ALPS ETF Trust - ACES
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CIBC Bancorp USA Inc. | History | No change | 1,474,997 | 52,236 | 0.06% | 0.06% | 1 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | No change | 100,000 | 3,543 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Wealthfront Advisers LLC | History | Added to | 108,499 | 2,999 | 0.01% | 0.01% | 3 | +754 | 0.7% | Q3 2026 | Nov 09, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 70,133 | 2,484 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | No change | 39,824 | 1,410 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Focus Partners Wealth | History | No change | 35,121 | 1,244 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| GTS SECURITIES LLC | History | No change | 34,413 | 1,219 | 0.03% | 0.03% | 7 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 23,996 | 850 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LPL Financial LLC | History | Added to | 28,137 | 777 | 0.0% | 0.0% | 9 | +7,862 | 38.78% | Q3 2026 | Nov 06, 2026 |
| MORGAN STANLEY | History | No change | 21,135 | 748 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 19,864 | 703 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 18,590 | 658 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| WAYSTONE ADVISORS LLC | History | No change | 18,204 | 644 | 0.48% | 0.48% | 13 | 0 | 0.0% | Q3 2026 | Oct 16, 2026 |
| UBS Group AG | History | Added to | 19,137 | 529 | 0.0% | 0.0% | 14 | +5,928 | 44.88% | Q3 2026 | Nov 10, 2026 |
| JANE STREET GROUP, LLC | History | No change | 11,520 | 408 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| LaSalle St. Investment Advisors, LLC | History | No change | 8,103 | 287 | 0.04% | 0.04% | 16 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Cetera Investment Advisers | History | No change | 7,763 | 275 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| ROYAL BANK OF CANADA | History | No change | 7,241 | 256 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TRILLIUM ASSET MANAGEMENT, LLC | History | No change | 8,500 | 235 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q3 2026 | Nov 06, 2026 |
| NORTHSTAR ASSET MANAGEMENT INC | History | No change | 6,425 | 227 | 0.07% | 0.07% | 20 | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| US BANCORP \DE\ | History | Reduced | 7,242 | 200 | 0.0% | 0.0% | 21 | -867 | -10.69% | Q3 2026 | Nov 05, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 3,695 | 130 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 1,920 | 68 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Smithfield Trust Co | History | No change | 1,412 | 39 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Jacobi Capital Management LLC | History | New | 1,195 | 33 | 0.0% | — | 25 | +1,195 | New | Q3 2026 | Nov 05, 2026 |
| Aspect Partners, LLC | History | No change | 677 | 18 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q3 2026 | Oct 20, 2026 |
| Phillip James Consulting Co. | History | New | 550 | 15 | 0.01% | — | 27 | +550 | New | Q3 2026 | Nov 03, 2026 |
| Rossby Financial, LCC | History | New | 510 | 14 | 0.0% | — | 28 | +510 | New | Q3 2026 | Nov 05, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 302 | 10 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 267 | 9 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 313 | 8 | 0.0% | 0.0% | 31 | +20 | 6.83% | Q3 2026 | Oct 08, 2026 |
| NewEdge Advisors, LLC | History | No change | 200 | 7 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| FMR LLC | History | Added to | 191 | 5 | 0.0% | 0.0% | 33 | +147 | 334.09% | Q3 2026 | Nov 10, 2026 |
| TSFG, LLC | History | No change | 183 | 5 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 120 | 3 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2026 | Jul 31, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 100 | 2 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| PlanVest Financial, Inc | History | No change | 100 | 2 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q3 2026 | Nov 09, 2026 |
| FIFTH THIRD BANCORP | History | Added to | 43 | 1 | 0.0% | — | 39 | +42 | 4200.0% | Q3 2026 | Nov 05, 2026 |
| Ascentis Independent Advisors | History | New | 35 | 1 | 0.0% | — | 42 | +35 | New | Q3 2026 | Nov 03, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 59 | 1 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q3 2026 | Oct 14, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 37 | 1 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q3 2026 | Oct 15, 2026 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,214 | -100.0% | Q3 2026 | Nov 04, 2026 |
| Geneos Wealth Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -245 | -100.0% | Q3 2026 | Nov 09, 2026 |
| Global Retirement Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -40 | -100.0% | Q3 2026 | Nov 10, 2026 |
| Bear Mountain Capital, Inc. | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q3 2026 | Nov 03, 2026 |
| Blue Trust, Inc. | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q3 2026 | Oct 15, 2026 |
| Ashton Thomas Private Wealth, LLC | History | Added to | 11 | 0 | — | — | — | +1 | 10.0% | Q3 2026 | Nov 02, 2026 |
| JPMORGAN CHASE & CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Financial Management Professionals, Inc. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Qube Research & Technologies Ltd | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cassaday & Co Wealth Management LLC | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 27, 2026 |
| COMPASS FINANCIAL MANAGEMENT LLC | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q3 2026 | Oct 30, 2026 |