Alger ETF Trust - ALAI
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| IMC-Chicago, LLC | History | New | 4,603,400 | 213,919 | 0.04% | — | 1 | +4,603,400 | New | Q3 2026 | Nov 05, 2026 |
| Arkadios Wealth Advisors | History | No change | 1,339,871 | 61,151 | 0.93% | 0.93% | 2 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| LPL Financial LLC | History | No change | 1,061,213 | 48,433 | 0.01% | 0.01% | 3 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| TRAPHAGEN INVESTMENT ADVISORS LLC | History | Added to | 519,214 | 24,127 | 1.65% | 1.35% | 4 | +105,847 | 25.61% | Q3 2026 | Oct 14, 2026 |
| Goldstein Advisors, LLC | History | Reduced | 470,273 | 21,853 | 1.94% | 2.66% | 5 | -167,970 | -26.32% | Q3 2026 | Oct 15, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 398,395 | 18,182 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| GREAT VALLEY ADVISOR GROUP, INC. | History | No change | 273,286 | 12,472 | 0.2% | 0.2% | 7 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 177,012 | 8,225 | 0.01% | 0.01% | 8 | -27,857 | -13.6% | Q3 2026 | Nov 02, 2026 |
| Colonial River Investments, LLC | History | Added to | 166,185 | 7,722 | 1.99% | 1.75% | 9 | +31,497 | 23.39% | Q3 2026 | Oct 19, 2026 |
| STIFEL FINANCIAL CORP | History | No change | 135,742 | 6,195 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Sunrise Financial Services, LLC | History | Added to | 130,369 | 6,058 | 3.36% | 3.18% | 11 | +13,036 | 11.11% | Q3 2026 | Oct 21, 2026 |
| Proactive Wealth Strategies LLC | History | No change | 113,128 | 5,163 | 0.83% | 0.83% | 12 | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| Onyx Bridge Wealth Group LLC | History | Added to | 101,127 | 4,699 | 0.41% | 0.42% | 13 | +3 | 0.0% | Q3 2026 | Oct 16, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | No change | 96,338 | 4,396 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 92,327 | 4,290 | 0.01% | 0.01% | 15 | +37,817 | 69.38% | Q3 2026 | Nov 02, 2026 |
| NWM ADVISORS, LLC | History | No change | 79,266 | 3,617 | 2.85% | 2.85% | 16 | 0 | 0.0% | Q2 2026 | Aug 28, 2026 |
| Stratos Wealth Partners, LTD. | History | No change | 78,737 | 3,593 | 0.04% | 0.04% | 17 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| NewEdge Advisors, LLC | History | No change | 75,386 | 3,440 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| Noble Wealth Management PBC | History | Added to | 67,522 | 3,137 | 1.4% | 1.36% | 19 | +954 | 1.43% | Q3 2026 | Oct 01, 2026 |
| Apollon Financial, LLC | History | Added to | 62,056 | 2,883 | 0.33% | 0.32% | 20 | +2,350 | 3.94% | Q3 2026 | Oct 23, 2026 |
| SMITH, MOORE & CO. | History | No change | 58,777 | 2,682 | 0.17% | 0.17% | 21 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| &PARTNERS | History | No change | 57,701 | 2,633 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Berbice Capital Management LLC | History | Added to | 50,714 | 2,356 | 1.17% | 1.17% | 23 | +1,200 | 2.42% | Q3 2026 | Oct 13, 2026 |
| ROYAL BANK OF CANADA | History | No change | 50,636 | 2,311 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Western Pacific Wealth Management, LP | History | Added to | 49,169 | 2,284 | 1.92% | 0.45% | 25 | +38,354 | 354.64% | Q3 2026 | Oct 16, 2026 |
| Sanctuary Advisors, LLC | History | No change | 47,494 | 2,167 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Private Advisor Group, LLC | History | No change | 39,870 | 1,819 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2026 | Jul 27, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 39,501 | 1,802 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2026 | Sep 23, 2026 |
| PCG Wealth Advisors, LLC | History | No change | 35,845 | 1,635 | 0.36% | 0.36% | 29 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| MONECO ADVISORS, LLC | History | Reduced | 34,306 | 1,594 | 0.09% | 0.1% | 30 | -343 | -0.99% | Q3 2026 | Nov 05, 2026 |
