ZBB ENERGY CORPORATION - 98876R303
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M&T BANK CORP | History | No change | 127,529 | 221 | 0.01% | 0.0% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| REGIONS FINANCIAL CORP | History | Reduced | 123,842 | 214 | 0.0% | 0.0% | 2 | -113,000 | -47.71% | Q1 2014 | Apr 17, 2014 |
| VANGUARD GROUP INC | History | Added to | 69,556 | 120 | 0.0% | 0.0% | 3 | +15,244 | 28.07% | Q1 2014 | May 13, 2014 |
| GLENMEDE TRUST CO NA | History | No change | 36,070 | 62 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| National Asset Management, Inc. | History | New | 35,000 | 61 | 0.02% | — | 5 | +35,000 | New | Q1 2014 | May 02, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 34,839 | 60 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | New | 32,028 | 55 | 0.0% | — | 7 | +32,028 | New | Q1 2014 | May 15, 2014 |
| InterOcean Capital, LLC | History | No change | 20,000 | 35 | 0.02% | 0.01% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Reduced | 17,968 | 31 | 0.0% | 0.0% | 9 | -43,804 | -70.91% | Q1 2014 | May 09, 2014 |
| NORTHERN TRUST CORP | History | New | 16,823 | 29 | 0.0% | — | 10 | +16,823 | New | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | New | 1,817 | 3 | 0.0% | — | 11 | +1,817 | New | Q1 2014 | May 13, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 2,000 | 3 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gradient Investments LLC | History | No change | 2,000 | 3 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 300 | 1 | 0.0% | — | 14 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| MARATHON CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 1.44% | — | -2,244,607 | -100.0% | Q4 2013 | Jan 28, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.06% | — | -474,000 | -100.0% | Q4 2013 | Feb 12, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -12,235 | -100.0% | Q4 2013 | May 09, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -841 | -100.0% | Q4 2013 | Feb 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | — | — | -299 | -100.0% | Q4 2013 | Feb 24, 2014 |
| UBS AG | History | New | 200 | 0 | — | — | — | +200 | New | Q1 2014 | May 16, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q4 2013 | Feb 27, 2014 |