Alector, Inc. - ALEC
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| TCG Crossover Management, LLC | History | No change | 10,000,000 | 20,100 | 0.48% | 0.62% | 1 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BlackRock, Inc. | History | Added to | 7,847,879 | 15,774 | 0.0% | 0.0% | 2 | +106,634 | 1.38% | Q2 2026 | Aug 07, 2026 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 4,414,345 | 8,863 | 0.01% | 0.01% | 3 | +375,560 | 9.3% | Q2 2026 | Aug 13, 2026 |
| Nantahala Capital Management, LLC | History | Added to | 4,318,109 | 8,679 | 0.29% | 0.22% | 4 | +1,502,126 | 53.34% | Q2 2026 | Aug 14, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | Added to | 4,009,340 | 8,058 | 0.0% | 0.0% | 5 | +330,618 | 8.99% | Q2 2026 | Aug 13, 2026 |
| Kynam Capital Management, LP | History | Added to | 3,808,494 | 7,655 | 0.42% | 0.27% | 6 | +1,808,494 | 90.42% | Q2 2026 | Aug 14, 2026 |
| BALYASNY ASSET MANAGEMENT L.P. | History | Added to | 3,751,326 | 7,540 | 0.01% | 0.01% | 7 | +816,073 | 27.8% | Q2 2026 | Aug 14, 2026 |
| Merck & Co., Inc. | History | No change | 3,545,719 | 7,126 | 1.35% | 2.18% | 8 | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| 683 Capital Management, LLC | History | No change | 3,200,000 | 6,432 | 0.32% | 0.36% | 9 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 2,959,983 | 5,949 | 0.0% | 0.0% | 10 | -372,852 | -11.19% | Q2 2026 | Aug 14, 2026 |
| ADAR1 Capital Management, LLC | History | Added to | 2,883,583 | 5,796 | 0.27% | 0.13% | 11 | +1,833,583 | 174.63% | Q2 2026 | Aug 14, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | Added to | 2,820,493 | 5,669 | 0.0% | 0.0% | 12 | +236,951 | 9.17% | Q2 2026 | Aug 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 2,454,271 | 4,934 | 0.0% | 0.0% | 13 | +168,053 | 7.35% | Q2 2026 | Aug 12, 2026 |
| Spruce Street Capital LP | History | No change | 2,101,068 | 4,223 | 0.83% | 1.09% | 14 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 1,988,835 | 3,997 | 0.0% | 0.0% | 15 | +9,609 | 0.49% | Q2 2026 | Aug 14, 2026 |
| Ikarian Capital, LLC | History | Reduced | 1,982,606 | 3,985 | 0.43% | 0.36% | 16 | -100,000 | -4.8% | Q2 2026 | Aug 14, 2026 |
| STATE STREET CORP | History | Added to | 1,879,765 | 3,778 | 0.0% | 0.0% | 17 | +14,239 | 0.76% | Q2 2026 | Aug 07, 2026 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Reduced | 1,765,929 | 3,549 | 0.01% | 0.02% | 18 | -388,432 | -18.03% | Q2 2026 | Aug 14, 2026 |
| MEDICI CAPITAL LLC | History | No change | 1,652,520 | 3,321 | 6.51% | 4.37% | 19 | 0 | 0.0% | Q2 2026 | Aug 11, 2026 |
| Affinity Asset Advisors, LLC | History | Added to | 1,510,000 | 3,035 | 0.14% | 0.06% | 20 | +1,010,000 | 202.0% | Q2 2026 | Aug 13, 2026 |
| Eversept Partners, LP | History | Added to | 1,423,873 | 2,861 | 0.15% | 0.15% | 21 | +72,767 | 5.39% | Q2 2026 | Aug 14, 2026 |
| FMR LLC | History | Reduced | 1,396,398 | 2,806 | 0.0% | 0.0% | 22 | -399,706 | -22.25% | Q2 2026 | Aug 13, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 1,309,577 | 2,632 | 0.0% | 0.0% | 23 | +598,243 | 84.1% | Q2 2026 | Aug 14, 2026 |
| Euclidean Capital LLC | History | No change | 1,307,858 | 2,628 | 0.6% | 0.72% | 24 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| MACKENZIE FINANCIAL CORP | History | Added to | 1,109,770 | 2,230 | 0.0% | 0.0% | 25 | +252,416 | 29.44% | Q2 2026 | Aug 13, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 1,098,388 | 2,207 | 0.0% | 0.0% | 26 | +5,485 | 0.5% | Q2 2026 | Aug 07, 2026 |
| DEERFIELD MANAGEMENT COMPANY, L.P. | History | No change | 1,055,192 | 2,120 | 0.02% | 0.03% | 27 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Reduced | 1,045,376 | 2,101 | 0.0% | 0.0% | 28 | -233,930 | -18.29% | Q2 2026 | Aug 14, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 935,166 | 1,879 | 0.0% | 0.0% | 29 | -352,525 | -27.38% | Q2 2026 | Aug 13, 2026 |
| DAFNA Capital Management LLC | History | No change | 908,351 | 1,825 | 0.35% | 0.44% | 30 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Elmind Capital, LP | History | No change | 900,000 | 1,809 | 0.45% | 0.55% | 31 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| PANAGORA ASSET MANAGEMENT INC | History | Added to | 845,999 | 1,700 | 0.01% | 0.0% | 32 | +255,611 | 43.3% | Q2 2026 | Aug 06, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 818,831 | 1,645 | 0.0% | 0.0% | 33 | +31,423 | 3.99% | Q2 2026 | Aug 14, 2026 |
| NORTHERN TRUST CORP | History | Added to | 773,462 | 1,554 | 0.0% | 0.0% | 34 | +81,206 | 11.73% | Q2 2026 | Aug 13, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | Added to | 663,592 | 1,333 | 0.0% | 0.0% | 35 | +85,653 | 14.82% | Q2 2026 | Aug 13, 2026 |
| MARSHALL WACE, LLP | History | Reduced | 598,559 | 1,203 | 0.0% | 0.0% | 36 | -21,865 | -3.52% | Q2 2026 | Aug 13, 2026 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Reduced | 532,850 | 1,071 | 0.01% | 0.02% | 37 | -26,876 | -4.8% | Q2 2026 | Aug 14, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 500,132 | 1,005 | 0.0% | 0.0% | 38 | +390,887 | 357.81% | Q2 2026 | Sep 02, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 433,875 | 872 | 0.0% | 0.0% | 39 | -170,687 | -28.23% | Q2 2026 | Aug 14, 2026 |
| XTX Topco Ltd | History | Reduced | 399,681 | 803 | 0.01% | 0.02% | 40 | -160,215 | -28.62% | Q2 2026 | Aug 14, 2026 |
| CANTOR FITZGERALD, L. P. | History | New | 295,492 | 593 | 0.01% | — | 41 | +295,492 | New | Q2 2026 | Aug 14, 2026 |
| UBS Group AG | History | Added to | 273,780 | 550 | 0.0% | 0.0% | 42 | +128,436 | 88.37% | Q2 2026 | Aug 13, 2026 |
| Invesco Ltd. | History | Reduced | 257,139 | 516 | 0.0% | 0.0% | 43 | -7,928 | -2.99% | Q2 2026 | Aug 14, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 250,093 | 502 | 0.0% | 0.0% | 44 | -2,204 | -0.87% | Q2 2026 | Aug 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 224,530 | 451 | 0.0% | 0.0% | 45 | -46,742 | -17.23% | Q2 2026 | Aug 14, 2026 |
| LMR Partners LLP | History | New | 200,000 | 402 | 0.0% | — | 47 | +200,000 | New | Q2 2026 | Aug 14, 2026 |
| NANO CAP NEW MILLENNIUM GROWTH FUND L P | History | No change | 200,000 | 402 | 0.31% | 0.4% | 46 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Nuveen, LLC | History | Added to | 176,234 | 354 | 0.0% | 0.0% | 48 | +21,304 | 13.75% | Q2 2026 | Aug 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 172,423 | 346 | 0.0% | 0.0% | 49 | -96,874 | -35.97% | Q2 2026 | Aug 14, 2026 |
| Utah Retirement Systems | History | No change | 154,290 | 310 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 142,678 | 286 | 0.0% | 0.0% | 51 | -238,230 | -62.54% | Q2 2026 | Aug 14, 2026 |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC | History | No change | 142,500 | 286 | 0.01% | 0.01% | 52 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Reduced | 131,300 | 263 | 0.0% | 0.0% | 53 | -51,900 | -28.33% | Q2 2026 | Aug 14, 2026 |
| MORGAN STANLEY | History | Reduced | 120,480 | 242 | 0.0% | 0.0% | 54 | -244,087 | -66.95% | Q2 2026 | Aug 13, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 120,100 | 241 | 0.0% | 0.0% | 55 | -311,164 | -72.15% | Q2 2026 | Aug 14, 2026 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Reduced | 119,769 | 240 | 0.0% | 0.0% | 56 | -16,231 | -11.93% | Q2 2026 | Aug 17, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 108,940 | 234 | 0.0% | 0.0% | 57 | +16,000 | 17.22% | Q2 2026 | Aug 14, 2026 |
| RHUMBLINE ADVISERS | History | Added to | 109,532 | 220 | 0.0% | 0.0% | 58 | +8,205 | 8.1% | Q2 2026 | Aug 11, 2026 |
| STRS OHIO | History | Added to | 101,600 | 204 | 0.0% | 0.0% | 59 | +15,100 | 17.46% | Q2 2026 | Jul 30, 2026 |
| Russell Investments Group, Ltd. | History | Added to | 98,496 | 197 | 0.0% | 0.0% | 60 | +32,365 | 48.94% | Q2 2026 | Aug 06, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 89,172 | 179 | 0.0% | 0.0% | 61 | +54,646 | 158.27% | Q2 2026 | Aug 14, 2026 |
| SIMPLEX TRADING, LLC | History | Added to | 85,488 | 171 | 0.0% | 0.0% | 62 | +17,011 | 24.84% | Q2 2026 | Aug 12, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 81,655 | 165 | 0.0% | 0.0% | 63 | +25,555 | 45.55% | Q2 2026 | Aug 14, 2026 |
| Blackstone Inc. | History | No change | 77,145 | 155 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Jasper Ridge Partners, L.P. | History | No change | 73,531 | 147 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| SEI INVESTMENTS CO | History | Added to | 71,151 | 143 | 0.0% | 0.0% | 66 | +17,305 | 32.14% | Q2 2026 | Aug 14, 2026 |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | History | No change | 69,666 | 140 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Verdad Advisers, LP | History | Added to | 60,509 | 121 | 0.12% | 0.06% | 69 | +36,955 | 156.89% | Q2 2026 | Aug 14, 2026 |
| IEQ CAPITAL, LLC | History | Added to | 60,570 | 121 | 0.0% | 0.0% | 68 | +13,490 | 28.65% | Q2 2026 | Aug 11, 2026 |
| MetLife Investment Management, LLC | History | Added to | 58,696 | 117 | 0.0% | 0.0% | 70 | +22,488 | 62.11% | Q2 2026 | Aug 13, 2026 |
| Mariner, LLC | History | Added to | 52,709 | 105 | 0.0% | 0.0% | 71 | +33,910 | 180.38% | Q2 2026 | Aug 13, 2026 |
| Vanguard Personalized Indexing Management, LLC | History | Reduced | 49,445 | 99 | 0.0% | 0.0% | 72 | -1,184 | -2.34% | Q2 2026 | Aug 11, 2026 |
| HSBC HOLDINGS PLC | History | No change | 48,523 | 98 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Graham Capital Management, L.P. | History | New | 46,496 | 93 | 0.0% | — | 75 | +46,496 | New | Q2 2026 | Aug 14, 2026 |
| CITIGROUP INC | History | Added to | 46,275 | 93 | 0.0% | 0.0% | 74 | +41,636 | 897.52% | Q2 2026 | Aug 03, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 45,190 | 90 | 0.0% | 0.0% | 77 | +2,529 | 5.93% | Q2 2026 | Aug 14, 2026 |
| BARCLAYS PLC | History | Added to | 44,957 | 90 | 0.0% | 0.0% | 76 | +2,366 | 5.56% | Q2 2026 | Aug 14, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 42,998 | 89 | 0.0% | 0.0% | 78 | +5,619 | 15.03% | Q2 2026 | Aug 12, 2026 |
| Diversified Trust Co | History | Added to | 42,351 | 85 | 0.0% | 0.0% | 79 | +16,456 | 63.55% | Q2 2026 | Jul 17, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 33,728 | 68 | 0.0% | 0.0% | 80 | -250,089 | -88.12% | Q2 2026 | Aug 11, 2026 |
| Cerity Partners LLC | History | Added to | 32,521 | 65 | 0.0% | 0.0% | 81 | +5,545 | 20.56% | Q2 2026 | Aug 14, 2026 |
| CWM, LLC | History | No change | 28,985 | 62 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Vanguard Global Advisers, LLC | History | No change | 31,302 | 62 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Cannell & Spears LLC | History | Reduced | 30,342 | 60 | 0.0% | 0.0% | 84 | -24,300 | -44.47% | Q2 2026 | Aug 11, 2026 |
| Vontobel Holding Ltd. | History | No change | 30,000 | 60 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2026 | Aug 03, 2026 |
| Point72 Asset Management, L.P. | History | Reduced | 26,699 | 53 | 0.0% | 0.0% | 87 | -53,392 | -66.66% | Q2 2026 | Aug 14, 2026 |
| ROYAL BANK OF CANADA | History | Added to | 26,122 | 53 | 0.0% | 0.0% | 86 | +19,075 | 270.68% | Q2 2026 | Aug 14, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 25,504 | 51 | 0.0% | — | 88 | +25,504 | New | Q2 2026 | Aug 19, 2026 |
| GROUP ONE TRADING LLC | History | New | 25,208 | 50 | 0.0% | — | 89 | +25,208 | New | Q2 2026 | Aug 13, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Added to | 24,530 | 49 | 0.0% | 0.0% | 90 | +576 | 2.4% | Q2 2026 | Aug 10, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 30,251 | 48 | 0.0% | 0.0% | 91 | +12,054 | 66.24% | Q2 2026 | Jul 15, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 23,426 | 47 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2026 | Jul 23, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Added to | 21,898 | 44 | 0.0% | 0.0% | 93 | +6,420 | 41.48% | Q2 2026 | Aug 12, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 21,200 | 42 | 0.0% | 0.0% | 94 | +1,173 | 5.86% | Q2 2026 | Aug 13, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 19,397 | 38 | 0.0% | 0.0% | 95 | -6,751 | -25.82% | Q2 2026 | Sep 09, 2026 |
| Qube Research & Technologies Ltd | History | New | 16,569 | 33 | 0.0% | — | 96 | +16,569 | New | Q2 2026 | Aug 14, 2026 |
| PRUDENTIAL FINANCIAL INC | History | Reduced | 16,015 | 32 | 0.0% | 0.0% | 97 | -7,780 | -32.7% | Q2 2026 | Aug 12, 2026 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 16,037 | 32 | 0.0% | 0.0% | 98 | +5,389 | 50.61% | Q2 2026 | Aug 13, 2026 |
| Creative Planning | History | New | 15,015 | 30 | 0.0% | — | 99 | +15,015 | New | Q2 2026 | Aug 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 14,450 | 29 | 0.0% | 0.0% | 100 | +8,507 | 143.14% | Q2 2026 | Aug 11, 2026 |
| Quadrature Capital Ltd | History | Reduced | 14,169 | 28 | 0.0% | 0.0% | 102 | -5,317 | -27.29% | Q2 2026 | Aug 06, 2026 |
| HAMILTON LANE ADVISORS LLC | History | No change | 14,400 | 28 | 0.02% | 0.02% | 101 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| Neuberger Berman Group LLC | History | Reduced | 13,521 | 27 | 0.0% | 0.0% | 103 | -1,007 | -6.93% | Q2 2026 | Aug 13, 2026 |
| ProShare Advisors LLC | History | Reduced | 12,848 | 25 | 0.0% | 0.0% | 104 | -340 | -2.58% | Q2 2026 | Aug 11, 2026 |
| Bronte Capital Management Pty Ltd. | History | Reduced | 11,758 | 23 | 0.0% | 0.0% | 105 | -7,524 | -39.02% | Q2 2026 | Aug 04, 2026 |
| Merit Financial Group, LLC | History | Added to | 11,243 | 22 | 0.0% | 0.0% | 106 | +315 | 2.88% | Q2 2026 | Jul 20, 2026 |
| HighTower Advisors, LLC | History | Reduced | 10,227 | 20 | 0.0% | 0.0% | 108 | -533 | -4.95% | Q2 2026 | Aug 05, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 10,310 | 20 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q2 2026 | Jul 29, 2026 |
| Legal & General Group Plc | History | No change | 8,346 | 16 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 8,175 | 16 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Arax Advisory Partners | History | Added to | 5,433 | 10 | 0.0% | — | 111 | +5,254 | 2935.2% | Q2 2026 | Aug 10, 2026 |
| China Universal Asset Management Co., Ltd. | History | New | 3,600 | 7 | 0.0% | — | 112 | +3,600 | New | Q2 2026 | Jul 24, 2026 |
| Allworth Financial LP | History | Added to | 2,479 | 4 | 0.0% | 0.0% | 113 | +1,852 | 295.37% | Q2 2026 | Aug 11, 2026 |
| GAMMA Investing LLC | History | No change | 1,523 | 3 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2026 | Jul 07, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 1,274 | 2 | 0.0% | 0.0% | 116 | -3,620 | -73.97% | Q2 2026 | Aug 24, 2026 |
| Essential Partners LLC | History | Reduced | 1,237 | 2 | 0.0% | 0.0% | 118 | -2,620 | -67.93% | Q2 2026 | Aug 10, 2026 |
| EverSource Wealth Advisors, LLC | History | Added to | 1,309 | 2 | 0.0% | 0.0% | 117 | +422 | 47.58% | Q2 2026 | Jul 24, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 1,416 | 2 | 0.0% | 0.0% | 115 | +400 | 39.37% | Q2 2026 | Aug 10, 2026 |
| Sterling Capital Management LLC | History | Reduced | 523 | 1 | 0.0% | 0.0% | 120 | -2,283 | -81.36% | Q2 2026 | Jul 28, 2026 |
| Optiver Holding B.V. | History | Reduced | 925 | 1 | 0.0% | 0.0% | 122 | -776 | -45.62% | Q2 2026 | Aug 12, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 680 | 1 | 0.0% | — | 119 | +440 | 183.33% | Q2 2026 | Aug 06, 2026 |
| True Wealth Design, LLC | History | Added to | 867 | 1 | 0.0% | 0.0% | 123 | +274 | 46.21% | Q2 2026 | Jul 16, 2026 |
| Physician Wealth Advisors, Inc. | History | No change | 752 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q2 2026 | Jul 20, 2026 |
| Foresite Capital Management IV, LLC | History | Closed out | 0 | 0 | — | 3.52% | — | -3,887,200 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Odyssean, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -89,783 | -100.0% | Q2 2026 | Aug 14, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -78,207 | -100.0% | Q2 2026 | Aug 06, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.0% | — | -1,645 | -100.0% | Q2 2026 | Aug 06, 2026 |
| Root Financial Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -305 | -100.0% | Q2 2026 | Jul 29, 2026 |
| OSAIC HOLDINGS, INC. | History | New | 300 | 0 | — | — | — | +300 | New | Q2 2026 | Aug 14, 2026 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | — | — | -271 | -100.0% | Q2 2026 | Aug 12, 2026 |
| Clearstead Advisors, LLC | History | New | 125 | 0 | — | — | — | +125 | New | Q2 2026 | Aug 06, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 134 | 0 | — | — | — | -121 | -47.45% | Q2 2026 | Jul 20, 2026 |
| Basecamp Wealth Advisors LLC | History | Added to | 446 | 0 | — | — | — | +117 | 35.56% | Q2 2026 | Aug 14, 2026 |
| Wealth Enhancement Trust Services, Inc. | History | New | 105 | 0 | — | — | — | +105 | New | Q2 2026 | Jul 22, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 253 | 0 | — | — | — | +97 | 62.18% | Q2 2026 | Jul 17, 2026 |
| IFP Advisors, Inc | History | Added to | 94 | 0 | — | — | — | +88 | 1466.67% | Q2 2026 | Jul 20, 2026 |
| MAI Capital Management | History | Closed out | 0 | 0 | — | — | — | -67 | -100.0% | Q2 2026 | Aug 14, 2026 |
| Lloyd Advisory Services, LLC. | History | Closed out | 0 | 0 | — | — | — | -48 | -100.0% | Q2 2026 | Aug 07, 2026 |
| SJS Investment Consulting Inc. | History | New | 43 | 0 | — | — | — | +43 | New | Q2 2026 | Jul 22, 2026 |
| Caitong International Asset Management Co., Ltd | History | Added to | 42 | 0 | — | — | — | +40 | 2000.0% | Q2 2026 | Aug 04, 2026 |
| Hughes Financial Services, LLC | History | Reduced | 388 | 0 | — | — | — | -24 | -5.83% | Q2 2026 | Jul 20, 2026 |
| JPL Wealth Management, LLC | History | New | 18 | 0 | — | — | — | +18 | New | Q2 2026 | Aug 13, 2026 |
| FIFTH THIRD BANCORP | History | No change | 6 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 05, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 400 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 28, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 10, 2026 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 300 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| Sunbelt Securities, Inc. | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 367 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |
| SBI Securities Co., Ltd. | History | No change | 20 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Jul 22, 2026 |
| Kingdom Financial Group LLC. | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 07, 2026 |
| Federation des caisses Desjardins du Quebec | History | No change | 415 | 0 | — | — | — | 0 | 0.0% | Q2 2026 | Aug 13, 2026 |