ZWEIG TOTAL RETURN FD INC - 989837208
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Ancora Advisors, LLC | History | Reduced | 717,990 | 10,332 | 1.34% | 1.56% | 1 | -66,000 | -8.42% | Q2 2014 | Jul 31, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 130,880 | 1,883 | 0.0% | 0.0% | 2 | -2,000 | -1.51% | Q2 2014 | Aug 08, 2014 |
| REGIONS FINANCIAL CORP | History | Reduced | 92,500 | 1,331 | 0.02% | 0.02% | 3 | -52 | -0.06% | Q2 2014 | Jul 23, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Reduced | 50,745 | 730 | 0.21% | 0.22% | 4 | -3,428 | -6.33% | Q2 2014 | Jul 10, 2014 |
| LPL Financial LLC | History | Reduced | 45,754 | 658 | 0.0% | 0.0% | 5 | -990 | -2.12% | Q2 2014 | Aug 05, 2014 |
| Independence Trust CO | History | No change | 29,141 | 419 | 0.27% | 0.28% | 6 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Reduced | 18,471 | 266 | 0.09% | 0.1% | 7 | -400 | -2.12% | Q2 2014 | Aug 04, 2014 |
| CADENCE BANK NA | History | Added to | 14,592 | 210 | 0.11% | 0.11% | 8 | +1,686 | 13.06% | Q2 2014 | Aug 04, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 5,000 | 72 | 0.02% | 0.02% | 9 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 2,421 | 34 | 0.0% | 0.0% | 10 | -625 | -20.52% | Q2 2014 | Aug 08, 2014 |
| Plante Moran Financial Advisors, LLC | History | New | 895 | 13 | 0.01% | — | 11 | +895 | New | Q2 2014 | Jul 28, 2014 |
| WASHINGTON TRUST BANK | History | No change | 553 | 8 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| KANALY TRUST CO | History | No change | 468 | 7 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| MetLife Securities, Inc | History | No change | 64 | 1 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.62% | — | -2,528,697 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Karpus Management, Inc. | History | Closed out | 0 | 0 | — | 1.73% | — | -2,372,802 | -100.0% | Q1 2014 | May 15, 2014 |
| Relative Value Partners, LLC | History | Closed out | 0 | 0 | — | 4.25% | — | -2,262,953 | -100.0% | Q1 2014 | May 09, 2014 |
| Bulldog Investors, LLC | History | Closed out | 0 | 0 | — | 9.02% | — | -1,502,782 | -100.0% | Q1 2014 | May 14, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.98% | — | -854,653 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -506,991 | -100.0% | Q1 2014 | May 13, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -337,467 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -319,549 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -174,185 | -100.0% | Q1 2014 | May 14, 2014 |
| 1607 Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -123,195 | -100.0% | Q1 2014 | May 12, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 1.13% | — | -122,322 | -100.0% | Q1 2014 | May 16, 2014 |
| Thomas J. Herzfeld Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.8% | — | -96,843 | -100.0% | Q1 2014 | May 14, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -92,382 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -87,374 | -100.0% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.03% | — | -44,860 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -36,166 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,898 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -10,435 | -100.0% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,296 | -100.0% | Q1 2014 | May 14, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -7,059 | -100.0% | Q1 2014 | May 02, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -6,230 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,177 | -100.0% | Q1 2014 | Apr 11, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,879 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,725 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | May 14, 2014 |
| Gradient Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,187 | -100.0% | Q1 2014 | Apr 11, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | May 01, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -227 | -100.0% | Q1 2014 | May 15, 2014 |
| Shamrock Asset Management LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |