Alector, Inc. - ALEC
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 9 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TCG Crossover Management, LLC | History | New | 10,000,000 | 15,600 | 0.52% | — | 1 | +10,000,000 | New | Q4 2025 | Feb 17, 2026 |
| BlackRock, Inc. | History | Reduced | 7,147,766 | 11,150 | 0.0% | 0.0% | 2 | -50,207 | -0.7% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Added to | 6,908,054 | 10,776 | 0.0% | 0.0% | 3 | +873,395 | 14.47% | Q4 2025 | Jan 29, 2026 |
| Foresite Capital Management IV, LLC | History | New | 3,887,200 | 6,064 | 2.64% | — | 4 | +3,887,200 | New | Q4 2025 | Feb 17, 2026 |
| Merck & Co., Inc. | History | No change | 3,545,719 | 5,531 | 2.0% | 4.6% | 5 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 3,442,449 | 5,362 | 0.01% | 0.01% | 6 | +1,069,464 | 45.07% | Q4 2025 | Feb 10, 2026 |
| 683 Capital Management, LLC | History | Added to | 3,350,000 | 5,226 | 0.23% | 0.15% | 7 | +2,350,000 | 235.0% | Q4 2025 | Feb 17, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | New | 3,265,575 | 5,094 | 0.01% | — | 8 | +3,265,575 | New | Q4 2025 | Feb 17, 2026 |
| D. E. Shaw & Co., Inc. | History | Added to | 2,365,151 | 3,689 | 0.0% | 0.0% | 9 | +1,386,947 | 141.79% | Q4 2025 | Feb 17, 2026 |
| FMR LLC | History | Reduced | 2,231,171 | 3,480 | 0.0% | 0.0% | 10 | -12,950,678 | -85.3% | Q4 2025 | Feb 17, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | New | 2,173,202 | 3,390 | 0.01% | — | 11 | +2,173,202 | New | Q4 2025 | Feb 13, 2026 |
| Ikarian Capital, LLC | History | Added to | 2,082,606 | 3,248 | 0.25% | 0.23% | 12 | +1,322,606 | 174.03% | Q4 2025 | Feb 18, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 2,075,220 | 3,238 | 0.0% | 0.0% | 13 | +213,962 | 11.5% | Q4 2025 | Feb 09, 2026 |
| Kynam Capital Management, LP | History | New | 2,000,000 | 3,120 | 0.2% | — | 14 | +2,000,000 | New | Q4 2025 | Feb 17, 2026 |
| STATE STREET CORP | History | Added to | 1,814,298 | 2,830 | 0.0% | 0.0% | 15 | +79,619 | 4.59% | Q4 2025 | Feb 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 1,543,650 | 2,408 | 0.0% | 0.0% | 16 | +594,500 | 62.63% | Q4 2025 | Feb 12, 2026 |
| MEDICI CAPITAL LLC | History | Added to | 1,500,520 | 2,340 | 1.88% | 1.03% | 17 | +1,018,546 | 211.33% | Q4 2025 | Feb 17, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 1,332,914 | 2,079 | 0.0% | 0.0% | 18 | +177,887 | 15.4% | Q4 2025 | Feb 17, 2026 |
| Euclidean Capital LLC | History | No change | 1,307,858 | 2,040 | 0.55% | 1.63% | 19 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MARSHALL WACE, LLP | History | Added to | 1,166,817 | 1,820 | 0.0% | 0.0% | 20 | +1,015,174 | 669.45% | Q4 2025 | Feb 13, 2026 |
| Spruce Street Capital LP | History | New | 1,117,986 | 1,744 | 0.58% | — | 21 | +1,117,986 | New | Q4 2025 | Feb 13, 2026 |
| ADAR1 Capital Management, LLC | History | New | 1,108,000 | 1,728 | 0.13% | — | 22 | +1,108,000 | New | Q4 2025 | Feb 18, 2026 |
| DEERFIELD MANAGEMENT COMPANY, L.P. | History | No change | 1,055,192 | 1,646 | 0.02% | 0.05% | 23 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,039,656 | 1,621 | 0.0% | 0.0% | 24 | +732,477 | 238.45% | Q4 2025 | Feb 17, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 1,035,154 | 1,614 | 0.0% | 0.0% | 25 | -33,061 | -3.09% | Q4 2025 | Feb 11, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 1,006,513 | 1,570 | 0.0% | 0.0% | 26 | +656,282 | 187.39% | Q4 2025 | Feb 12, 2026 |
| Eversept Partners, LP | History | Reduced | 1,006,163 | 1,569 | 0.08% | 0.3% | 27 | -482,562 | -32.41% | Q4 2025 | Feb 17, 2026 |
| DAFNA Capital Management LLC | History | Added to | 908,351 | 1,417 | 0.33% | 0.58% | 28 | +110,000 | 13.78% | Q4 2025 | Feb 17, 2026 |
| Elmind Capital, LP | History | New | 900,000 | 1,404 | 0.41% | — | 29 | +900,000 | New | Q4 2025 | Feb 17, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Added to | 850,298 | 1,326 | 0.0% | 0.01% | 30 | +109,005 | 14.7% | Q4 2025 | Feb 13, 2026 |
| Vestal Point Capital, LP | History | Reduced | 755,000 | 1,177 | 0.04% | 0.13% | 31 | -225,000 | -22.96% | Q4 2025 | Feb 17, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 665,491 | 1,038 | 0.0% | 0.0% | 32 | -24,033 | -3.49% | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 651,800 | 1,016 | 0.0% | 0.0% | 33 | +134,400 | 25.98% | Q4 2025 | Feb 17, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 660,168 | 1,001 | 0.0% | 0.0% | 34 | +376,456 | 132.69% | Q4 2025 | Feb 18, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 599,569 | 935 | 0.0% | 0.0% | 35 | +161,482 | 36.86% | Q4 2025 | Feb 17, 2026 |
| XTX Topco Ltd | History | Added to | 592,839 | 924 | 0.02% | 0.02% | 36 | +494,326 | 501.79% | Q4 2025 | Feb 17, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 587,653 | 916 | 0.0% | 0.0% | 37 | -46,056 | -7.27% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 570,280 | 889 | 0.0% | 0.0% | 38 | +31,420 | 5.83% | Q4 2025 | Feb 17, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 559,726 | 873 | 0.01% | 0.02% | 39 | +35,649 | 6.8% | Q4 2025 | Feb 17, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 437,959 | 683 | 0.0% | 0.0% | 40 | -171,950 | -28.19% | Q4 2025 | Mar 25, 2026 |
| DekaBank Deutsche Girozentrale | History | No change | 100,000 | 661 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| BARCLAYS PLC | History | Reduced | 398,687 | 621 | 0.0% | 0.0% | 42 | -474,688 | -54.35% | Q4 2025 | Feb 13, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 354,299 | 552 | 0.0% | 0.0% | 43 | +80,257 | 29.29% | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Reduced | 319,072 | 497 | 0.0% | 0.0% | 44 | -115,096 | -26.51% | Q4 2025 | Feb 13, 2026 |
| Invesco Ltd. | History | Added to | 279,468 | 435 | 0.0% | 0.0% | 45 | +87,157 | 45.32% | Q4 2025 | Feb 19, 2026 |
| GSA CAPITAL PARTNERS LLP | History | New | 225,566 | 352 | 0.03% | — | 46 | +225,566 | New | Q4 2025 | Feb 06, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 217,862 | 339 | 0.0% | 0.0% | 47 | -6,622 | -2.95% | Q4 2025 | Feb 10, 2026 |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P | History | New | 200,000 | 312 | 0.27% | — | 48 | +200,000 | New | Q4 2025 | Feb 06, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 199,126 | 310 | 0.0% | 0.0% | 49 | -96,720 | -32.69% | Q4 2025 | Feb 12, 2026 |
| CITADEL ADVISORS LLC | History | Reduced | 179,947 | 280 | 0.0% | 0.0% | 50 | -372,334 | -67.42% | Q4 2025 | Feb 17, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | New | 172,300 | 268 | 0.0% | — | 51 | +172,300 | New | Q4 2025 | Feb 17, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Added to | 136,000 | 212 | 0.0% | 0.0% | 52 | +67,800 | 99.41% | Q4 2025 | Feb 17, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 134,506 | 209 | 0.0% | 0.0% | 53 | -111,777 | -45.39% | Q4 2025 | Feb 17, 2026 |
| Utah Retirement Systems | History | Added to | 133,718 | 208 | 0.0% | 0.0% | 54 | +61,716 | 85.71% | Q4 2025 | Feb 17, 2026 |
| Nuveen, LLC | History | No change | 133,248 | 207 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| UBS Group AG | History | Reduced | 119,411 | 186 | 0.0% | 0.0% | 56 | -111,088 | -48.19% | Q4 2025 | Jan 29, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 115,000 | 179 | 0.0% | 0.01% | 57 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| STRS OHIO | History | No change | 110,400 | 172 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| Graham Capital Management, L.P. | History | Added to | 104,851 | 163 | 0.0% | 0.0% | 59 | +83,636 | 394.23% | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 101,926 | 158 | 0.0% | 0.0% | 60 | -12,344 | -10.8% | Q4 2025 | Feb 13, 2026 |
| Jasper Ridge Partners, L.P. | History | Added to | 95,068 | 148 | 0.0% | 0.0% | 61 | +23,292 | 32.45% | Q4 2025 | Feb 12, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 92,940 | 144 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Added to | 93,052 | 141 | 0.0% | 0.0% | 63 | +1,816 | 1.99% | Q4 2025 | Feb 11, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 90,108 | 140 | 0.0% | 0.0% | 64 | +37,683 | 71.88% | Q4 2025 | Feb 13, 2026 |
| Man Group plc | History | New | 86,162 | 134 | 0.0% | — | 65 | +86,162 | New | Q4 2025 | Feb 17, 2026 |
| SIMPLEX TRADING, LLC | History | Reduced | 82,017 | 127 | 0.0% | 0.0% | 66 | -18,927 | -18.75% | Q4 2025 | Feb 11, 2026 |
| Squarepoint Ops LLC | History | New | 77,618 | 121 | 0.0% | — | 67 | +77,618 | New | Q4 2025 | Feb 13, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 71,887 | 112 | 0.0% | 0.0% | 68 | -32,937 | -31.42% | Q4 2025 | Feb 17, 2026 |
| Blackstone Inc. | History | Added to | 66,859 | 104 | 0.0% | 0.0% | 69 | +41,144 | 160.0% | Q4 2025 | Feb 17, 2026 |
| Quadrature Capital Ltd | History | New | 62,273 | 97 | 0.0% | — | 70 | +62,273 | New | Q4 2025 | Feb 17, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Reduced | 56,203 | 89 | 0.0% | 0.0% | 71 | -2,128,829 | -97.43% | Q4 2025 | Feb 17, 2026 |
| HRT FINANCIAL LP | History | Reduced | 57,341 | 89 | 0.0% | 0.0% | 72 | -2,823 | -4.69% | Q4 2025 | Feb 12, 2026 |
| Cannell & Spears LLC | History | Reduced | 54,642 | 85 | 0.0% | 0.0% | 73 | -4,581 | -7.74% | Q4 2025 | Feb 17, 2026 |
| Lexington Partners L.P. | History | Added to | 53,488 | 83 | 0.02% | 0.01% | 74 | +43,380 | 429.17% | Q4 2025 | Feb 10, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 53,056 | 82 | 0.0% | 0.0% | 75 | -5,264 | -9.03% | Q4 2025 | Feb 13, 2026 |
| HSBC HOLDINGS PLC | History | Reduced | 48,521 | 75 | 0.0% | 0.0% | 76 | -145 | -0.3% | Q4 2025 | Mar 20, 2026 |
| OXFORD ASSET MANAGEMENT LLP | History | New | 42,905 | 66 | 0.03% | — | 77 | +42,905 | New | Q4 2025 | Feb 17, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | No change | 41,282 | 64 | 0.0% | 0.57% | 78 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 39,520 | 61 | 0.0% | 0.0% | 79 | +37,006 | 1472.0% | Q4 2025 | Feb 17, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 37,271 | 58 | 0.0% | 0.0% | 80 | +5,142 | 16.0% | Q4 2025 | Feb 17, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Added to | 34,510 | 53 | 0.0% | 0.0% | 81 | +1,082 | 3.24% | Q4 2025 | Feb 10, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 32,623 | 50 | 0.0% | 0.0% | 82 | -103,762 | -76.08% | Q4 2025 | Feb 11, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Added to | 32,225 | 50 | 0.0% | 0.0% | 83 | +4,203 | 15.0% | Q4 2025 | Feb 13, 2026 |
| Vontobel Holding Ltd. | History | Added to | 30,000 | 46 | 0.0% | 0.0% | 84 | +4,000 | 15.38% | Q4 2025 | Feb 13, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 28,829 | 44 | 0.0% | — | 85 | +28,829 | New | Q4 2025 | Feb 13, 2026 |
| SG Americas Securities, LLC | History | New | 27,002 | 42 | 0.0% | — | 86 | +27,002 | New | Q4 2025 | Jan 09, 2026 |
| Dynamic Technology Lab Private Ltd | History | New | 25,881 | 40 | 0.01% | — | 87 | +25,881 | New | Q4 2025 | Feb 13, 2026 |
| Point72 Asset Management, L.P. | History | Reduced | 23,102 | 36 | 0.0% | 0.0% | 88 | -2,840 | -10.95% | Q4 2025 | Feb 17, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 23,426 | 36 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Virtu Financial LLC | History | New | 21,886 | 34 | 0.0% | — | 91 | +21,886 | New | Q4 2025 | Feb 23, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 22,385 | 34 | 0.0% | 0.0% | 90 | +4,116 | 22.53% | Q4 2025 | Feb 10, 2026 |
| HERSHEY TRUST CO | History | Added to | 20,572 | 32 | 0.0% | 0.0% | 92 | +10,286 | 100.0% | Q4 2025 | Feb 10, 2026 |
| Bronte Capital Management Pty Ltd. | History | New | 19,282 | 30 | 0.0% | — | 93 | +19,282 | New | Q4 2025 | Feb 03, 2026 |
