Global X Funds - ASEA
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Boothe Investment Group, Inc. | History | Added to | 751,426 | 13,773 | 4.93% | 4.58% | 1 | +20,554 | 2.81% | Q4 2025 | Feb 03, 2026 |
| Cetera Investment Advisers | History | Added to | 136,236 | 2,497 | 0.0% | 0.0% | 2 | +9,233 | 7.27% | Q4 2025 | Feb 17, 2026 |
| Barry Investment Advisors, LLC | History | Reduced | 88,166 | 1,648 | 0.37% | 0.39% | 3 | -12,132 | -12.1% | Q4 2025 | Feb 09, 2026 |
| Bravera Wealth | History | New | 66,569 | 1,220 | 0.61% | — | 4 | +66,569 | New | Q4 2025 | Apr 22, 2026 |
| ROYAL BANK OF CANADA | History | New | 57,412 | 1,052 | 0.0% | — | 5 | +57,412 | New | Q4 2025 | Feb 17, 2026 |
| Corecam Pte. Ltd. | History | New | 44,100 | 808 | 0.42% | — | 6 | +44,100 | New | Q4 2025 | Mar 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 35,454 | 649 | 0.0% | 0.0% | 7 | +27,011 | 319.92% | Q4 2025 | Feb 17, 2026 |
| ES4, LLC | History | New | 32,488 | 595 | 0.41% | — | 8 | +32,488 | New | Q4 2025 | Feb 13, 2026 |
| MONECO ADVISORS, LLC | History | New | 30,014 | 550 | 0.04% | — | 9 | +30,014 | New | Q4 2025 | Feb 04, 2026 |
| JANE STREET GROUP, LLC | History | New | 29,046 | 532 | 0.0% | — | 10 | +29,046 | New | Q4 2025 | Feb 12, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 26,921 | 493 | 0.0% | 0.0% | 11 | +1,360 | 5.32% | Q4 2025 | Feb 18, 2026 |
| IEQ CAPITAL, LLC | History | Reduced | 24,889 | 456 | 0.0% | 0.0% | 12 | -1,456 | -5.53% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 21,985 | 402 | 0.0% | 0.0% | 13 | -4,527 | -17.08% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Added to | 21,930 | 401 | 0.0% | 0.0% | 14 | +198 | 0.91% | Q4 2025 | Feb 11, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 21,026 | 385 | 0.0% | — | 15 | +21,026 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 7,057 | 129 | 0.0% | 0.0% | 16 | +979 | 16.11% | Q4 2025 | Jan 29, 2026 |
| CIBC Private Wealth Group LLC | History | New | 6,900 | 126 | 0.0% | — | 17 | +6,900 | New | Q4 2025 | Feb 12, 2026 |
| TD Waterhouse Canada Inc. | History | New | 4,361 | 79 | 0.0% | — | 18 | +4,361 | New | Q4 2025 | Jan 27, 2026 |
| Kestra Advisory Services, LLC | History | New | 3,103 | 56 | 0.0% | — | 19 | +3,103 | New | Q4 2025 | Feb 13, 2026 |
| Colonial Trust Advisors | History | New | 3,041 | 55 | 0.0% | — | 20 | +3,041 | New | Q4 2025 | Feb 12, 2026 |
| EFG International AG | History | New | 2,150 | 39 | 0.0% | — | 21 | +2,150 | New | Q4 2025 | Feb 17, 2026 |
| Fourth Dimension Wealth, LLC | History | No change | 1,914 | 35 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| TFC Financial Management, Inc. | History | No change | 1,397 | 25 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| 4Thought Financial Group Inc. | History | Added to | 1,268 | 23 | 0.01% | 0.01% | 24 | +2 | 0.16% | Q4 2025 | Jan 29, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | Reduced | 824 | 15 | 0.0% | 0.0% | 25 | -1,910 | -69.86% | Q4 2025 | Feb 06, 2026 |
| Farther Finance Advisors, LLC | History | No change | 536 | 9 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Jan 23, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 325 | 5 | 0.0% | 0.0% | 27 | +5 | 1.56% | Q4 2025 | Feb 12, 2026 |
| PRIVATE TRUST CO NA | History | New | 265 | 4 | 0.0% | — | 28 | +265 | New | Q4 2025 | Jan 26, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 238 | 4 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Algorithmic Investment Models, LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -62,762 | -100.0% | Q3 2025 | Nov 10, 2025 |
| PRINCIPAL SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,772 | -100.0% | Q3 2025 | Nov 12, 2025 |
| EDMOND DE ROTHSCHILD HOLDING S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -133 | -100.0% | Q3 2025 | Nov 12, 2025 |