| Grove Bank & Trust | History | Added to | 32,751 | 1,521 | 0.15% | 0.01% | 31 | +31,487 | 2491.06% | Q3 2026 | Oct 08, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 32,301 | 1,474 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SAX WEALTH ADVISORS, LLC | History | New | 28,260 | 1,313 | 0.04% | — | 33 | +28,260 | New | Q3 2026 | Oct 13, 2026 |
| FRED ALGER MANAGEMENT, LLC | History | No change | 28,104 | 1,282 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Western Wealth Management, LLC | History | No change | 27,182 | 1,240 | 0.04% | 0.04% | 35 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Kingsview Wealth Management, LLC | History | No change | 26,169 | 1,194 | 0.01% | 0.01% | 36 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| HighTower Advisors, LLC | History | No change | 25,710 | 1,173 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| THOROUGHBRED FINANCIAL SERVICES, LLC | History | No change | 25,829 | 1,134 | 0.05% | 0.05% | 38 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 21,431 | 995 | 0.01% | 0.01% | 39 | +5,358 | 33.34% | Q3 2026 | Oct 26, 2026 |
| Aurora Private Wealth, Inc. | History | Reduced | 20,602 | 957 | 0.6% | 1.0% | 40 | -13,959 | -40.39% | Q3 2026 | Oct 20, 2026 |
| Sankala Group LLC | History | No change | 20,879 | 935 | 0.62% | 0.62% | 41 | 0 | 0.0% | Q2 2026 | Aug 18, 2026 |
| RATIONAL ADVISORS, INC. | History | New | 19,500 | 906 | 0.08% | — | 42 | +19,500 | New | Q3 2026 | Nov 02, 2026 |
| Brookwood Investment Group LLC | History | No change | 19,483 | 889 | 0.1% | 0.1% | 43 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| PMG Wealth Management, Inc. | History | No change | 18,529 | 845 | 0.52% | 0.52% | 44 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| HighPoint Advisor Group LLC | History | No change | 17,892 | 816 | 0.03% | 0.03% | 45 | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| BANK OF AMERICA CORP /DE/ | History | No change | 14,952 | 682 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| FLAGSHIP HARBOR ADVISORS, LLC | History | Reduced | 13,165 | 611 | 0.02% | 0.03% | 47 | -4,536 | -25.63% | Q3 2026 | Oct 26, 2026 |
| Triton Wealth Management, PLLC | History | Added to | 14,599 | 598 | 0.18% | 0.19% | 48 | +966 | 7.09% | Q3 2026 | Nov 04, 2026 |
| Equitable Holdings, Inc. | History | No change | 13,059 | 595 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2026 | Aug 17, 2026 |
| Cetera Investment Advisers | History | No change | 12,925 | 589 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| TRUIST FINANCIAL CORP | History | Added to | 12,333 | 573 | 0.0% | 0.0% | 51 | +5,378 | 77.33% | Q3 2026 | Oct 30, 2026 |
| Trek Financial, LLC | History | Added to | 11,569 | 537 | 0.02% | 0.02% | 52 | +4,343 | 60.1% | Q3 2026 | Oct 29, 2026 |
| Mutual Advisors, LLC | History | No change | 11,430 | 521 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| National Philanthropic Trust | History | No change | 10,693 | 488 | 0.01% | 0.01% | 54 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Integrated Wealth Concepts LLC | History | No change | 10,125 | 462 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2026 | Sep 08, 2026 |
| Perennial Investment Advisors, LLC | History | No change | 10,108 | 461 | 0.03% | 0.03% | 56 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| WEALTH EFFECTS LLC | History | Reduced | 9,576 | 444 | 0.12% | 0.12% | 57 | -125 | -1.29% | Q3 2026 | Oct 23, 2026 |
| Hibernia Wealth Partners, LLC | History | No change | 9,561 | 444 | 0.23% | 0.24% | 58 | 0 | 0.0% | Q3 2026 | Oct 29, 2026 |
| Three Magnolias Financial Advisors, LLC | History | Added to | 9,269 | 430 | 0.26% | 0.19% | 59 | +1,764 | 23.5% | Q3 2026 | Oct 14, 2026 |
| Capital Investment Advisory Services, LLC | History | Added to | 9,206 | 427 | 0.03% | 0.02% | 60 | +2,306 | 33.42% | Q3 2026 | Oct 30, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 8,289 | 385 | 0.0% | 0.0% | 61 | +466 | 5.96% | Q3 2026 | Oct 13, 2026 |
| IHT Wealth Management, LLC | History | No change | 8,063 | 367 | 0.01% | 0.01% | 62 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Prospect Financial Services LLC | History | No change | 7,945 | 362 | 0.18% | 0.18% | 63 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| PRESILIUM PRIVATE WEALTH, LLC | History | Reduced | 6,875 | 319 | 0.05% | 0.08% | 64 | -5,115 | -42.66% | Q3 2026 | Oct 26, 2026 |
| XML Financial, LLC | History | Added to | 6,845 | 318 | 0.02% | 0.02% | 65 | +220 | 3.32% | Q3 2026 | Oct 29, 2026 |
| PRIVATE TRUST CO NA | History | Added to | 6,829 | 317 | 0.02% | 0.01% | 66 | +3,010 | 78.82% | Q3 2026 | Oct 20, 2026 |
| Kestra Advisory Services, LLC | History | New | 6,216 | 288 | 0.0% | — | 67 | +6,216 | New | Q3 2026 | Nov 02, 2026 |
| United Advisor Group, LLC | History | New | 6,007 | 279 | 0.03% | — | 68 | +6,007 | New | Q3 2026 | Nov 02, 2026 |
| Spire Wealth Management | History | New | 5,640 | 262 | 0.01% | — | 69 | +5,640 | New | Q3 2026 | Oct 30, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Added to | 5,389 | 250 | 0.03% | 0.02% | 70 | +588 | 12.25% | Q3 2026 | Oct 16, 2026 |
| Concurrent Investment Advisors, LLC | History | New | 5,341 | 248 | 0.0% | — | 71 | +5,341 | New | Q3 2026 | Oct 16, 2026 |
| WealthBridge Capital Management, LLC | History | New | 5,334 | 247 | 0.05% | — | 72 | +5,334 | New | Q3 2026 | Oct 16, 2026 |
| Snowden Capital Advisors LLC | History | No change | 5,085 | 232 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Added to | 4,956 | 230 | 0.01% | 0.01% | 74 | +140 | 2.91% | Q3 2026 | Nov 04, 2026 |
| Impact Partnership Wealth, LLC | History | No change | 4,582 | 209 | 0.02% | 0.02% | 75 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 3,343 | 155 | 0.0% | 0.0% | 76 | +2,060 | 160.56% | Q3 2026 | Oct 08, 2026 |
| Essential Investment Partners LLC | History | Reduced | 3,175 | 147 | 0.1% | 0.12% | 77 | -35 | -1.09% | Q3 2026 | Oct 27, 2026 |
| WPG Advisers, LLC | History | Reduced | 2,170 | 100 | 0.05% | 0.06% | 78 | -190 | -8.05% | Q3 2026 | Oct 27, 2026 |
| Whipplewood Advisors, LLC | History | Reduced | 1,818 | 84 | 0.06% | 0.19% | 79 | -4,339 | -70.47% | Q3 2026 | Oct 20, 2026 |
| Ritter Daniher Financial Advisory LLC / DE | History | No change | 940 | 42 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2026 | Jul 14, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 706 | 32 | 0.02% | 0.02% | 81 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| Global Retirement Partners, LLC | History | No change | 500 | 22 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2026 | Aug 06, 2026 |
| FMR LLC | History | No change | 408 | 18 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 253 | 11 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2026 | Aug 12, 2026 |
| MORGAN STANLEY | History | No change | 222 | 10 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Vision Retirement, LLC | History | No change | 226 | 10 | 0.0% | 0.0% | 86 | 0 | 0.0% | Q2 2026 | Jul 21, 2026 |
| MPWM ADVISORY SOLUTIONS, LLC | History | No change | 200 | 9 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| US BANCORP \DE\ | History | No change | 138 | 6 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q3 2026 | Nov 05, 2026 |
| Tradewinds Capital Management, LLC | History | No change | 101 | 4 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q3 2026 | Oct 23, 2026 |
| LANARK FINANCIAL, INC. | History | Reduced | 75 | 3 | 0.0% | 0.0% | 90 | -25 | -25.0% | Q3 2026 | Oct 26, 2026 |
| Ocean Park Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -140,332 | -100.0% | Q3 2026 | Oct 21, 2026 |
| Prosperity Financial Group, Inc. | History | Closed out | 0 | 0 | — | 1.63% | — | -115,559 | -100.0% | Q3 2026 | Oct 29, 2026 |
| Atria Investments, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -7,536 | -100.0% | Q3 2026 | Oct 15, 2026 |