| SEI INVESTMENTS CO | History | No change | 16,884 | 26 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Neuberger Berman Group LLC | History | New | 14,173 | 22 | 0.0% | — | 96 | +14,173 | New | Q4 2025 | Feb 13, 2026 |
| ProShare Advisors LLC | History | Reduced | 14,672 | 22 | 0.0% | 0.0% | 95 | -759 | -4.92% | Q4 2025 | Feb 06, 2026 |
| Cerity Partners LLC | History | Reduced | 13,682 | 21 | 0.0% | 0.0% | 99 | -13,125 | -48.96% | Q4 2025 | Feb 11, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 13,929 | 21 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Diversified Trust Co | History | No change | 14,102 | 21 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Jan 09, 2026 |
| CWM, LLC | History | Reduced | 12,164 | 19 | 0.0% | 0.0% | 100 | -13,005 | -51.67% | Q4 2025 | Jan 26, 2026 |
| R Squared Ltd | History | New | 12,474 | 19 | 0.01% | — | 101 | +12,474 | New | Q4 2025 | Jan 30, 2026 |
| Corient Private Wealth LLC | History | New | 10,288 | 16 | 0.0% | — | 103 | +10,288 | New | Q4 2025 | Mar 09, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 10,310 | 16 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| HighTower Advisors, LLC | History | New | 10,011 | 15 | 0.0% | — | 105 | +10,011 | New | Q4 2025 | Feb 06, 2026 |
| Texas Yale Capital Corp. | History | No change | 10,000 | 15 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 8,175 | 12 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| CITIGROUP INC | History | Reduced | 6,155 | 9 | 0.0% | 0.0% | 108 | -47,783 | -88.59% | Q4 2025 | Feb 13, 2026 |
| Legal & General Group Plc | History | No change | 6,039 | 9 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ROYAL BANK OF CANADA | History | New | 4,678 | 7 | 0.0% | — | 109 | +4,678 | New | Q4 2025 | Feb 17, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 4,940 | 7 | 0.0% | 0.0% | 110 | -23 | -0.46% | Q4 2025 | Feb 17, 2026 |
| Sterling Capital Management LLC | History | Added to | 4,421 | 6 | 0.0% | 0.0% | 111 | +22 | 0.5% | Q4 2025 | Feb 13, 2026 |
| AMALGAMATED BANK | History | Reduced | 2,523 | 4 | 0.0% | 0.0% | 112 | -17 | -0.67% | Q4 2025 | Feb 05, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 1,016 | 1 | 0.0% | 0.0% | 113 | -2,331 | -69.64% | Q4 2025 | Jan 15, 2026 |
| GAMMA Investing LLC | History | New | 1,075 | 1 | 0.0% | — | 115 | +1,075 | New | Q4 2025 | Jan 05, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 752 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| 5AM Venture Management, LLC | History | Closed out | 0 | 0 | — | 1.08% | — | -995,841 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Logos Global Management LP | History | Closed out | 0 | 0 | — | 0.13% | — | -500,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -273,738 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Alphabet Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -175,866 | -100.0% | Q3 2025 | Nov 07, 2025 |
| DIADEMA PARTNERS LP | History | Closed out | 0 | 0 | — | 0.1% | — | -136,023 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Artia Global Partners LP | History | Closed out | 0 | 0 | — | 0.03% | — | -71,029 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Velan Capital Investment Management LP | History | Closed out | 0 | 0 | — | 0.15% | — | -55,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| IEQ CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,050 | -100.0% | Q3 2025 | Nov 14, 2025 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -52,380 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Persistent Asset Partners Ltd | History | Closed out | 0 | 0 | — | 0.06% | — | -31,240 | -100.0% | Q3 2025 | Jan 15, 2026 |
| MetLife Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,820 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Apollon Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q3 2025 | Oct 17, 2025 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,321 | -100.0% | Q3 2025 | Nov 12, 2025 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,481 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Erste Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.0% | — | -19,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| China Universal Asset Management Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,741 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -15,721 | -100.0% | Q3 2025 | Nov 14, 2025 |
| DLK Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,500 | -100.0% | Q3 2025 | Oct 14, 2025 |
| FNY Investment Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q3 2025 | Dec 15, 2025 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,493 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HAMILTON LANE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,402 | -100.0% | Q3 2025 | Oct 07, 2025 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,970 | -100.0% | Q3 2025 | Oct 29, 2025 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,486 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Pinegrove Venture Partners, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -10,286 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Mirae Asset Global Investments Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,913 | -100.0% | Q3 2025 | Nov 03, 2025 |
| Arax Advisory Partners | History | Closed out | 0 | 0 | — | 0.0% | — | -3,190 | -100.0% | Q3 2025 | Nov 14, 2025 |
| GF FUND MANAGEMENT CO. LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,178 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,018 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Rockefeller Capital Management L.P. | History | Reduced | 367 | 0 | — | 0.0% | — | -1,000 | -73.15% | Q4 2025 | Mar 16, 2026 |
| EverSource Wealth Advisors, LLC | History | Reduced | 504 | 0 | — | 0.0% | — | -684 | -57.58% | Q4 2025 | Feb 06, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 620 | 0 | — | 0.0% | — | -500 | -44.64% | Q4 2025 | Feb 17, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -453 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Fortitude Family Office, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -439 | -100.0% | Q3 2025 | Oct 17, 2025 |
| Rise Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -407 | -100.0% | Q3 2025 | Oct 08, 2025 |
| Rialto Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -403 | -100.0% | Q3 2025 | Nov 07, 2025 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -370 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Avion Wealth | History | Closed out | 0 | 0 | — | — | — | -336 | -100.0% | Q3 2025 | Oct 24, 2025 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -277 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -271 | -100.0% | Q3 2025 | Nov 18, 2025 |
| True Wealth Design, LLC | History | Reduced | 563 | 0 | — | 0.0% | — | -236 | -29.54% | Q4 2025 | Jan 08, 2026 |
| Kingdom Financial Group LLC. | History | New | 48 | 0 | — | — | — | +48 | New | Q4 2025 | Feb 06, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -32 | -100.0% | Q3 2025 | Nov 17, 2025 |
| COMERICA BANK | History | Reduced | 9 | 0 | — | — | — | -12 | -57.14% | Q4 2025 | Jan 29, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 209 | 0 | — | — | — | -10 | -4.57% | Q4 2025 | Feb 10, 2026 |
| Truvestments Capital LLC | History | Closed out | 0 | 0 | — | — | — | -2 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Wilmington Savings Fund Society, FSB | History | No change | 400 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| IFP Advisors, Inc | History | No change | 47 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| SBI Securities Co., Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 415 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Hughes Financial Services, LLC | History | No change | 553 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |