ANAVEX LIFE SCIENCES CORP. - AVXL
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | Added to | 7,609,618 | 23,361 | 0.0% | 0.0% | 1 | +83,488 | 1.11% | Q1 2026 | May 13, 2026 |
| VANGUARD GROUP INC | History | No change | 5,028,534 | 17,901 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| STATE STREET CORP | History | Added to | 4,512,028 | 13,851 | 0.0% | 0.0% | 3 | +128,622 | 2.93% | Q1 2026 | May 15, 2026 |
| VANGUARD CAPITAL MANAGEMENT LLC | History | New | 3,863,950 | 11,862 | 0.0% | — | 4 | +3,863,950 | New | Q1 2026 | May 15, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 3,247,888 | 9,971 | 0.01% | 0.01% | 5 | +1,594,192 | 96.4% | Q1 2026 | May 15, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 2,188,275 | 6,719 | 0.0% | 0.0% | 6 | +165,363 | 8.17% | Q1 2026 | May 15, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 1,539,563 | 4,726 | 0.0% | 0.0% | 7 | +158,864 | 11.51% | Q1 2026 | May 15, 2026 |
| TWO SIGMA ADVISERS, LP | History | No change | 1,209,570 | 4,306 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,172,035 | 3,598 | 0.0% | 0.0% | 9 | +128,896 | 12.36% | Q1 2026 | May 15, 2026 |
| Summit Financial, LLC | History | Added to | 940,455 | 2,887 | 0.04% | 0.05% | 10 | +37,063 | 4.1% | Q1 2026 | May 15, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 863,150 | 2,649 | 0.0% | 0.0% | 11 | +338,961 | 64.66% | Q1 2026 | May 15, 2026 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 804,435 | 2,469 | 0.0% | 0.0% | 12 | -68,533 | -7.85% | Q1 2026 | May 15, 2026 |
| VANGUARD PORTFOLIO MANAGEMENT LLC | History | New | 783,148 | 2,404 | 0.0% | — | 13 | +783,148 | New | Q1 2026 | May 08, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 756,792 | 2,323 | 0.0% | 0.0% | 14 | +606,977 | 405.15% | Q1 2026 | May 15, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 756,558 | 2,322 | 0.0% | 0.0% | 15 | +87,602 | 13.1% | Q1 2026 | May 15, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 725,187 | 2,226 | 0.0% | 0.0% | 16 | -13,055 | -1.77% | Q1 2026 | May 14, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 725,003 | 2,225 | 0.0% | 0.0% | 17 | -135,152 | -15.71% | Q1 2026 | May 12, 2026 |
| HRT FINANCIAL LP | History | New | 657,877 | 2,019 | 0.01% | — | 18 | +657,877 | New | Q1 2026 | May 14, 2026 |
| VANGUARD FIDUCIARY TRUST CO | History | New | 647,169 | 1,986 | 0.0% | — | 19 | +647,169 | New | Q1 2026 | May 08, 2026 |
| UBS Group AG | History | Added to | 569,956 | 1,749 | 0.0% | 0.0% | 20 | +110,562 | 24.07% | Q1 2026 | May 05, 2026 |
| BARCLAYS PLC | History | Added to | 538,277 | 1,652 | 0.0% | 0.0% | 21 | +45,105 | 9.15% | Q1 2026 | May 14, 2026 |
| FEDERATED HERMES, INC. | History | Added to | 532,252 | 1,634 | 0.0% | 0.0% | 22 | +164,411 | 44.7% | Q1 2026 | May 11, 2026 |
| GREAT POINT PARTNERS LLC | History | New | 521,300 | 1,600 | 0.37% | — | 23 | +521,300 | New | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 499,700 | 1,534 | 0.01% | 0.01% | 24 | +79,900 | 19.03% | Q1 2026 | Apr 24, 2026 |
| DIADEMA PARTNERS LP | History | Added to | 477,600 | 1,466 | 0.25% | 0.09% | 25 | +337,000 | 239.69% | Q1 2026 | May 15, 2026 |
| MARSHALL WACE, LLP | History | Added to | 419,497 | 1,287 | 0.0% | 0.0% | 26 | +237,307 | 130.25% | Q1 2026 | May 14, 2026 |
| LPL Financial LLC | History | Reduced | 418,640 | 1,285 | 0.0% | 0.0% | 27 | -110,142 | -20.83% | Q1 2026 | May 06, 2026 |
| MORGAN STANLEY | History | Reduced | 357,747 | 1,098 | 0.0% | 0.0% | 28 | -117,109 | -24.66% | Q1 2026 | May 15, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 276,800 | 849 | 0.0% | 0.0% | 29 | +251,378 | 988.82% | Q1 2026 | May 14, 2026 |
| XTX Topco Ltd | History | Added to | 258,071 | 792 | 0.01% | 0.01% | 30 | +159,013 | 160.53% | Q1 2026 | May 15, 2026 |
| PVG ASSET MANAGEMENT CORP | History | No change | 216,295 | 770 | 1.64% | 1.64% | 31 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Bank of New York Mellon Corp | History | Added to | 247,849 | 760 | 0.0% | 0.0% | 32 | +3,794 | 1.55% | Q1 2026 | May 05, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 236,804 | 726 | 0.0% | 0.0% | 33 | +135,784 | 134.41% | Q1 2026 | May 12, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 219,090 | 672 | 0.0% | 0.0% | 34 | -53,141 | -19.52% | Q1 2026 | May 15, 2026 |
| Apella Capital, LLC | History | Added to | 153,006 | 556 | 0.01% | 0.01% | 35 | +15,000 | 10.87% | Q1 2026 | Apr 20, 2026 |
| Nuveen, LLC | History | Added to | 169,156 | 519 | 0.0% | 0.0% | 36 | +779 | 0.46% | Q1 2026 | Apr 30, 2026 |
| Rafferty Asset Management, LLC | History | Reduced | 143,750 | 441 | 0.0% | 0.0% | 37 | -12,551 | -8.03% | Q1 2026 | May 15, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Added to | 138,300 | 424 | 0.0% | 0.0% | 38 | +42,400 | 44.21% | Q1 2026 | May 15, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 115,200 | 410 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 129,175 | 396 | 0.0% | 0.0% | 40 | +41,501 | 47.34% | Q1 2026 | May 04, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 119,475 | 366 | 0.04% | 0.05% | 41 | +2,095 | 1.78% | Q1 2026 | May 01, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | Added to | 117,805 | 361 | 0.04% | 0.05% | 42 | +109 | 0.09% | Q1 2026 | Apr 16, 2026 |
| Creative Planning | History | Added to | 108,349 | 332 | 0.0% | 0.0% | 43 | +35,604 | 48.94% | Q1 2026 | May 12, 2026 |
| HSBC HOLDINGS PLC | History | Added to | 107,856 | 330 | 0.0% | 0.0% | 44 | +79,072 | 274.71% | Q1 2026 | Apr 30, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 106,138 | 325 | 0.0% | 0.0% | 45 | -1,266 | -1.18% | Q1 2026 | May 12, 2026 |
| Hikari Power Ltd | History | No change | 85,585 | 263 | 0.02% | 0.02% | 46 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 79,445 | 243 | 0.0% | 0.0% | 47 | -54,375 | -40.63% | Q1 2026 | May 11, 2026 |
| ALPS ADVISORS INC | History | Added to | 75,443 | 231 | 0.0% | 0.0% | 48 | +2,082 | 2.84% | Q1 2026 | May 08, 2026 |
| DEUTSCHE BANK AG\ | History | Added to | 74,895 | 229 | 0.0% | 0.0% | 49 | +5,348 | 7.69% | Q1 2026 | May 06, 2026 |
| AMERIPRISE FINANCIAL INC | History | Added to | 74,373 | 228 | 0.0% | 0.0% | 50 | +5,848 | 8.53% | Q1 2026 | May 15, 2026 |
| Invesco Ltd. | History | Added to | 72,430 | 222 | 0.0% | 0.0% | 51 | +26,943 | 59.23% | Q1 2026 | May 12, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 72,381 | 222 | 0.01% | 0.01% | 52 | +3,877 | 5.66% | Q1 2026 | May 14, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 71,908 | 220 | 0.0% | 0.0% | 53 | -652 | -0.9% | Q1 2026 | May 13, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 69,638 | 213 | 0.0% | 0.0% | 54 | +14,911 | 27.25% | Q1 2026 | May 15, 2026 |
| IEQ CAPITAL, LLC | History | New | 69,101 | 212 | 0.0% | — | 55 | +69,101 | New | Q1 2026 | May 14, 2026 |
| LexAurum Advisors, LLC | History | New | 67,450 | 207 | 0.03% | — | 57 | +67,450 | New | Q1 2026 | Apr 13, 2026 |
| Carnegie Investment Counsel | History | No change | 67,578 | 207 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2026 | May 01, 2026 |
| Walleye Capital LLC | History | Added to | 66,298 | 203 | 0.0% | 0.0% | 58 | +5,289 | 8.67% | Q1 2026 | May 13, 2026 |
| PROFUND ADVISORS LLC | History | Added to | 64,223 | 197 | 0.01% | 0.01% | 59 | +6,251 | 10.78% | Q1 2026 | Apr 24, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 63,226 | 195 | 0.0% | 0.0% | 60 | +16,947 | 36.62% | Q1 2026 | May 15, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 62,092 | 190 | 0.0% | 0.0% | 61 | -1,595 | -2.5% | Q1 2026 | May 08, 2026 |
| Quadrature Capital Ltd | History | New | 60,336 | 185 | 0.0% | — | 62 | +60,336 | New | Q1 2026 | May 15, 2026 |
| Quantinno Capital Management LP | History | Added to | 54,547 | 167 | 0.0% | 0.0% | 63 | +8,836 | 19.33% | Q1 2026 | May 15, 2026 |
| Cetera Investment Advisers | History | Added to | 54,137 | 166 | 0.0% | 0.0% | 64 | +11,281 | 26.32% | Q1 2026 | May 13, 2026 |
| Mariner, LLC | History | Added to | 52,921 | 162 | 0.0% | 0.0% | 65 | +14,100 | 36.32% | Q1 2026 | May 13, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 49,802 | 150 | 0.0% | 0.0% | 66 | +1,875 | 3.91% | Q1 2026 | May 15, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 48,600 | 149 | 0.0% | 0.0% | 67 | +400 | 0.83% | Q1 2026 | May 04, 2026 |
| SIMPLEX TRADING, LLC | History | New | 47,867 | 146 | 0.0% | — | 68 | +47,867 | New | Q1 2026 | May 14, 2026 |
| Hayek Kallen Investment Management | History | New | 47,109 | 145 | 0.05% | — | 69 | +47,109 | New | Q1 2026 | May 15, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 50,169 | 141 | 0.0% | 0.0% | 70 | -6,368 | -11.26% | Q1 2026 | May 13, 2026 |
| D. E. Shaw & Co., Inc. | History | Reduced | 44,856 | 137 | 0.0% | 0.0% | 71 | -144 | -0.32% | Q1 2026 | May 15, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 43,447 | 133 | 0.01% | 0.05% | 72 | -112,432 | -72.13% | Q1 2026 | May 08, 2026 |
| TUDOR INVESTMENT CORP ET AL | History | New | 42,708 | 131 | 0.0% | — | 73 | +42,708 | New | Q1 2026 | May 15, 2026 |
| Snowden Capital Advisors LLC | History | Reduced | 41,114 | 126 | 0.0% | 0.0% | 74 | -1,603 | -3.75% | Q1 2026 | May 14, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 40,693 | 124 | 0.0% | 0.0% | 75 | +8,253 | 25.44% | Q1 2026 | May 13, 2026 |
| Foster Victor Wealth Advisors, LLC | History | No change | 39,925 | 124 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q1 2026 | Apr 20, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 38,640 | 118 | 0.0% | 0.0% | 77 | +6,905 | 21.76% | Q1 2026 | May 15, 2026 |
| Opus Capital Group, LLC | History | No change | 37,700 | 116 | 0.01% | 0.01% | 78 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 35,430 | 108 | 0.0% | 0.0% | 79 | -290 | -0.81% | Q1 2026 | May 14, 2026 |
| CWM, LLC | History | Added to | 34,760 | 106 | 0.0% | 0.0% | 80 | +33,349 | 2363.5% | Q1 2026 | May 14, 2026 |
| Vanguard Global Advisers, LLC | History | New | 34,108 | 104 | 0.0% | — | 81 | +34,108 | New | Q1 2026 | May 08, 2026 |
| Atria Investments, Inc | History | Added to | 33,229 | 102 | 0.0% | 0.0% | 82 | +9,889 | 42.37% | Q1 2026 | May 05, 2026 |
| CHOREO, LLC | History | Reduced | 31,499 | 96 | 0.0% | 0.0% | 83 | -492 | -1.54% | Q1 2026 | May 12, 2026 |
| Independent Advisor Alliance | History | Reduced | 30,576 | 93 | 0.0% | 0.0% | 84 | -19,500 | -38.94% | Q1 2026 | May 12, 2026 |
| Forum Financial Management, LP | History | Reduced | 30,100 | 92 | 0.0% | 0.0% | 85 | -40 | -0.13% | Q1 2026 | Apr 23, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 29,535 | 88 | 0.0% | 0.0% | 87 | +14,982 | 102.95% | Q1 2026 | Apr 08, 2026 |
| CITIGROUP INC | History | Added to | 28,981 | 88 | 0.0% | 0.0% | 86 | +3,336 | 13.01% | Q1 2026 | May 11, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Added to | 28,413 | 87 | 0.0% | 0.0% | 88 | +19,456 | 217.22% | Q1 2026 | May 12, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 27,238 | 83 | 0.0% | 0.0% | 89 | +6 | 0.02% | Q1 2026 | May 07, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 24,351 | 74 | 0.0% | 0.0% | 90 | -15,159 | -38.37% | Q1 2026 | May 15, 2026 |
| TWO SIGMA SECURITIES, LLC | History | Added to | 24,201 | 74 | 0.01% | 0.01% | 91 | +2,733 | 12.73% | Q1 2026 | May 15, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | Reduced | 23,599 | 72 | 0.0% | 0.0% | 92 | -13,346 | -36.12% | Q1 2026 | May 08, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 23,000 | 70 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 23,092 | 70 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 22,433 | 68 | 0.0% | 0.0% | 95 | +5,777 | 34.68% | Q1 2026 | May 14, 2026 |
| Innovative Asset Advisors Group, LLC | History | New | 21,100 | 64 | 0.04% | — | 96 | +21,100 | New | Q1 2026 | May 12, 2026 |
| Virtu Financial LLC | History | New | 20,609 | 63 | 0.0% | — | 97 | +20,609 | New | Q1 2026 | May 14, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 20,345 | 62 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Dana Investment Advisors, Inc. | History | No change | 20,406 | 62 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Hamilton Point Investment Advisors, LLC | History | No change | 20,300 | 62 | 0.01% | 0.01% | 100 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Connor, Clark & Lunn Investment Management Ltd. | History | New | 19,655 | 60 | 0.0% | — | 101 | +19,655 | New | Q1 2026 | May 11, 2026 |
