ZAIS FINL CORP - 98886K108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | History | New | 47,100 | 7,828 | 0.02% | — | 1 | +47,100 | New | Q2 2014 | Jul 11, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 400,000 | 6,648 | 1.24% | 1.27% | 2 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 398,500 | 6,623 | 0.03% | — | 3 | +398,500 | New | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 151,705 | 2,521 | 0.0% | 0.0% | 4 | -143,216 | -48.56% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 126,025 | 2,095 | 0.0% | 0.0% | 5 | -55,120 | -30.43% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Reduced | 91,719 | 1,524 | 0.0% | 0.0% | 6 | -232 | -0.25% | Q2 2014 | Aug 11, 2014 |
| RMB Capital Management, LLC | History | New | 34,000 | 565 | 0.04% | — | 7 | +34,000 | New | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 15,191 | 252 | 0.0% | 0.0% | 8 | +1,097 | 7.78% | Q2 2014 | Aug 11, 2014 |
| LMR Partners LLP | History | New | 12,229 | 204 | 0.02% | — | 9 | +12,229 | New | Q2 2014 | Jul 10, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | New | 2,000 | 33 | 0.01% | — | 10 | +2,000 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 1,886 | 31 | 0.0% | 0.0% | 11 | -15,192 | -88.96% | Q2 2014 | Aug 06, 2014 |
| Highlander Capital Management, LLC | History | Reduced | 500 | 8 | 0.01% | 0.1% | 12 | -5,700 | -91.94% | Q2 2014 | Aug 11, 2014 |
| DENALI ADVISORS LLC | History | No change | 50 | 1 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.03% | — | -398,500 | -100.0% | Q1 2014 | May 05, 2014 |
| MENDON CAPITAL ADVISORS CORP | History | Closed out | 0 | 0 | — | 1.86% | — | -340,000 | -100.0% | Q1 2014 | May 20, 2014 |
| West Family Investments, Inc. | History | Closed out | 0 | 0 | — | 1.13% | — | -309,811 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -266,729 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -192,089 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -148,313 | -100.0% | Q1 2014 | May 15, 2014 |
| BHR Capital LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -87,595 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -81,333 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -78,918 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -78,412 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,288 | -100.0% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.14% | — | -52,300 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,772 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -25,217 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,016 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,858 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,843 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,500 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -14,744 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,311 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,100 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -10,146 | -100.0% | Q1 2014 | May 08, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,010 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,350 | -100.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -4,434 | -100.0% | Q1 2014 | May 09, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,842 | -100.0% | Q1 2014 | May 12, 2014 |
| BLACKROCK ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.44% | — | -3,085 | -100.0% | Q1 2014 | Jun 05, 2014 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,586 | -100.0% | Q1 2014 | Apr 28, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,670 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -873 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -190 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -118 | -100.0% | Q1 2014 | May 13, 2014 |