Approach Resources Inc - AREXQ
Detailed investor-level table based on 13F positions.
Early Q4 2019 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 2,424,855 | 55,117 | 0.0% | 0.0% | 1 | +16,732 | 0.69% | Q2 2014 | Aug 11, 2014 |
| JVL Advisors, L.L.C. | History | Reduced | 1,734,398 | 46,448 | 2.89% | 5.43% | 2 | -1,132,774 | -39.51% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,920,878 | 43,662 | 0.01% | 0.01% | 3 | -33,693 | -1.72% | Q2 2014 | Aug 06, 2014 |
| Cove Street Capital, LLC | History | Added to | 1,570,852 | 35,705 | 5.78% | 4.98% | 4 | +302,931 | 23.89% | Q2 2014 | Aug 05, 2014 |
| Boston Partners | History | Reduced | 1,485,550 | 33,766 | 0.06% | 0.06% | 5 | -129,065 | -7.99% | Q2 2014 | Aug 08, 2014 |
| OAK RIDGE INVESTMENTS LLC | History | Added to | 1,335,558 | 30,348 | 0.72% | 0.7% | 6 | +10,777 | 0.81% | Q2 2014 | Aug 04, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | New | 1,147,829 | 26,090 | 0.19% | — | 7 | +1,147,829 | New | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,003,599 | 22,812 | 0.0% | 0.0% | 8 | +18,014 | 1.83% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 915,317 | 20,804 | 0.01% | 0.01% | 9 | +14,590 | 1.62% | Q2 2014 | Aug 08, 2014 |
| MITCHELL GROUP INC | History | Reduced | 898,000 | 20,412 | 1.72% | 2.58% | 10 | -340,800 | -27.51% | Q2 2014 | Jul 30, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 685,835 | 15,589 | 0.05% | 0.0% | 11 | +673,835 | 5615.29% | Q2 2014 | Aug 11, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | Reduced | 396,957 | 9,023 | 0.22% | 0.22% | 12 | -35,399 | -8.19% | Q2 2014 | Aug 06, 2014 |
| SCHAFER CULLEN CAPITAL MANAGEMENT INC | History | Added to | 311,758 | 7,086 | 0.07% | 0.04% | 13 | +130,038 | 71.56% | Q2 2014 | Aug 11, 2014 |
| ABERDEEN ASSET MANAGEMENT PLC/UK | History | Added to | 148,800 | 3,382 | 0.01% | 0.01% | 14 | +55,800 | 60.0% | Q2 2014 | Jul 24, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 135,405 | 3,078 | 0.0% | 0.0% | 15 | +9,744 | 7.75% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 127,091 | 2,889 | 0.01% | 0.01% | 16 | +28,204 | 28.52% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 98,009 | 2,228 | 0.0% | 0.0% | 17 | +7,788 | 8.63% | Q2 2014 | Jul 30, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 78,700 | 1,789 | 0.0% | 0.0% | 18 | -1,500 | -1.87% | Q2 2014 | Aug 05, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Added to | 74,600 | 1,696 | 0.02% | 0.02% | 19 | +4,600 | 6.57% | Q2 2014 | Jul 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 72,655 | 1,651 | 0.0% | 0.0% | 20 | +885 | 1.23% | Q2 2014 | Aug 08, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 68,135 | 1,542 | 0.06% | 0.03% | 21 | +30,096 | 79.12% | Q2 2014 | Jul 16, 2014 |
| Adams Asset Advisors, LLC | History | New | 58,005 | 1,318 | 0.23% | — | 22 | +58,005 | New | Q2 2014 | Jul 10, 2014 |
| NEWGATE CAPITAL MANAGEMENT LLC | History | New | 55,602 | 1,264 | 0.33% | — | 23 | +55,602 | New | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 52,147 | 1,185 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Teton Advisors, Inc. | History | No change | 49,800 | 1,132 | 0.07% | 0.07% | 25 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 49,562 | 1,127 | 0.0% | 0.0% | 26 | +3,858 | 8.44% | Q2 2014 | Aug 06, 2014 |
| Airain ltd | History | Reduced | 46,012 | 1,046 | 0.09% | 0.24% | 27 | -19,586 | -29.86% | Q2 2014 | Aug 05, 2014 |
| Swiss National Bank | History | No change | 41,200 | 936 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 40,668 | 924 | 0.0% | 0.0% | 29 | -30,732 | -43.04% | Q2 2014 | Aug 11, 2014 |
| BlackRock Group LTD | History | Reduced | 39,738 | 903 | 0.0% | 0.0% | 30 | -13,169 | -24.89% | Q2 2014 | Aug 06, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | No change | 39,546 | 899 | 0.03% | 0.03% | 31 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 35,824 | 814 | 0.01% | 0.01% | 32 | +33 | 0.09% | Q2 2014 | Jul 21, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 34,224 | 778 | 0.0% | 0.0% | 33 | +612 | 1.82% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | Added to | 33,510 | 762 | 0.0% | 0.0% | 34 | +3,044 | 9.99% | Q2 2014 | Aug 11, 2014 |
| GLOBEFLEX CAPITAL L P | History | No change | 31,665 | 719 | 0.08% | 0.08% | 35 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 31,581 | 717 | 0.0% | 0.0% | 36 | +2,333 | 7.98% | Q2 2014 | Aug 08, 2014 |
| SYNOVUS FINANCIAL CORP | History | Added to | 30,851 | 703 | 0.02% | 0.01% | 37 | +8,230 | 36.38% | Q2 2014 | Aug 01, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 27,774 | 631 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Arizona State Retirement System | History | Added to | 25,000 | 568 | 0.01% | 0.01% | 39 | +300 | 1.21% | Q2 2014 | Aug 07, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 22,479 | 511 | 0.0% | 14.01% | 40 | -1,195 | -5.05% | Q2 2014 | Aug 06, 2014 |
| SEI TRUST CO | History | No change | 20,844 | 474 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| ProShare Advisors LLC | History | Reduced | 20,471 | 465 | 0.01% | 0.01% | 42 | -15,589 | -43.23% | Q2 2014 | Aug 08, 2014 |
| Cullen Capital Management, LLC | History | Added to | 17,500 | 398 | 0.01% | 0.01% | 43 | +7,600 | 76.77% | Q2 2014 | Aug 11, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 16,500 | 375 | 0.02% | 0.02% | 44 | +100 | 0.61% | Q2 2014 | Jul 30, 2014 |
| Quantbot Technologies LP | History | New | 15,584 | 354 | 0.06% | — | 45 | +15,584 | New | Q2 2014 | Jul 08, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 15,410 | 350 | 0.01% | 0.01% | 46 | +2,703 | 21.27% | Q2 2014 | Jul 11, 2014 |
| Quantitative Systematic Strategies LLC | History | New | 14,453 | 327 | 0.23% | — | 47 | +14,453 | New | Q2 2014 | Jul 14, 2014 |
| MENTA CAPITAL LLC | History | New | 11,500 | 261 | 0.05% | — | 48 | +11,500 | New | Q2 2014 | Aug 05, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 10,200 | 232 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 8,500 | 193 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| EMERALD ADVISERS INC/PA | History | New | 6,194 | 141 | 0.01% | — | 52 | +6,194 | New | Q2 2014 | Jul 17, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 6,200 | 141 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 4,454 | 101 | 0.0% | 0.0% | 53 | +124 | 2.86% | Q2 2014 | Aug 05, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,359 | 76 | 0.0% | — | 54 | +3,359 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,567 | 35 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Wunderlich Securities, Inc. | History | No change | 1,500 | 34 | 0.02% | 0.02% | 56 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,333 | 30 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,095 | 25 | 0.0% | 0.0% | 58 | -5 | -0.45% | Q2 2014 | Aug 06, 2014 |
| Ohio Valley Financial Group | History | No change | 1,000 | 23 | 0.02% | 0.02% | 59 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 338 | 8 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| SMITHFIELD TRUST CO | History | No change | 210 | 5 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| PRIVATE TRUST CO NA | History | No change | 33 | 1 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.76% | — | -5,530,120 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.09% | — | -3,166,074 | -100.0% | Q1 2014 | May 15, 2014 |
| Champlain Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.98% | — | -2,723,685 | -100.0% | Q1 2014 | May 13, 2014 |
| Artisan Partners Limited Partnership | History | Closed out | 0 | 0 | — | 0.07% | — | -1,979,143 | -100.0% | Q1 2014 | May 14, 2014 |
| CAMBIAR INVESTORS LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -1,329,678 | -100.0% | Q1 2014 | May 05, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,329,615 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.01% | — | -1,313,364 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,239,714 | -100.0% | Q1 2014 | May 15, 2014 |
| Walthausen & Co., LLC | History | Closed out | 0 | 0 | — | 1.69% | — | -1,010,570 | -100.0% | Q1 2014 | May 12, 2014 |
| Lubar & Co., Inc | History | Closed out | 0 | 0 | — | 17.07% | — | -978,570 | -100.0% | Q1 2014 | May 13, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -717,237 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -544,739 | -100.0% | Q1 2014 | May 14, 2014 |
| KNOTT DAVID M | History | Closed out | 0 | 0 | — | 1.82% | — | -455,000 | -100.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -433,818 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -428,161 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -345,200 | -100.0% | Q1 2014 | May 16, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.03% | — | -319,000 | -100.0% | Q1 2014 | May 22, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -238,856 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -230,854 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -225,832 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -217,022 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -192,242 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -189,399 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -183,949 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 5.08% | — | -168,808 | -100.0% | Q1 2014 | Aug 08, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.1% | — | -159,965 | -100.0% | Q1 2014 | May 09, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -152,823 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -149,300 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -148,343 | -100.0% | Q1 2014 | May 13, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -145,500 | -100.0% | Q1 2014 | May 16, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.21% | — | -141,893 | -100.0% | Q1 2014 | May 12, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -140,601 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -101,638 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -82,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -82,000 | -100.0% | Q1 2014 | May 05, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -80,933 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -80,834 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -78,624 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -73,255 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -71,500 | -100.0% | Q1 2014 | May 15, 2014 |
| LUCAS CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.45% | — | -66,900 | -100.0% | Q1 2014 | May 06, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.04% | — | -64,790 | -100.0% | Q1 2014 | May 06, 2014 |
| Coe Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -64,309 | -100.0% | Q1 2014 | May 14, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.02% | — | -64,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -63,477 | -100.0% | Q1 2014 | May 08, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -59,550 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -59,105 | -100.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -48,637 | -100.0% | Q1 2014 | May 15, 2014 |
| KING INVESTMENT ADVISORS INC/TX | History | Closed out | 0 | 0 | — | 0.41% | — | -42,985 | -100.0% | Q1 2014 | May 14, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -42,116 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -37,620 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -36,100 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -35,958 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -33,032 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.0% | — | -31,700 | -100.0% | Q1 2014 | May 30, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,647 | -100.0% | Q1 2014 | Apr 22, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,329 | -100.0% | Q1 2014 | May 13, 2014 |
| ALPS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -27,900 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -26,672 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,635 | -100.0% | Q1 2014 | May 14, 2014 |
| WILLIAMS JONES & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,400 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -26,293 | -100.0% | Q1 2014 | May 19, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,632 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,530 | -100.0% | Q1 2014 | May 15, 2014 |
| Hatteras Alternative Mutual Funds, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -21,047 | -100.0% | Q1 2014 | May 09, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,512 | -100.0% | Q1 2014 | May 09, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -18,139 | -100.0% | Q1 2014 | May 07, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -18,000 | -100.0% | Q1 2014 | May 08, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,352 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -17,200 | -100.0% | Q1 2014 | May 14, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.3% | — | -16,688 | -100.0% | Q1 2014 | Jun 02, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -16,622 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -16,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -15,442 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -15,439 | -100.0% | Q1 2014 | May 16, 2014 |
| BB&T SECURITIES, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,335 | -100.0% | Q1 2014 | Apr 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,512 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -12,900 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,299 | -100.0% | Q1 2014 | May 23, 2014 |
| SYMONS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -11,660 | -100.0% | Q1 2014 | May 07, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -9,351 | -100.0% | Q1 2014 | May 15, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -8,609 | -100.0% | Q1 2014 | May 14, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.02% | — | -5,400 | -100.0% | Q1 2014 | May 13, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,335 | -100.0% | Q1 2014 | May 14, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,657 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,596 | -100.0% | Q1 2014 | May 02, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,650 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,400 | -100.0% | Q1 2014 | May 14, 2014 |
| EARNEST PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,100 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,028 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -151 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 14, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -29 | -100.0% | Q1 2014 | May 23, 2014 |