WESTERN ASSET INFL MGMT FD I COM - 95766U107
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Bulldog Investors, LLC | History | Added to | 1,161,451 | 20,744 | 8.85% | 6.23% | 1 | +279,693 | 31.72% | Q1 2014 | May 14, 2014 |
| Karpus Management, Inc. | History | Reduced | 1,011,655 | 18,068 | 0.94% | 1.55% | 2 | -635,582 | -38.58% | Q1 2014 | May 15, 2014 |
| Relative Value Partners, LLC | History | Reduced | 690,434 | 12,331 | 1.65% | 1.75% | 3 | -59,401 | -7.92% | Q1 2014 | May 09, 2014 |
| ICON ADVISERS INC/CO | History | Added to | 410,348 | 7,329 | 0.52% | 0.04% | 4 | +381,727 | 1333.73% | Q1 2014 | May 07, 2014 |
| Yakira Capital Management, Inc. | History | New | 269,646 | 4,816 | 4.31% | — | 5 | +269,646 | New | Q1 2014 | May 16, 2014 |
| FIRST MANHATTAN CO | History | No change | 223,935 | 3,999 | 0.03% | 0.03% | 6 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Added to | 177,046 | 3,162 | 0.0% | 0.0% | 7 | +3,198 | 1.84% | Q1 2014 | May 13, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | New | 158,058 | 2,823 | 0.82% | — | 8 | +158,058 | New | Q1 2014 | Apr 17, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Reduced | 152,322 | 2,720 | 0.22% | 0.2% | 9 | -2,976 | -1.92% | Q1 2014 | May 15, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Reduced | 128,169 | 2,289 | 0.04% | 0.07% | 10 | -109,377 | -46.04% | Q1 2014 | Apr 24, 2014 |
| Grantham, Mayo, Van Otterloo & Co. LLC | History | Added to | 90,150 | 1,610 | 0.0% | 0.0% | 11 | +35,951 | 66.33% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Reduced | 49,779 | 889 | 0.0% | 0.0% | 12 | -7,840 | -13.61% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | New | 20,400 | 368 | 0.0% | — | 13 | +20,400 | New | Q1 2014 | May 13, 2014 |
| UBS AG | History | Added to | 15,644 | 279 | 0.0% | 0.0% | 14 | +8,811 | 128.95% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 11,393 | 203 | 0.0% | 0.0% | 15 | +2,003 | 21.33% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | No change | 11,080 | 198 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 10,109 | 181 | 0.0% | 0.0% | 17 | -400 | -3.81% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Added to | 4,899 | 88 | 0.0% | 0.0% | 18 | +5 | 0.1% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 2,230 | 40 | 0.0% | 0.57% | 19 | -11 | -0.49% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 798 | 14 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | New | 238 | 4 | 0.0% | — | 21 | +238 | New | Q1 2014 | May 02, 2014 |
| BARCLAYS PLC | History | Reduced | 124 | 2 | 0.0% | 0.0% | 22 | -6 | -4.62% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | No change | 29 | 1 | 0.0% | — | 23 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.41% | — | -42,005 | -100.0% | Q4 2013 | Feb 13, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -25,122 | -100.0% | Q4 2013 | Feb 07, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,444 | -100.0% | Q4 2013 | Feb 14, 2014 |