VIRTUS TOTAL RETURN FD - 92829A103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 776,023 | 3,725 | 1.06% | 1.69% | 1 | -535,245 | -40.82% | Q2 2014 | Jul 10, 2014 |
| TFS CAPITAL LLC | History | New | 160,745 | 772 | 0.06% | — | 2 | +160,745 | New | Q2 2014 | Jul 21, 2014 |
| Gramercy Funds Management LLC | History | No change | 44,724 | 215 | 0.08% | 0.07% | 3 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 30,800 | 147 | 0.0% | 0.0% | 4 | +7,400 | 31.62% | Q2 2014 | Aug 08, 2014 |
| Shaker Financial Services, LLC | History | New | 21,389 | 103 | 0.06% | — | 5 | +21,389 | New | Q2 2014 | Aug 04, 2014 |
| LPL Financial LLC | History | Reduced | 10,607 | 51 | 0.0% | 0.0% | 6 | -571 | -5.11% | Q2 2014 | Aug 05, 2014 |
| Aviance Capital Partners, LLC | History | New | 10,110 | 49 | 0.02% | — | 7 | +10,110 | New | Q2 2014 | Aug 01, 2014 |
| CITY HOLDING CO | History | No change | 5,000 | 23 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 1,752 | 8 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Financial Management Professionals, Inc. | History | No change | 1,402 | 6 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -2,076,700 | -100.0% | Q1 2014 | May 13, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.59% | — | -1,643,307 | -100.0% | Q1 2014 | May 15, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 3.09% | — | -1,190,135 | -100.0% | Q1 2014 | May 14, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -431,568 | -100.0% | Q1 2014 | Apr 24, 2014 |
| CORNERSTONE ADVISORS INC | History | Closed out | 0 | 0 | — | 0.27% | — | -256,619 | -100.0% | Q1 2014 | May 07, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -227,470 | -100.0% | Q1 2014 | May 08, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -201,260 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -171,788 | -100.0% | Q1 2014 | May 15, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.4% | — | -138,859 | -100.0% | Q1 2014 | May 16, 2014 |
| Relative Value Partners, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -105,841 | -100.0% | Q1 2014 | May 09, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -79,290 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -63,057 | -100.0% | Q1 2014 | May 16, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -29,839 | -100.0% | Q1 2014 | May 15, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,943 | -100.0% | Q1 2014 | May 16, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,241 | -100.0% | Q1 2014 | May 09, 2014 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -13,000 | -100.0% | Q1 2014 | May 14, 2014 |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.06% | — | -10,896 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,800 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,072 | -100.0% | Q1 2014 | May 14, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -4,500 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,269 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,062 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -719 | -100.0% | Q1 2014 | May 15, 2014 |