ALPS ETF Trust - ACES
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CIBC Private Wealth Group LLC | History | Added to | 1,262,174 | 40,919 | 0.07% | 0.06% | 1 | +122,552 | 10.75% | Q4 2025 | Feb 12, 2026 |
| Wealthfront Advisers LLC | History | Added to | 94,918 | 3,077 | 0.01% | 0.01% | 2 | +484 | 0.51% | Q4 2025 | Jan 30, 2026 |
| GTS SECURITIES LLC | History | Added to | 58,740 | 1,904 | 0.06% | 0.01% | 3 | +50,866 | 646.0% | Q4 2025 | Feb 13, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 39,832 | 1,291 | 0.0% | 0.0% | 4 | -100 | -0.25% | Q4 2025 | Feb 17, 2026 |
| Focus Partners Wealth | History | Added to | 32,040 | 1,038 | 0.0% | 0.0% | 5 | +3,039 | 10.48% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 31,387 | 1,017 | 0.0% | 0.0% | 6 | -2,558 | -7.54% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 31,077 | 1,007 | 0.0% | 0.0% | 7 | +15,919 | 105.02% | Q4 2025 | Feb 12, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 30,134 | 976 | 0.0% | 0.0% | 8 | +10,320 | 52.08% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 21,734 | 704 | 0.0% | 0.0% | 9 | -8,561 | -28.26% | Q4 2025 | Feb 13, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 20,868 | 676 | 0.0% | 0.0% | 10 | -1,027 | -4.69% | Q4 2025 | Feb 10, 2026 |
| LPL Financial LLC | History | Reduced | 19,416 | 629 | 0.0% | 0.0% | 11 | -3,847 | -16.54% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 14,184 | 459 | 0.0% | 0.0% | 12 | -6,857 | -32.59% | Q4 2025 | Feb 13, 2026 |
| WAYSTONE ADVISORS LLC | History | New | 12,592 | 408 | 0.35% | — | 13 | +12,592 | New | Q4 2025 | Feb 09, 2026 |
| FLOW TRADERS U.S. LLC | History | New | 12,285 | 398 | 0.01% | — | 14 | +12,285 | New | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 12,165 | 394 | 0.0% | 0.0% | 15 | -12,731 | -51.14% | Q4 2025 | Jan 29, 2026 |
| Virtu Financial LLC | History | New | 11,845 | 384 | 0.01% | — | 16 | +11,845 | New | Q4 2025 | Feb 23, 2026 |
| TRILLIUM ASSET MANAGEMENT, LLC | History | No change | 10,000 | 324 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 9,082 | 294 | 0.0% | 0.0% | 18 | -54,736 | -85.77% | Q4 2025 | Feb 17, 2026 |
| US BANCORP \DE\ | History | No change | 8,726 | 282 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| TigerOak Management, L.L.C. | History | Reduced | 8,622 | 279 | 0.09% | 0.09% | 20 | -231 | -2.61% | Q4 2025 | Jan 21, 2026 |
| LaSalle St. Investment Advisors, LLC | History | New | 6,341 | 205 | 0.03% | — | 21 | +6,341 | New | Q4 2025 | Feb 17, 2026 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | No change | 3,695 | 119 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 1,918 | 62 | 0.0% | 0.0% | 23 | -723 | -27.38% | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,880 | 60 | 0.0% | — | 24 | +1,880 | New | Q4 2025 | Feb 13, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,495 | 48 | 0.0% | — | 25 | +1,495 | New | Q4 2025 | Feb 17, 2026 |
| Smithfield Trust Co | History | No change | 1,412 | 46 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Advisors Preferred, LLC | History | Reduced | 1,144 | 38 | 0.01% | 0.02% | 27 | -2,370 | -67.44% | Q4 2025 | Feb 02, 2026 |
| Farther Finance Advisors, LLC | History | New | 736 | 23 | 0.0% | — | 28 | +736 | New | Q4 2025 | Jan 23, 2026 |
| Allworth Financial LP | History | New | 578 | 18 | 0.0% | — | 29 | +578 | New | Q4 2025 | Feb 05, 2026 |
| NCP Inc. | History | New | 466 | 15 | 0.01% | — | 30 | +466 | New | Q4 2025 | Feb 17, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | New | 350 | 11 | 0.0% | — | 31 | +350 | New | Q4 2025 | Jan 21, 2026 |
| Steward Partners Investment Advisory, LLC | History | New | 302 | 9 | 0.0% | — | 32 | +302 | New | Q4 2025 | Feb 12, 2026 |
| Rockefeller Capital Management L.P. | History | Reduced | 267 | 8 | 0.0% | 0.0% | 33 | -27 | -9.18% | Q4 2025 | Mar 16, 2026 |
| Geneos Wealth Management Inc. | History | No change | 245 | 7 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| NewEdge Advisors, LLC | History | No change | 200 | 6 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| TSFG, LLC | History | No change | 183 | 6 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| SageView Advisory Group, LLC | History | New | 110 | 3 | 0.0% | — | 39 | +110 | New | Q4 2025 | Feb 17, 2026 |
| Godfrey Financial Associates, Inc. | History | New | 100 | 3 | 0.0% | — | 40 | +100 | New | Q4 2025 | Feb 10, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 100 | 3 | 0.0% | 0.0% | 37 | -60 | -37.5% | Q4 2025 | Feb 06, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 100 | 3 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Qube Research & Technologies Ltd | History | No change | 66 | 2 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | New | 59 | 1 | 0.0% | — | 43 | +59 | New | Q4 2025 | Jan 14, 2026 |
| Global Retirement Partners, LLC | History | Added to | 40 | 1 | 0.0% | 0.0% | 44 | +1 | 2.56% | Q4 2025 | Feb 06, 2026 |
| MAI Capital Management | History | No change | 50 | 1 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| WOLFF WIESE MAGANA LLC | History | No change | 37 | 1 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,089 | -100.0% | Q3 2025 | Nov 14, 2025 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,051 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Blume Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,500 | -100.0% | Q3 2025 | Nov 06, 2025 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -193 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q3 2025 | Nov 18, 2025 |
| CWM, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22 | -100.0% | Q3 2025 | Oct 15, 2025 |
| Aptus Capital Advisors, LLC | History | New | 20 | 0 | — | — | — | +20 | New | Q4 2025 | Feb 13, 2026 |
| JPMORGAN CHASE & CO | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Financial Management Professionals, Inc. | History | No change | 25 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| EPG Wealth Management LLC | History | No change | 7 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |