Applied UV, Inc. - AUVI

Detailed investor-level table based on 13F positions.
Early Q2 2024 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q1 2023 · Compare: Q4 2022
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
ADVISOR GROUP HOLDINGS, INC. History Added to 124,688 109 0.0% 0.0% 1 +43,080 52.79% Q1 2023 May 12, 2023
VANGUARD GROUP INC History Reduced 72,723 63 0.0% 0.0% 2 -34,060 -31.9% Q1 2023 Jul 14, 2023
GEODE CAPITAL MANAGEMENT, LLC History Reduced 34,378 30 0.0% 0.0% 3 -585 -1.67% Q1 2023 May 15, 2023
STATE STREET CORP History No change 27,684 24 0.0% 0.0% 4 0 0.0% Q1 2023 May 15, 2023
LPL Financial LLC History New 19,500 17 0.0% 5 +19,500 New Q1 2023 May 10, 2023
TWO SIGMA INVESTMENTS, LP History New 17,542 15 0.0% 6 +17,542 New Q1 2023 May 15, 2023
NORTHERN TRUST CORP History No change 12,073 10 0.0% 0.0% 7 0 0.0% Q1 2023 May 15, 2023
Tower Research Capital LLC (TRC) History Added to 8,355 7 0.0% 0.0% 8 +3,407 68.86% Q1 2023 May 09, 2023
UBS Group AG History Added to 6,492 5 0.0% 9 +5,497 552.46% Q1 2023 May 12, 2023
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Closed out 0 0 0.0% -10,335 -100.0% Q4 2022 Feb 14, 2023
MORGAN STANLEY History Reduced 538 0 0.0% -3,225 -85.7% Q1 2023 May 15, 2023
ROYAL BANK OF CANADA History Closed out 0 0 0.0% -2,000 -100.0% Q4 2022 Feb 14, 2023
BANK OF AMERICA CORP /DE/ History Closed out 0 0 0.0% -1,909 -100.0% Q4 2022 Feb 10, 2023
WELLS FARGO & COMPANY/MN History Added to 72 0 +27 60.0% Q1 2023 May 12, 2023