ALPS ETF Trust - ACES
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CIBC Bancorp USA Inc. | History | New | 1,391,917 | 46,629 | 0.06% | — | 1 | +1,391,917 | New | Q1 2026 | May 12, 2026 |
| CIBC Private Wealth Group LLC | History | No change | 1,262,174 | 40,919 | 0.07% | 0.07% | 2 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| GOLDMAN SACHS GROUP INC | History | New | 104,263 | 3,493 | 0.0% | — | 3 | +104,263 | New | Q1 2026 | May 15, 2026 |
| Wealthfront Advisers LLC | History | Added to | 97,030 | 3,251 | 0.01% | 0.01% | 4 | +2,112 | 2.23% | Q1 2026 | May 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 62,709 | 2,101 | 0.0% | 0.0% | 5 | +31,322 | 99.79% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 40,696 | 1,363 | 0.0% | 0.0% | 6 | +9,619 | 30.95% | Q1 2026 | May 12, 2026 |
| Focus Partners Wealth | History | Added to | 37,201 | 1,246 | 0.0% | 0.0% | 7 | +5,161 | 16.11% | Q1 2026 | May 14, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 35,711 | 1,196 | 0.0% | 0.0% | 8 | -4,121 | -10.35% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 30,279 | 1,014 | 0.0% | 0.0% | 9 | +145 | 0.48% | Q1 2026 | May 15, 2026 |
| CITADEL ADVISORS LLC | History | New | 28,964 | 970 | 0.0% | — | 10 | +28,964 | New | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 20,956 | 702 | 0.0% | 0.0% | 11 | +88 | 0.42% | Q1 2026 | May 07, 2026 |
| LPL Financial LLC | History | Added to | 20,198 | 676 | 0.0% | 0.0% | 12 | +782 | 4.03% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 18,262 | 611 | 0.0% | 0.0% | 13 | -3,472 | -15.97% | Q1 2026 | May 15, 2026 |
| WAYSTONE ADVISORS LLC | History | Added to | 17,029 | 570 | 0.51% | 0.35% | 14 | +4,437 | 35.24% | Q1 2026 | Apr 16, 2026 |
| Belvedere Trading LLC | History | New | 16,600 | 556 | 0.0% | — | 15 | +16,600 | New | Q1 2026 | May 12, 2026 |
| Massar Capital Management, LP | History | New | 15,792 | 529 | 0.06% | — | 16 | +15,792 | New | Q1 2026 | May 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 13,832 | 463 | 0.0% | 0.0% | 17 | -352 | -2.48% | Q1 2026 | Jul 08, 2026 |
| UBS Group AG | History | Reduced | 11,435 | 383 | 0.0% | 0.0% | 18 | -730 | -6.0% | Q1 2026 | May 05, 2026 |
| HRT FINANCIAL LP | History | New | 9,810 | 328 | 0.0% | — | 19 | +9,810 | New | Q1 2026 | May 14, 2026 |
| TigerOak Management, L.L.C. | History | No change | 8,622 | 288 | 0.09% | 0.09% | 20 | 0 | 0.0% | Q1 2026 | Apr 21, 2026 |
| TRILLIUM ASSET MANAGEMENT, LLC | History | Reduced | 8,500 | 285 | 0.01% | 0.01% | 21 | -1,500 | -15.0% | Q1 2026 | May 11, 2026 |
| US BANCORP \DE\ | History | Reduced | 7,242 | 242 | 0.0% | 0.0% | 22 | -1,484 | -17.01% | Q1 2026 | May 14, 2026 |
| Cetera Investment Advisers | History | New | 6,323 | 211 | 0.0% | — | 24 | +6,323 | New | Q1 2026 | May 13, 2026 |
| LaSalle St. Investment Advisors, LLC | History | Reduced | 6,318 | 211 | 0.03% | 0.03% | 23 | -23 | -0.36% | Q1 2026 | May 08, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 3,695 | 123 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 1,495 | 50 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Smithfield Trust Co | History | No change | 1,412 | 47 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 964 | 32 | 0.0% | 0.0% | 28 | +228 | 30.98% | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | No change | 578 | 19 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 447 | 15 | 0.0% | 0.0% | 30 | -1,471 | -76.69% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | No change | 302 | 10 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 267 | 8 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Geneos Wealth Management Inc. | History | No change | 245 | 8 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| NewEdge Advisors, LLC | History | Added to | 204 | 6 | 0.0% | 0.0% | 34 | +4 | 2.0% | Q1 2026 | Jun 02, 2026 |
| TSFG, LLC | History | No change | 183 | 6 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| FMR LLC | History | New | 169 | 5 | 0.0% | — | 36 | +169 | New | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Added to | 120 | 4 | 0.0% | 0.0% | 37 | +20 | 20.0% | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 100 | 3 | 0.0% | — | 39 | +100 | New | Q1 2026 | May 15, 2026 |
| Fourth Dimension Wealth, LLC | History | New | 100 | 3 | 0.0% | — | 40 | +100 | New | Q1 2026 | May 11, 2026 |
| PlanVest Financial, Inc | History | New | 100 | 3 | 0.0% | — | 41 | +100 | New | Q1 2026 | May 14, 2026 |
| Godfrey Financial Associates, Inc. | History | No change | 100 | 3 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Qube Research & Technologies Ltd | History | Added to | 83 | 2 | 0.0% | 0.0% | 42 | +17 | 25.76% | Q1 2026 | May 15, 2026 |
| Ascentis Independent Advisors | History | New | 37 | 1 | 0.0% | — | 47 | +37 | New | Q1 2026 | Apr 28, 2026 |
| MAI Capital Management | History | No change | 50 | 1 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 59 | 1 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2026 | Apr 08, 2026 |
| Global Retirement Partners, LLC | History | No change | 40 | 1 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 37 | 1 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| GTS SECURITIES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -58,740 | -100.0% | Q1 2026 | May 14, 2026 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,285 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,845 | -100.0% | Q1 2026 | May 14, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,082 | -100.0% | Q1 2026 | May 15, 2026 |
| Kestra Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,880 | -100.0% | Q1 2026 | Apr 30, 2026 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,144 | -100.0% | Q1 2026 | May 05, 2026 |
| NCP Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -466 | -100.0% | Q1 2026 | May 08, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q1 2026 | Apr 28, 2026 |
| SageView Advisory Group, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -110 | -100.0% | Q1 2026 | Aug 10, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2026 | May 08, 2026 |
| Cassaday & Co Wealth Management LLC | History | New | 20 | 0 | — | — | — | +20 | New | Q1 2026 | May 07, 2026 |
| Aptus Capital Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -20 | -100.0% | Q1 2026 | May 11, 2026 |
| Ashton Thomas Private Wealth, LLC | History | New | 10 | 0 | — | — | — | +10 | New | Q1 2026 | May 11, 2026 |
| EPG Wealth Management LLC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q1 2026 | May 07, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Added to | 7 | 0 | — | — | — | +4 | 133.33% | Q1 2026 | May 14, 2026 |
| Blue Trust, Inc. | History | New | 3 | 0 | — | — | — | +3 | New | Q1 2026 | Apr 20, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 1 | 0 | — | — | — | -1 | -50.0% | Q1 2026 | May 13, 2026 |
| Financial Management Professionals, Inc. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |