Aqua Metals, Inc. - AQMS
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STIFEL FINANCIAL CORP | History | Added to | 81,816 | 350 | 0.0% | 0.0% | 1 | +25,733 | 45.88% | Q1 2026 | May 12, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 41,193 | 176 | 0.0% | 0.0% | 2 | +14,316 | 53.26% | Q1 2026 | May 15, 2026 |
| VANGUARD GROUP INC | History | No change | 26,889 | 129 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 29,215 | 125 | 0.0% | — | 4 | +29,215 | New | Q1 2026 | May 15, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 24,590 | 106 | 0.0% | 0.0% | 5 | +8,600 | 53.78% | Q1 2026 | May 15, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 15,587 | 66 | 0.0% | — | 6 | +15,587 | New | Q1 2026 | May 08, 2026 |
| XTX Topco Ltd | History | New | 12,450 | 53 | 0.0% | — | 7 | +12,450 | New | Q1 2026 | May 15, 2026 |
| BlackRock, Inc. | History | No change | 4,849 | 20 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| MAI Capital Management | History | Added to | 1,602 | 6 | 0.0% | — | 9 | +1,600 | 80000.0% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | New | 1,340 | 5 | 0.0% | — | 10 | +1,340 | New | Q1 2026 | May 13, 2026 |
| UBS Group AG | History | Reduced | 491 | 2 | 0.0% | 0.0% | 12 | -7,264 | -93.67% | Q1 2026 | May 05, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 500 | 2 | 0.0% | — | 11 | +400 | 400.0% | Q1 2026 | May 11, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 368 | 1 | 0.0% | — | 17 | +368 | New | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 300 | 1 | 0.0% | — | 18 | +300 | New | Q1 2026 | May 15, 2026 |
| CITIGROUP INC | History | Added to | 240 | 1 | 0.0% | — | 13 | +233 | 3328.57% | Q1 2026 | May 11, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 172 | 1 | 0.0% | 0.0% | 15 | -172 | -50.0% | Q1 2026 | May 15, 2026 |
| MORGAN STANLEY | History | Reduced | 294 | 1 | 0.0% | 0.0% | 14 | -1 | -0.34% | Q1 2026 | May 15, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | No change | 312 | 1 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2026 | May 07, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -79,400 | -100.0% | Q1 2026 | May 15, 2026 |
| HAMILTON CAPITAL PARTNERS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -17,433 | -100.0% | Q1 2026 | Apr 17, 2026 |
| Quadrature Capital Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -12,621 | -100.0% | Q1 2026 | May 15, 2026 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,344 | -100.0% | Q1 2026 | May 12, 2026 |
| GROUP ONE TRADING LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -638 | -100.0% | Q1 2026 | May 13, 2026 |
| Tower Research Capital LLC (TRC) | History | Closed out | 0 | 0 | — | 0.0% | — | -312 | -100.0% | Q1 2026 | May 15, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 180 | 0 | — | 0.0% | — | -300 | -62.5% | Q1 2026 | May 12, 2026 |
| Vanguard Global Advisers, LLC | History | New | 133 | 0 | — | — | — | +133 | New | Q1 2026 | May 08, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -66 | -100.0% | Q1 2026 | May 15, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 6 | 0 | — | — | — | -14 | -70.0% | Q1 2026 | May 15, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 103 | 0 | — | — | — | +4 | 4.04% | Q1 2026 | May 15, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 102 | 0 | — | — | — | +2 | 2.0% | Q1 2026 | Apr 27, 2026 |
| Farther Finance Advisors, LLC | History | New | 1 | 0 | — | — | — | +1 | New | Q1 2026 | Apr 07, 2026 |
| HUNTINGTON NATIONAL BANK | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NBC SECURITIES, INC. | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 14, 2026 |
| DANSKE BANK A/S | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| Allworth Financial LP | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Russell Investments Group, Ltd. | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Elevated Capital Advisors, LLC | History | No change | 171 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Center for Financial Planning, Inc. | History | No change | 22 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| SHP Wealth Management | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Gleason Group, Inc. | History | No change | 50,000 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 04, 2026 |
| Annis Gardner Whiting Capital Advisors, LLC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Raiffeisen Bank International AG | History | No change | 55 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 24, 2026 |
| Hilton Head Capital Partners, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |