GUINNESS ATKINSON FUNDS - ADIV

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q1 2026 · Compare: Q4 2025
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
Comprehensive Wealth Management, LLC History Added to 1,935,017 34,046 17.21% 9.9% 1 +1,009,235 109.01% Q1 2026 May 14, 2026
Rooted Wealth Advisors, Inc. History Added to 284,533 5,293 1.4% 0.86% 2 +119,410 72.32% Q1 2026 Apr 21, 2026
CITADEL ADVISORS LLC History New 68,212 1,200 0.0% 3 +68,212 New Q1 2026 May 15, 2026
JANE STREET GROUP, LLC History Reduced 22,719 399 0.0% 0.0% 4 -650 -2.78% Q1 2026 May 12, 2026
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Added to 21,646 380 0.0% 0.0% 5 +9,419 77.03% Q1 2026 May 15, 2026
Decker Retirement Planning Inc. History New 543 9 0.0% 6 +543 New Q1 2026 Apr 20, 2026
Lakeside Advisors, INC. History Closed out 0 0 0.14% -12,500 -100.0% Q1 2026 Apr 30, 2026
Kestra Advisory Services, LLC History Closed out 0 0 0.0% -1,386 -100.0% Q1 2026 Apr 30, 2026
MORGAN STANLEY History New 1 0 +1 New Q1 2026 May 15, 2026