Alector, Inc. - ALEC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TCG Crossover Management, LLC | History | No change | 10,000,000 | 21,500 | 0.62% | 0.52% | 1 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | Added to | 7,741,245 | 16,643 | 0.0% | 0.0% | 2 | +593,479 | 8.3% | Q1 2026 | May 13, 2026 |
| VANGUARD GROUP INC | History | No change | 6,908,054 | 10,776 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 4,038,785 | 8,675 | 0.01% | 0.01% | 4 | +596,336 | 17.32% | Q1 2026 | May 13, 2026 |
| Foresite Capital Management IV, LLC | History | No change | 3,887,200 | 8,357 | 3.52% | 2.64% | 5 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 3,678,722 | 7,909 | 0.0% | — | 6 | +3,678,722 | New | Q1 2026 | May 15, 2026 |
| Merck & Co., Inc. | History | No change | 3,545,719 | 7,623 | 2.18% | 2.0% | 7 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 3,332,835 | 7,165 | 0.0% | 0.0% | 8 | +967,684 | 40.91% | Q1 2026 | May 15, 2026 |
| 683 Capital Management, LLC | History | Reduced | 3,200,000 | 6,880 | 0.36% | 0.23% | 9 | -150,000 | -4.48% | Q1 2026 | May 15, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Reduced | 2,935,253 | 6,310 | 0.01% | 0.01% | 10 | -330,322 | -10.12% | Q1 2026 | May 15, 2026 |
| Nantahala Capital Management, LLC | History | New | 2,815,983 | 6,054 | 0.22% | — | 11 | +2,815,983 | New | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 2,583,542 | 5,554 | 0.0% | — | 12 | +2,583,542 | New | Q1 2026 | May 08, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 2,286,218 | 4,916 | 0.0% | 0.0% | 13 | +210,998 | 10.17% | Q1 2026 | May 15, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Reduced | 2,154,361 | 4,631 | 0.02% | 0.01% | 14 | -18,841 | -0.87% | Q1 2026 | May 15, 2026 |
| Spruce Street Capital LP | History | Added to | 2,101,068 | 4,517 | 1.09% | 0.58% | 15 | +983,082 | 87.93% | Q1 2026 | May 14, 2026 |
| Ikarian Capital, LLC | History | No change | 2,082,606 | 4,477 | 0.36% | 0.25% | 16 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Kynam Capital Management, LP | History | No change | 2,000,000 | 4,300 | 0.27% | 0.2% | 17 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 1,979,226 | 4,255 | 0.0% | 0.0% | 18 | +646,312 | 48.49% | Q1 2026 | May 15, 2026 |
| STATE STREET CORP | History | Added to | 1,865,526 | 4,010 | 0.0% | 0.0% | 19 | +51,228 | 2.82% | Q1 2026 | May 15, 2026 |
| FMR LLC | History | Reduced | 1,796,104 | 3,861 | 0.0% | 0.0% | 20 | -435,067 | -19.5% | Q1 2026 | May 15, 2026 |
| MEDICI CAPITAL LLC | History | Added to | 1,652,520 | 3,552 | 4.37% | 1.88% | 21 | +152,000 | 10.13% | Q1 2026 | May 13, 2026 |
| Eversept Partners, LP | History | Added to | 1,351,106 | 2,904 | 0.15% | 0.08% | 22 | +344,943 | 34.28% | Q1 2026 | May 15, 2026 |
| Euclidean Capital LLC | History | No change | 1,307,858 | 2,811 | 0.72% | 0.55% | 23 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 1,287,691 | 2,768 | 0.0% | 0.0% | 24 | -255,959 | -16.58% | Q1 2026 | May 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,279,306 | 2,750 | 0.0% | 0.0% | 25 | +239,650 | 23.05% | Q1 2026 | May 15, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 1,092,903 | 2,349 | 0.0% | 0.0% | 26 | +57,749 | 5.58% | Q1 2026 | May 06, 2026 |
| DEERFIELD MANAGEMENT COMPANY, L.P. | History | No change | 1,055,192 | 2,268 | 0.03% | 0.02% | 27 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ADAR1 Capital Management, LLC | History | Reduced | 1,050,000 | 2,257 | 0.13% | 0.13% | 28 | -58,000 | -5.23% | Q1 2026 | May 15, 2026 |
| DAFNA Capital Management LLC | History | No change | 908,351 | 1,952 | 0.44% | 0.33% | 29 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Elmind Capital, LP | History | No change | 900,000 | 1,935 | 0.55% | 0.41% | 30 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 857,354 | 1,843 | 0.0% | 0.0% | 31 | +197,186 | 29.87% | Q1 2026 | May 13, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 787,408 | 1,692 | 0.0% | 0.0% | 32 | +121,917 | 18.32% | Q1 2026 | May 15, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 711,334 | 1,529 | 0.0% | 0.0% | 33 | +111,765 | 18.64% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Added to | 692,256 | 1,488 | 0.0% | 0.0% | 34 | +104,603 | 17.8% | Q1 2026 | May 14, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 620,424 | 1,333 | 0.0% | 0.0% | 35 | -546,393 | -46.83% | Q1 2026 | May 14, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 604,562 | 1,299 | 0.0% | 0.0% | 36 | +166,603 | 38.04% | Q1 2026 | May 15, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 590,388 | 1,269 | 0.0% | 0.0% | 37 | -259,910 | -30.57% | Q1 2026 | May 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 577,939 | 1,242 | 0.0% | — | 38 | +577,939 | New | Q1 2026 | May 08, 2026 |
| XTX Topco Ltd | History | Reduced | 559,896 | 1,203 | 0.02% | 0.02% | 40 | -32,943 | -5.56% | Q1 2026 | May 15, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | No change | 559,726 | 1,203 | 0.02% | 0.01% | 39 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Affinity Asset Advisors, LLC | History | New | 500,000 | 1,075 | 0.06% | — | 41 | +500,000 | New | Q1 2026 | May 14, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 651,800 | 1,016 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 431,264 | 927 | 0.0% | 0.0% | 43 | -575,249 | -57.15% | Q1 2026 | May 12, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 380,908 | 818 | 0.0% | 0.0% | 44 | +246,402 | 183.19% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Added to | 364,567 | 783 | 0.0% | 0.0% | 45 | +45,495 | 14.26% | Q1 2026 | May 15, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 283,817 | 609 | 0.0% | 0.0% | 46 | +84,691 | 42.53% | Q1 2026 | May 07, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 271,272 | 583 | 0.0% | 0.0% | 47 | -83,027 | -23.43% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 269,297 | 578 | 0.0% | 0.0% | 48 | -300,983 | -52.78% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Reduced | 265,067 | 569 | 0.0% | 0.0% | 49 | -14,401 | -5.15% | Q1 2026 | May 12, 2026 |
| Bank of New York Mellon Corp | History | Added to | 252,297 | 542 | 0.0% | 0.0% | 50 | +34,435 | 15.81% | Q1 2026 | May 05, 2026 |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P | History | No change | 200,000 | 430 | 0.4% | 0.27% | 51 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Added to | 183,200 | 393 | 0.0% | 0.0% | 52 | +10,900 | 6.33% | Q1 2026 | May 15, 2026 |
| Nuveen, LLC | History | Added to | 154,930 | 333 | 0.0% | 0.0% | 53 | +21,682 | 16.27% | Q1 2026 | Apr 30, 2026 |
| Utah Retirement Systems | History | Added to | 154,290 | 331 | 0.0% | 0.0% | 54 | +20,572 | 15.38% | Q1 2026 | May 15, 2026 |
| UBS Group AG | History | Added to | 145,344 | 312 | 0.0% | 0.0% | 55 | +25,933 | 21.72% | Q1 2026 | May 05, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | Added to | 142,500 | 306 | 0.01% | 0.0% | 56 | +27,500 | 23.91% | Q1 2026 | May 15, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 136,000 | 292 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 109,245 | 234 | 0.0% | 0.0% | 58 | -70,702 | -39.29% | Q1 2026 | May 15, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 101,327 | 217 | 0.0% | 0.0% | 59 | -599 | -0.59% | Q1 2026 | May 12, 2026 |
| Odyssean, LLC | History | New | 89,783 | 193 | 0.07% | — | 60 | +89,783 | New | Q1 2026 | May 15, 2026 |
| STRS OHIO | History | Reduced | 86,500 | 185 | 0.0% | 0.0% | 61 | -23,900 | -21.65% | Q1 2026 | Apr 24, 2026 |
| Point72 Asset Management, L.P. | History | Added to | 80,091 | 172 | 0.0% | 0.0% | 62 | +56,989 | 246.68% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 78,207 | 168 | 0.01% | 0.03% | 63 | -147,359 | -65.33% | Q1 2026 | May 08, 2026 |
| Blackstone Inc. | History | Added to | 77,145 | 165 | 0.0% | 0.0% | 64 | +10,286 | 15.38% | Q1 2026 | May 15, 2026 |
| Jasper Ridge Partners, L.P. | History | Reduced | 73,531 | 158 | 0.0% | 0.0% | 65 | -21,537 | -22.65% | Q1 2026 | May 11, 2026 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | New | 69,666 | 149 | 0.0% | — | 66 | +69,666 | New | Q1 2026 | May 15, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 68,477 | 147 | 0.0% | 0.0% | 67 | -13,540 | -16.51% | Q1 2026 | May 14, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 92,940 | 144 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 66,131 | 142 | 0.0% | 0.0% | 69 | -5,756 | -8.01% | Q1 2026 | May 08, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Reduced | 56,100 | 121 | 0.0% | 0.0% | 70 | -103 | -0.18% | Q1 2026 | May 15, 2026 |
| Cannell & Spears LLC | History | No change | 54,642 | 117 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| SEI INVESTMENTS CO | History | Added to | 53,846 | 115 | 0.0% | 0.0% | 72 | +36,962 | 218.92% | Q1 2026 | May 13, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 50,629 | 108 | 0.0% | 0.0% | 73 | -2,427 | -4.57% | Q1 2026 | May 14, 2026 |
| HSBC HOLDINGS PLC | History | Added to | 48,523 | 104 | 0.0% | 0.0% | 74 | +2 | 0.0% | Q1 2026 | Apr 30, 2026 |
| IEQ CAPITAL, LLC | History | New | 47,080 | 101 | 0.0% | — | 75 | +47,080 | New | Q1 2026 | May 14, 2026 |
| BARCLAYS PLC | History | Reduced | 42,591 | 91 | 0.0% | 0.0% | 76 | -356,096 | -89.32% | Q1 2026 | May 14, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 42,661 | 91 | 0.0% | 0.0% | 77 | +5,390 | 14.46% | Q1 2026 | May 15, 2026 |
| MetLife Investment Management, LLC | History | New | 36,208 | 77 | 0.0% | — | 78 | +36,208 | New | Q1 2026 | May 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 37,379 | 75 | 0.0% | 0.0% | 79 | +4,756 | 14.58% | Q1 2026 | May 13, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 34,526 | 74 | 0.0% | 0.0% | 80 | -55,582 | -61.68% | Q1 2026 | May 11, 2026 |
| Vanguard Global Advisers, LLC | History | New | 31,302 | 67 | 0.0% | — | 81 | +31,302 | New | Q1 2026 | May 08, 2026 |
| Vontobel Holding Ltd. | History | No change | 30,000 | 64 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| CWM, LLC | History | Added to | 28,985 | 62 | 0.0% | 0.0% | 83 | +16,821 | 138.29% | Q1 2026 | May 14, 2026 |
| Cerity Partners LLC | History | Added to | 26,976 | 57 | 0.0% | 0.0% | 84 | +13,294 | 97.16% | Q1 2026 | May 15, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 26,148 | 56 | 0.0% | 0.0% | 85 | -2,681 | -9.3% | Q1 2026 | May 15, 2026 |
| Diversified Trust Co | History | Added to | 25,895 | 55 | 0.0% | 0.0% | 86 | +11,793 | 83.63% | Q1 2026 | Apr 16, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 23,954 | 51 | 0.0% | 0.0% | 87 | -10,556 | -30.59% | Q1 2026 | May 08, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 23,795 | 51 | 0.0% | 0.0% | 88 | -8,430 | -26.16% | Q1 2026 | May 13, 2026 |
| Verdad Advisers, LP | History | New | 23,554 | 50 | 0.06% | — | 90 | +23,554 | New | Q1 2026 | May 15, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 23,426 | 50 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | New | 18,197 | 43 | 0.0% | — | 92 | +18,197 | New | Q1 2026 | Apr 08, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 20,027 | 43 | 0.0% | 0.0% | 91 | -2,358 | -10.53% | Q1 2026 | May 12, 2026 |
| Quadrature Capital Ltd | History | Reduced | 19,486 | 41 | 0.0% | 0.0% | 94 | -42,787 | -68.71% | Q1 2026 | May 15, 2026 |
| Bronte Capital Management Pty Ltd. | History | No change | 19,282 | 41 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Mariner, LLC | History | New | 18,799 | 40 | 0.0% | — | 95 | +18,799 | New | Q1 2026 | May 13, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Added to | 15,478 | 33 | 0.0% | 0.0% | 96 | +1,549 | 11.12% | Q1 2026 | May 12, 2026 |
| Neuberger Berman Group LLC | History | Added to | 14,528 | 31 | 0.0% | 0.0% | 97 | +355 | 2.5% | Q1 2026 | May 14, 2026 |
| HAMILTON LANE ADVISORS LLC | History | New | 14,400 | 30 | 0.02% | — | 98 | +14,400 | New | Q1 2026 | Apr 08, 2026 |
| ProShare Advisors LLC | History | Reduced | 13,188 | 28 | 0.0% | 0.0% | 99 | -1,484 | -10.11% | Q1 2026 | Apr 24, 2026 |
| Merit Financial Group, LLC | History | New | 10,928 | 23 | 0.0% | — | 101 | +10,928 | New | Q1 2026 | Apr 15, 2026 |
| HighTower Advisors, LLC | History | Added to | 10,760 | 23 | 0.0% | 0.0% | 100 | +749 | 7.48% | Q1 2026 | May 05, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | New | 10,648 | 22 | 0.0% | — | 103 | +10,648 | New | Q1 2026 | May 14, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 10,310 | 22 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Legal & General Group Plc | History | Added to | 8,346 | 17 | 0.0% | 0.0% | 104 | +2,307 | 38.2% | Q1 2026 | May 08, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 8,175 | 17 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 7,047 | 15 | 0.0% | 0.0% | 106 | +2,369 | 50.64% | Q1 2026 | May 15, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 5,943 | 12 | 0.0% | 0.0% | 107 | -33,577 | -84.96% | Q1 2026 | May 15, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 4,894 | 10 | 0.0% | 0.0% | 108 | -46 | -0.93% | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Reduced | 4,639 | 9 | 0.0% | 0.0% | 109 | -1,516 | -24.63% | Q1 2026 | May 11, 2026 |
| Essential Partners LLC | History | Added to | 3,857 | 8 | 0.0% | — | 110 | +3,426 | 794.9% | Q1 2026 | May 21, 2026 |
| Sterling Capital Management LLC | History | Reduced | 2,806 | 6 | 0.0% | 0.0% | 111 | -1,615 | -36.53% | Q1 2026 | Apr 22, 2026 |
| Optiver Holding B.V. | History | New | 1,701 | 3 | 0.0% | — | 114 | +1,701 | New | Q1 2026 | Jun 02, 2026 |
| State of Wyoming | History | New | 1,645 | 3 | 0.0% | — | 113 | +1,645 | New | Q1 2026 | May 13, 2026 |
| GAMMA Investing LLC | History | Added to | 1,523 | 3 | 0.0% | 0.0% | 112 | +448 | 41.67% | Q1 2026 | Apr 06, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 1,016 | 2 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Allworth Financial LP | History | New | 627 | 1 | 0.0% | — | 119 | +627 | New | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 887 | 1 | 0.0% | — | 116 | +383 | 75.99% | Q1 2026 | May 15, 2026 |
| True Wealth Design, LLC | History | Added to | 593 | 1 | 0.0% | — | 118 | +30 | 5.33% | Q1 2026 | Apr 13, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 752 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Vestal Point Capital, LP | History | Closed out | 0 | 0 | — | 0.04% | — | -755,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Graham Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -104,851 | -100.0% | Q1 2026 | May 15, 2026 |
| DekaBank Deutsche Girozentrale | History | Closed out | 0 | 0 | — | 0.0% | — | -100,000 | -100.0% | Q1 2026 | May 07, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -93,052 | -100.0% | Q1 2026 | May 08, 2026 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -86,162 | -100.0% | Q1 2026 | May 15, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -77,618 | -100.0% | Q1 2026 | May 15, 2026 |
| HRT FINANCIAL LP | History | Closed out | 0 | 0 | — | 0.0% | — | -57,341 | -100.0% | Q1 2026 | May 14, 2026 |
| Lexington Partners L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -53,488 | -100.0% | Q1 2026 | May 06, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -42,905 | -100.0% | Q1 2026 | May 15, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -41,282 | -100.0% | Q1 2026 | May 15, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,002 | -100.0% | Q1 2026 | Apr 16, 2026 |
| Dynamic Technology Lab Private Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -25,881 | -100.0% | Q1 2026 | May 15, 2026 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,886 | -100.0% | Q1 2026 | May 14, 2026 |
| HERSHEY TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -20,572 | -100.0% | Q1 2026 | May 15, 2026 |
| R Squared Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -12,474 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Corient Private Wealth LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,288 | -100.0% | Q1 2026 | May 15, 2026 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2026 | May 04, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,523 | -100.0% | Q1 2026 | May 08, 2026 |
| OSAIC HOLDINGS, INC. | History | Closed out | 0 | 0 | — | — | — | -620 | -100.0% | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | New | 305 | 0 | — | — | — | +305 | New | Q1 2026 | Apr 24, 2026 |
| Advisory Services Network, LLC | History | New | 271 | 0 | — | — | — | +271 | New | Q1 2026 | May 15, 2026 |
| Fortitude Family Office, LLC | History | New | 255 | 0 | — | — | — | +255 | New | Q1 2026 | Apr 15, 2026 |
| Arax Advisory Partners | History | New | 179 | 0 | — | — | — | +179 | New | Q1 2026 | May 13, 2026 |
| Farther Finance Advisors, LLC | History | New | 156 | 0 | — | — | — | +156 | New | Q1 2026 | Apr 07, 2026 |
| Hughes Financial Services, LLC | History | Reduced | 412 | 0 | — | — | — | -141 | -25.5% | Q1 2026 | Apr 29, 2026 |
| MAI Capital Management | History | New | 67 | 0 | — | — | — | +67 | New | Q1 2026 | May 15, 2026 |
| Lloyd Advisory Services, LLC. | History | New | 48 | 0 | — | — | — | +48 | New | Q1 2026 | May 13, 2026 |
| IFP Advisors, Inc | History | Reduced | 6 | 0 | — | — | — | -41 | -87.23% | Q1 2026 | Apr 13, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 240 | 0 | — | — | — | +31 | 14.83% | Q1 2026 | May 07, 2026 |
| Sunbelt Securities, Inc. | History | New | 17 | 0 | — | — | — | +17 | New | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 6 | 0 | — | — | — | +6 | New | Q1 2026 | May 01, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2026 | May 11, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 400 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| COMERICA BANK | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 367 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| SBI Securities Co., Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Kingdom Financial Group LLC. | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 415 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |