ZBB ENERGY CORPORATION - 98876R303
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MARATHON CAPITAL MANAGEMENT | History | New | 2,384,150 | 3,862 | 3.11% | — | 1 | +2,384,150 | New | Q2 2014 | Aug 08, 2014 |
| M&T BANK CORP | History | No change | 127,529 | 221 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| VANGUARD GROUP INC | History | Added to | 77,856 | 126 | 0.0% | 0.0% | 3 | +8,300 | 11.93% | Q2 2014 | Aug 11, 2014 |
| REGIONS FINANCIAL CORP | History | Reduced | 63,842 | 103 | 0.0% | 0.0% | 4 | -60,000 | -48.45% | Q2 2014 | Jul 23, 2014 |
| GLENMEDE TRUST CO NA | History | No change | 36,070 | 62 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| National Asset Management, Inc. | History | No change | 35,000 | 61 | 0.02% | 0.02% | 6 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 34,839 | 60 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | No change | 32,028 | 55 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| InterOcean Capital, LLC | History | No change | 20,000 | 35 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | No change | 17,968 | 31 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| NORTHERN TRUST CORP | History | No change | 16,823 | 29 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Investment Management, LLC | History | New | 4,196 | 7 | 0.0% | — | 12 | +4,196 | New | Q2 2014 | Aug 06, 2014 |
| MORGAN STANLEY | History | No change | 1,817 | 3 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 2,000 | 3 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gradient Investments LLC | History | No change | 2,000 | 3 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 300 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| UBS AG | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 16, 2014 |