Western Midstream Operating, LP - 958254104
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Reduced | 4,706,668 | 359,966 | 0.35% | 0.32% | 1 | -61,244 | -1.28% | Q2 2014 | Aug 05, 2014 |
| Center Coast Capital Advisors, LP | History | Added to | 3,432,840 | 262,544 | 6.06% | 4.89% | 2 | +960,521 | 38.85% | Q2 2014 | Jul 28, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 2,954,589 | 219,155 | 0.24% | 0.21% | 3 | +302,785 | 11.42% | Q2 2014 | Aug 08, 2014 |
| CHICKASAW CAPITAL MANAGEMENT LLC | History | Added to | 1,033,573 | 79,048 | 2.74% | 2.86% | 4 | +137,495 | 15.34% | Q2 2014 | Jul 30, 2014 |
| DIVIDEND ASSET CAPITAL, LLC | History | Added to | 669,753 | 51,223 | 1.37% | 1.3% | 5 | +4,400 | 0.66% | Q2 2014 | Jul 28, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 539,921 | 41,293 | 0.03% | 0.03% | 6 | +64,886 | 13.66% | Q2 2014 | Aug 11, 2014 |
| DUFF & PHELPS INVESTMENT MANAGEMENT CO | History | Added to | 368,400 | 28,175 | 0.43% | 0.32% | 7 | +74,400 | 25.31% | Q2 2014 | Jul 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 214,750 | 16,424 | 0.11% | 0.1% | 8 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| C.V. Starr & Co., Inc. Trust | History | No change | 180,000 | 13,766 | 4.61% | 4.59% | 9 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 145,488 | 11,126 | 0.01% | 0.01% | 10 | +2,686 | 1.88% | Q2 2014 | Aug 08, 2014 |
| STARR INTERNATIONAL CO INC | History | No change | 120,408 | 9,209 | 0.83% | 0.79% | 11 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| UNIVERSITY OF TEXAS INVESTMENT MANAGMENT CO | History | Added to | 115,312 | 8,819 | 1.62% | 1.6% | 12 | +57,656 | 100.0% | Q2 2014 | Aug 01, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 110,490 | 8,449 | 0.01% | 0.01% | 13 | +7,220 | 6.99% | Q2 2014 | Aug 01, 2014 |
| MAI Wealth Advisors | History | Reduced | 109,720 | 8,391 | 0.81% | 0.74% | 14 | -1,054 | -0.95% | Q2 2014 | Jul 28, 2014 |
| Hilton Capital Management, LLC | History | Reduced | 91,643 | 7,009 | 2.28% | 2.47% | 15 | -4,150 | -4.33% | Q2 2014 | Jul 15, 2014 |
| TIEDEMANN TRUST CO | History | Added to | 88,695 | 6,783 | 0.65% | 0.57% | 16 | +9,460 | 11.94% | Q2 2014 | Jul 31, 2014 |
| Samson Capital Management, LLC | History | Added to | 82,338 | 6,297 | 2.92% | 2.81% | 17 | +6,751 | 8.93% | Q2 2014 | Aug 01, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 60,050 | 4,593 | 0.04% | 0.08% | 18 | -29,200 | -32.72% | Q2 2014 | Jul 30, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Reduced | 59,377 | 4,541 | 0.08% | 0.08% | 19 | -3,723 | -5.9% | Q2 2014 | Aug 07, 2014 |
| SHIKIAR ASSET MANAGEMENT INC | History | Reduced | 56,550 | 4,325 | 1.79% | 1.66% | 20 | -560 | -0.98% | Q2 2014 | Jul 23, 2014 |
| Global X Management CO LLC | History | Added to | 54,770 | 4,189 | 0.24% | 0.21% | 21 | +8,971 | 19.59% | Q2 2014 | Jul 31, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 50,000 | 3,824 | 0.03% | 0.03% | 22 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| CHILTON CAPITAL MANAGEMENT LLC | History | Reduced | 45,662 | 3,492 | 0.34% | 0.32% | 23 | -90 | -0.2% | Q2 2014 | Jul 31, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 42,070 | 3,217 | 0.07% | 0.06% | 24 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| FIRST TRUST ADVISORS LP | History | New | 38,846 | 2,971 | 0.01% | — | 25 | +38,846 | New | Q2 2014 | Aug 11, 2014 |
| C V STARR & CO INC | History | No change | 34,494 | 2,638 | 14.77% | 14.23% | 26 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Texan Capital Management | History | No change | 28,920 | 2,212 | 0.96% | 0.88% | 27 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Puplava Financial Services, Inc. | History | New | 27,358 | 2,092 | 0.82% | — | 28 | +27,358 | New | Q2 2014 | Jul 23, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 25,809 | 1,974 | 0.02% | 0.02% | 29 | +7,210 | 38.77% | Q2 2014 | Jul 23, 2014 |
| Barnett & Company, Inc. | History | Reduced | 25,745 | 1,969 | 0.83% | 0.78% | 30 | -390 | -1.49% | Q2 2014 | Jul 16, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 23,514 | 1,798 | 0.0% | 44.04% | 31 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CINCINNATI INSURANCE CO | History | No change | 22,812 | 1,745 | 0.06% | 0.06% | 32 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| First Western Capital Management Co | History | Added to | 21,511 | 1,645 | 0.54% | 0.44% | 33 | +2,488 | 13.08% | Q2 2014 | Jul 23, 2014 |
| FIDUCIARY ASSET MANAGEMENT LLC | History | Added to | 20,525 | 1,570 | 0.31% | 0.29% | 34 | +90 | 0.44% | Q2 2014 | Jul 15, 2014 |
| SENTINEL TRUST CO LBA | History | No change | 20,000 | 1,530 | 0.4% | 0.37% | 35 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| LPL Financial LLC | History | Added to | 19,626 | 1,501 | 0.01% | 0.01% | 36 | +444 | 2.31% | Q2 2014 | Aug 05, 2014 |
| BALDWIN BROTHERS INC/MA | History | Reduced | 18,828 | 1,440 | 0.21% | 0.21% | 37 | -1,185 | -5.92% | Q2 2014 | Aug 08, 2014 |
| Ancora Advisors, LLC | History | Added to | 17,900 | 1,369 | 0.18% | 0.17% | 38 | +87 | 0.49% | Q2 2014 | Jul 31, 2014 |
| CULLEN/FROST BANKERS, INC. | History | No change | 17,647 | 1,350 | 0.05% | 0.05% | 39 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Old West Investment Management, LLC | History | No change | 17,000 | 1,300 | 0.77% | 0.7% | 40 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Grassi Investment Management | History | New | 15,575 | 1,191 | 0.26% | — | 41 | +15,575 | New | Q2 2014 | Jul 08, 2014 |
| Barrington Strategic Wealth Management Group LLC | History | Added to | 15,349 | 1,174 | 0.75% | 0.65% | 42 | +210 | 1.39% | Q2 2014 | Aug 08, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | No change | 14,980 | 1,146 | 0.46% | 0.41% | 43 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | No change | 14,900 | 1,140 | 0.03% | 0.03% | 44 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Country Club Trust Company, n.a. | History | Added to | 14,731 | 1,127 | 0.15% | 0.14% | 45 | +201 | 1.38% | Q2 2014 | Jul 15, 2014 |
| American National Registered Investment Advisor, Inc. | History | No change | 14,100 | 1,078 | 0.51% | 0.47% | 46 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| MURPHY CAPITAL MANAGEMENT INC | History | No change | 12,300 | 940 | 0.15% | 0.14% | 47 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Jacobus Wealth Management, Inc. | History | No change | 11,305 | 865 | 0.22% | 0.18% | 48 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Independence Trust CO | History | No change | 10,727 | 820 | 0.52% | 0.49% | 49 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Homrich & Berg | History | No change | 10,024 | 767 | 0.09% | 0.09% | 50 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| AMERICAN NATIONAL INSURANCE CO /TX/ | History | No change | 9,950 | 761 | 0.05% | 0.04% | 51 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| ROANOKE ASSET MANAGEMENT CORP/ NY | History | No change | 9,685 | 741 | 0.28% | 0.28% | 52 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CONNING INC. | History | Added to | 9,346 | 715 | 0.04% | 0.04% | 53 | +131 | 1.42% | Q2 2014 | Jul 25, 2014 |
| Linscomb & Williams, Inc. | History | Reduced | 9,278 | 710 | 0.07% | 0.07% | 54 | -330 | -3.43% | Q2 2014 | Aug 05, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Reduced | 8,795 | 673 | 0.18% | 0.17% | 55 | -100 | -1.12% | Q2 2014 | Jul 31, 2014 |
| JENNISON ASSOCIATES LLC | History | Added to | 8,645 | 661 | 0.0% | 0.0% | 56 | +400 | 4.85% | Q2 2014 | Aug 08, 2014 |
| CYPRESS ASSET MANAGEMENT INC/TX | History | Added to | 6,225 | 476 | 0.08% | 0.07% | 57 | +100 | 1.63% | Q2 2014 | Aug 11, 2014 |
| Banyan Partners, LLC | History | No change | 5,855 | 448 | 0.04% | 0.03% | 58 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| SECURITY NATIONAL TRUST CO | History | No change | 5,000 | 382 | 0.15% | 0.13% | 59 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 4,809 | 368 | 0.02% | 0.02% | 60 | +1,060 | 28.27% | Q2 2014 | Aug 08, 2014 |
| PINNACLE FINANCIAL PARTNERS INC | History | No change | 4,795 | 367 | 0.15% | 0.14% | 61 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Huntington Steele LLC | History | No change | 4,734 | 362 | 0.15% | 0.14% | 62 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| GREEN SQUARE CAPITAL LLC | History | Reduced | 6,601 | 352 | 0.08% | 0.12% | 63 | -1,921 | -22.54% | Q2 2014 | Aug 05, 2014 |
| Biondo Investment Advisors, LLC | History | No change | 4,500 | 344 | 0.11% | 0.1% | 64 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 4,408 | 337 | 0.01% | 0.01% | 65 | +63 | 1.45% | Q2 2014 | Jul 25, 2014 |
| LUCAS CAPITAL MANAGEMENT | History | Reduced | 4,384 | 335 | 0.11% | 0.45% | 66 | -16,722 | -79.23% | Q2 2014 | Jul 30, 2014 |
| MEEDER ASSET MANAGEMENT INC | History | Added to | 4,354 | 333 | 0.05% | 0.05% | 67 | +130 | 3.08% | Q2 2014 | Jul 18, 2014 |
| BlackRock Inc. | History | Added to | 4,248 | 325 | 0.0% | 0.0% | 68 | +421 | 11.0% | Q2 2014 | Aug 06, 2014 |
| Estabrook Capital Management | History | Added to | 3,823 | 292 | 0.03% | 0.03% | 69 | +3 | 0.08% | Q2 2014 | Aug 11, 2014 |
| MetLife Securities, Inc | History | Added to | 2,983 | 228 | 0.03% | 0.03% | 70 | +11 | 0.37% | Q2 2014 | Aug 04, 2014 |
| BECK CAPITAL MANAGEMENT, LLC | History | Reduced | 2,875 | 220 | 0.15% | 0.18% | 71 | -675 | -19.01% | Q2 2014 | Jul 31, 2014 |
| MUFG Americas Holdings Corp | History | No change | 2,700 | 206 | 0.01% | 0.01% | 72 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SOLARIS ASSET MANAGEMENT LLC | History | No change | 2,000 | 153 | 0.1% | 0.09% | 73 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| SEI TRUST CO | History | Reduced | 1,820 | 139 | 0.0% | 0.0% | 74 | -4,232 | -69.93% | Q2 2014 | Jul 22, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 1,600 | 122 | 0.04% | 0.06% | 76 | -900 | -36.0% | Q2 2014 | Jul 16, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 1,600 | 122 | 0.06% | 0.05% | 75 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 1,451 | 111 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 1,120 | 86 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Regal Investment Advisors LLC | History | Added to | 890 | 68 | 0.02% | 0.0% | 79 | +764 | 606.35% | Q2 2014 | Aug 04, 2014 |
| FTB Advisors, Inc. | History | Reduced | 875 | 67 | 0.01% | 0.01% | 80 | -210 | -19.35% | Q2 2014 | Aug 07, 2014 |
| MCF Advisors LLC | History | No change | 1,000 | 66 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | New | 678 | 52 | 0.03% | — | 82 | +678 | New | Q2 2014 | Jul 24, 2014 |
| ADIRONDACK TRUST CO | History | No change | 635 | 49 | 0.04% | 0.03% | 83 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| KANALY TRUST CO | History | No change | 500 | 38 | 0.01% | 0.01% | 84 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| CUMBERLAND ADVISORS INC | History | New | 400 | 31 | 0.02% | — | 85 | +400 | New | Q2 2014 | Jul 10, 2014 |
| SMITHFIELD TRUST CO | History | No change | 350 | 27 | 0.01% | 0.0% | 86 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| MOTCO | History | No change | 300 | 23 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | New | 275 | 21 | 0.0% | — | 88 | +275 | New | Q2 2014 | Aug 01, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 225 | 17 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HOWE & RUSLING INC | History | No change | 206 | 16 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Visionary Asset Management, Inc. | History | New | 142 | 11 | 0.0% | — | 91 | +142 | New | Q2 2014 | Aug 07, 2014 |
| PRIVATE TRUST CO NA | History | No change | 56 | 4 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| TORTOISE CAPITAL ADVISORS, L.L.C. | History | Closed out | 0 | 0 | — | 3.43% | — | -7,815,317 | -100.0% | Q1 2014 | May 09, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 3.01% | — | -6,477,559 | -100.0% | Q1 2014 | May 07, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.09% | — | -4,325,801 | -100.0% | Q1 2014 | May 15, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 2.25% | — | -3,485,503 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -2,353,511 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.11% | — | -2,299,370 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.03% | — | -1,715,440 | -100.0% | Q1 2014 | May 15, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.88% | — | -1,280,977 | -100.0% | Q1 2014 | May 15, 2014 |
| RR Advisors, LLC | History | Closed out | 0 | 0 | — | 8.5% | — | -1,178,000 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.06% | — | -1,012,205 | -100.0% | Q1 2014 | May 16, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.94% | — | -1,004,663 | -100.0% | Q1 2014 | May 20, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -841,332 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.06% | — | -826,810 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -703,260 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTWOOD HOLDINGS GROUP INC | History | Closed out | 0 | 0 | — | 0.31% | — | -615,666 | -100.0% | Q1 2014 | May 14, 2014 |
| EAGLE GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.01% | — | -498,085 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -382,512 | -100.0% | Q1 2014 | May 14, 2014 |
| Perkins Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.19% | — | -380,895 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.38% | — | -312,025 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -294,946 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -280,827 | -100.0% | Q1 2014 | May 15, 2014 |
| FORT WASHINGTON INVESTMENT ADVISORS INC /OH/ | History | Closed out | 0 | 0 | — | 0.39% | — | -273,000 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -215,400 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -175,860 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -155,928 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -144,744 | -100.0% | Q1 2014 | May 15, 2014 |
| Heronetta Management, L.P. | History | Closed out | 0 | 0 | — | 4.11% | — | -133,900 | -100.0% | Q1 2014 | May 12, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.02% | — | -129,542 | -100.0% | Q1 2014 | May 16, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.1% | — | -122,657 | -100.0% | Q1 2014 | May 07, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -115,572 | -100.0% | Q1 2014 | May 14, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 1.01% | — | -109,900 | -100.0% | Q1 2014 | Aug 04, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -104,152 | -100.0% | Q1 2014 | May 14, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -99,600 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -91,803 | -100.0% | Q1 2014 | May 14, 2014 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -89,662 | -100.0% | Q1 2014 | May 15, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -88,832 | -100.0% | Q1 2014 | May 15, 2014 |
| CASTLEARK MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -65,380 | -100.0% | Q1 2014 | May 20, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -63,284 | -100.0% | Q1 2014 | May 14, 2014 |
| WILLIAMS JONES & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -49,690 | -100.0% | Q1 2014 | May 14, 2014 |
| YORKVILLE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 2.12% | — | -41,964 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -38,986 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -38,583 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -35,829 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -33,489 | -100.0% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.34% | — | -33,075 | -100.0% | Q1 2014 | May 15, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.05% | — | -24,700 | -100.0% | Q1 2014 | May 14, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -22,061 | -100.0% | Q1 2014 | May 15, 2014 |
| BURNHAM ASSET MANAGEMENT CORP /NY/ | History | Closed out | 0 | 0 | — | 0.32% | — | -20,400 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Bollard Group LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -15,912 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,671 | -100.0% | Q1 2014 | May 14, 2014 |
