VIRTUS TOTAL RETURN FD - 92829A103

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
MORGAN STANLEY History No change 2,076,700 9,179 0.0% 0.0% 1 0 0.0% Q1 2014 May 13, 2014
RIVERNORTH CAPITAL MANAGEMENT, LLC History No change 1,643,307 7,263 0.59% 0.59% 2 0 0.0% Q1 2014 May 15, 2014
Thomas J. Herzfeld Advisors, Inc. History No change 1,190,135 5,260 3.09% 3.09% 3 0 0.0% Q1 2014 May 14, 2014
FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD History Reduced 776,023 3,725 1.06% 1.69% 4 -535,245 -40.82% Q2 2014 Jul 10, 2014
SIT INVESTMENT ASSOCIATES INC History No change 431,568 1,908 0.03% 0.03% 5 0 0.0% Q1 2014 Apr 24, 2014
CORNERSTONE ADVISORS INC History No change 256,619 1,134 0.27% 0.27% 6 0 0.0% Q1 2014 May 07, 2014
Raymond James Financial Services Advisors, Inc. History No change 227,470 1,005 0.06% 0.06% 7 0 0.0% Q1 2014 May 08, 2014
SG Americas Securities, LLC History No change 201,260 890 0.0% 0.0% 8 0 0.0% Q1 2014 May 14, 2014
TFS CAPITAL LLC History New 160,745 772 0.06% — 9 +160,745 New Q2 2014 Jul 21, 2014
ROYAL BANK OF CANADA History No change 171,788 759 0.0% 0.0% 10 0 0.0% Q1 2014 May 15, 2014
DOLIVER CAPITAL ADVISORS, INC. History No change 138,859 614 0.4% 0.4% 11 0 0.0% Q1 2014 May 16, 2014
Relative Value Partners, LLC History No change 105,841 468 0.06% 0.06% 12 0 0.0% Q1 2014 May 09, 2014
WELLS FARGO & COMPANY/MN History No change 79,290 350 0.0% 0.0% 13 0 0.0% Q1 2014 May 15, 2014
UBS AG History No change 63,057 279 0.0% 0.0% 14 0 0.0% Q1 2014 May 16, 2014
Gramercy Funds Management LLC History No change 44,724 215 0.08% 0.07% 15 0 0.0% Q2 2014 Aug 11, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 30,800 147 0.0% 0.0% 16 +7,400 31.62% Q2 2014 Aug 08, 2014
CSS LLC/IL History No change 29,839 132 0.01% 0.01% 17 0 0.0% Q1 2014 May 15, 2014
Shaker Financial Services, LLC History New 21,389 103 0.06% — 18 +21,389 New Q2 2014 Aug 04, 2014
SIGNATUREFD, LLC History No change 17,943 79 0.03% 0.03% 19 0 0.0% Q1 2014 May 16, 2014
OPPENHEIMER & CO INC History No change 13,241 59 0.0% 0.0% 20 0 0.0% Q1 2014 May 09, 2014
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD History No change 13,000 58 0.0% 0.0% 21 0 0.0% Q1 2014 May 14, 2014
LPL Financial LLC History Reduced 10,607 51 0.0% 0.0% 22 -571 -5.11% Q2 2014 Aug 05, 2014
Aviance Capital Partners, LLC History New 10,110 49 0.02% — 23 +10,110 New Q2 2014 Aug 01, 2014
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. History No change 10,896 48 0.06% 0.06% 24 0 0.0% Q1 2014 May 13, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History No change 6,800 30 0.0% 0.0% 25 0 0.0% Q1 2014 May 15, 2014
CITY HOLDING CO History No change 5,000 23 0.01% 0.01% 26 0 0.0% Q2 2014 Aug 06, 2014
AMERIPRISE FINANCIAL INC History No change 5,072 22 0.0% 0.0% 27 0 0.0% Q1 2014 May 14, 2014
MARK SHEPTOFF FINANCIAL PLANNING, LLC History No change 4,500 20 0.02% 0.02% 28 0 0.0% Q1 2014 May 09, 2014
BANK OF AMERICA CORP /DE/ History No change 4,269 19 0.0% 0.0% 29 0 0.0% Q1 2014 May 15, 2014
NEW ENGLAND SECURITIES CORP /MA/ History No change 1,752 8 0.0% 0.0% 30 0 0.0% Q2 2014 Aug 04, 2014
Financial Management Professionals, Inc. History No change 1,402 6 0.0% 0.0% 31 0 0.0% Q2 2014 Aug 01, 2014
CITIGROUP INC History No change 1,062 5 0.0% 0.0% 32 0 0.0% Q1 2014 May 15, 2014
BANK OF MONTREAL /CAN/ History No change 1,000 4 0.0% 0.0% 33 0 0.0% Q1 2014 May 15, 2014
FIFTH THIRD BANCORP History No change 719 3 0.0% 0.0% 34 0 0.0% Q1 2014 May 15, 2014