to | 8,305 | 306 | 0.01% | 0.01% | 50 | +3,393 | 69.08% | Q2 2014 | Aug 11, 2014 |
| PITCAIRN CO | History | Reduced | 6,705 | 247 | 0.03% | 0.02% | 51 | -1,458 | -17.86% | Q2 2014 | Jul 29, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | New | 5,850 | 215 | 0.01% | — | 52 | +5,850 | New | Q2 2014 | Aug 01, 2014 |
| SEI TRUST CO | History | Reduced | 4,400 | 162 | 0.0% | 0.0% | 53 | -1,200 | -21.43% | Q2 2014 | Jul 22, 2014 |
| RidgeWorth Capital Management LLC | History | New | 1,757 | 65 | 0.0% | — | 54 | +1,757 | New | Q2 2014 | Jul 31, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 1,300 | 48 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | New | 758 | 28 | 0.0% | — | 56 | +758 | New | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | New | 494 | 18 | 0.0% | — | 57 | +494 | New | Q2 2014 | Aug 06, 2014 |
| MetLife Securities, Inc | History | No change | 200 | 7 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 100 | 4 | 0.0% | — | 60 | +100 | New | Q2 2014 | Jul 16, 2014 |
| WHITTIER TRUST CO | History | No change | 100 | 4 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 30 | 1 | 0.0% | 0.0% | 61 | -6 | -16.67% | Q2 2014 | Aug 08, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -900,830 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.03% | — | -773,428 | -100.0% | Q1 2014 | May 28, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -633,915 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -611,185 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -601,780 | -100.0% | Q1 2014 | May 15, 2014 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 0.33% | — | -450,000 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.22% | — | -438,702 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -410,832 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -373,334 | -100.0% | Q1 2014 | May 23, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -272,509 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -242,563 | -100.0% | Q1 2014 | May 15, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -235,520 | -100.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.13% | — | -225,283 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -209,864 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -204,504 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -193,767 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -182,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -172,600 | -100.0% | Q1 2014 | Apr 18, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.03% | — | -159,732 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -149,630 | -100.0% | Q1 2014 | May 15, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.27% | — | -145,492 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -133,483 | -100.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -131,923 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -129,517 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -120,472 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -117,580 | -100.0% | Q1 2014 | May 13, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -116,446 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -102,551 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -96,095 | -100.0% | Q1 2014 | May 14, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -88,142 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -82,083 | -100.0% | Q1 2014 | May 16, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.16% | — | -79,200 | -100.0% | Q1 2014 | May 12, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77,700 | -100.0% | Q1 2014 | May 15, 2014 |
| QS Investors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -62,500 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -55,969 | -100.0% | Q1 2014 | May 16, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -54,563 | -100.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -54,198 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,379 | -100.0% | Q1 2014 | May 15, 2014 |
| Laurion Capital Management LP | History | Closed out | 0 | 0 | — | 0.04% | — | -43,413 | -100.0% | Q1 2014 | May 13, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.02% | — | -42,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Dana Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -41,650 | -100.0% | Q1 2014 | May 05, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.04% | — | -38,400 | -100.0% | Q1 2014 | May 13, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -34,900 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -33,270 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -32,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -31,900 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,800 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,934 | -100.0% | Q1 2014 | May 15, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -28,500 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -26,556 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,677 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,769 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -20,884 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -18,938 | -100.0% | Q1 2014 | May 06, 2014 |
| Ancora Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -18,012 | -100.0% | Q2 2014 | Jul 31, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,900 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,698 | -100.0% | Q1 2014 | May 14, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.02% | — | -15,037 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,400 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -10,996 | -100.0% | Q1 2014 | May 08, 2014 |
| SUMIT CAPITAL, LLC | History | Closed out | 0 | 0 | — | 1.13% | — | -10,956 | -100.0% | Q2 2014 | Jul 22, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -10,900 | -100.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,043 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,703 | -100.0% | Q1 2014 | May 16, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,100 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,032 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,702 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,715 | -100.0% | Q1 2014 | May 13, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,312 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,844 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,096 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,652 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -758 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -469 | -100.0% | Q1 2014 | May 02, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -376 | -100.0% | Q1 2014 | May 12, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -133 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 11, 2014 |