| GRASSI INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -15,500 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,995 | -100.0% | Q1 2014 | May 14, 2014 |
| MOODY NATIONAL BANK TRUST DIVISION | History | Closed out | 0 | 0 | — | 0.05% | — | -12,100 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,062 | -100.0% | Q1 2014 | May 13, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -10,887 | -100.0% | Q1 2014 | May 15, 2014 |
| TPH Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -10,842 | -100.0% | Q1 2014 | May 15, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,400 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,052 | -100.0% | Q1 2014 | May 15, 2014 |
| Belmont Global Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.56% | — | -10,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.11% | — | -8,217 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,126 | -100.0% | Q1 2014 | May 14, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,837 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,781 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,600 | -100.0% | Q1 2014 | May 19, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -7,600 | -100.0% | Q1 2014 | May 28, 2014 |
| TRUSTMARK NATIONAL BANK TRUST DEPARTMENT | History | Closed out | 0 | 0 | — | 0.05% | — | -7,000 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,800 | -100.0% | Q1 2014 | May 16, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -5,792 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,712 | -100.0% | Q1 2014 | May 14, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -5,347 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,220 | -100.0% | Q1 2014 | May 13, 2014 |
| CAPITAL COUNSEL LLC/NY | History | Closed out | 0 | 0 | — | 0.02% | — | -5,050 | -100.0% | Q1 2014 | May 12, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,837 | -100.0% | Q1 2014 | May 15, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.06% | — | -4,667 | -100.0% | Q1 2014 | Jun 18, 2014 |
| FIRST FOUNDATION ADVISORS | History | Closed out | 0 | 0 | — | 0.03% | — | -4,039 | -100.0% | Q1 2014 | May 15, 2014 |
| ORLEANS CAPITAL MANAGEMENT CORP/LA | History | Closed out | 0 | 0 | — | 0.13% | — | -4,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.01% | — | -3,806 | -100.0% | Q1 2014 | May 14, 2014 |
| Hirtle Callaghan & Co LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,611 | -100.0% | Q1 2014 | May 02, 2014 |
| CIBC Asset Management Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -3,603 | -100.0% | Q1 2014 | May 09, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,458 | -100.0% | Q1 2014 | May 14, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,410 | -100.0% | Q1 2014 | May 09, 2014 |
| Mariner Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -3,317 | -100.0% | Q1 2014 | May 08, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -3,247 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,268 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -2,255 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,180 | -100.0% | Q1 2014 | Apr 11, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,500 | -100.0% | Q1 2014 | Apr 23, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -745 | -100.0% | Q1 2014 | May 15, 2014 |
| KINGS POINT CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -400 | -100.0% | Q1 2014 | May 12, 2014 |
| WealthTrust-Arizona, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -250 | -100.0% | Q1 2014 | Apr 23, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | May 21, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -158 | -100.0% | Q1 2014 | May 15, 2014 |
| Wunderlich Securities, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -150 | -100.0% | Q1 2014 | Jun 12, 2014 |
| Apriem Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 13, 2014 |