| Strategic Family Wealth Counselors, L.L.C. | History | New | 19,045 | 58 | 0.02% | — | 103 | +19,045 | New | Q1 2026 | May 11, 2026 |
| Walleye Trading LLC | History | Reduced | 19,200 | 58 | 0.0% | 0.0% | 102 | -2,600 | -11.93% | Q1 2026 | May 08, 2026 |
| Corient Private Wealth LLC | History | New | 18,404 | 56 | 0.0% | — | 104 | +18,404 | New | Q1 2026 | May 15, 2026 |
| E Fund Management Co., Ltd. | History | New | 18,070 | 55 | 0.0% | — | 107 | +18,070 | New | Q1 2026 | Apr 13, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 18,094 | 55 | 0.0% | 0.0% | 106 | +10,542 | 139.59% | Q1 2026 | May 14, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 18,209 | 55 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2026 | May 06, 2026 |
| Thomasville National Bank | History | No change | 15,000 | 53 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Headlands Technologies LLC | History | New | 17,167 | 52 | 0.01% | — | 109 | +17,167 | New | Q1 2026 | May 13, 2026 |
| ProShare Advisors LLC | History | Reduced | 16,829 | 51 | 0.0% | 0.0% | 110 | -2,395 | -12.46% | Q1 2026 | Apr 24, 2026 |
| China Universal Asset Management Co., Ltd. | History | Added to | 16,445 | 50 | 0.0% | 0.0% | 111 | +1,886 | 12.95% | Q1 2026 | Apr 27, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 16,000 | 49 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Legal & General Group Plc | History | Reduced | 15,474 | 47 | 0.0% | 0.0% | 113 | -71,426 | -82.19% | Q1 2026 | May 08, 2026 |
| Integrated Wealth Concepts LLC | History | Added to | 15,528 | 47 | 0.0% | 0.0% | 114 | +2,532 | 19.48% | Q1 2026 | May 15, 2026 |
| October Effect Ltd | History | Reduced | 15,250 | 46 | 0.05% | 0.18% | 116 | -31,030 | -67.05% | Q1 2026 | Apr 21, 2026 |
| GROUP ONE TRADING LLC | History | New | 15,058 | 46 | 0.0% | — | 118 | +15,058 | New | Q1 2026 | May 13, 2026 |
| MERCER GLOBAL ADVISORS INC /ADV | History | New | 15,005 | 46 | 0.0% | — | 117 | +15,005 | New | Q1 2026 | May 15, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 14,960 | 46 | 0.0% | 0.0% | 115 | -7,100 | -32.18% | Q1 2026 | Apr 30, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 14,980 | 45 | 0.0% | 0.0% | 119 | -655 | -4.19% | Q1 2026 | May 12, 2026 |
| Tower Research Capital LLC (TRC) | History | Added to | 14,548 | 44 | 0.0% | 0.0% | 120 | +8,153 | 127.49% | Q1 2026 | May 15, 2026 |
| Cerity Partners LLC | History | New | 14,170 | 43 | 0.0% | — | 123 | +14,170 | New | Q1 2026 | May 15, 2026 |
| HBW ADVISORY SERVICES LLC | History | Added to | 14,016 | 43 | 0.0% | 0.0% | 121 | +2,877 | 25.83% | Q1 2026 | May 04, 2026 |
| Graetz Wealth LLC | History | No change | 14,044 | 43 | 0.04% | 0.04% | 122 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| PRUDENTIAL FINANCIAL INC | History | New | 12,975 | 39 | 0.0% | — | 124 | +12,975 | New | Q1 2026 | May 13, 2026 |
| Advisory Alpha, LLC | History | No change | 12,333 | 37 | 0.0% | 0.0% | 125 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Yukon Wealth Management, Inc. | History | Reduced | 12,045 | 36 | 0.02% | 0.04% | 126 | -6,000 | -33.25% | Q1 2026 | Apr 30, 2026 |
| AXQ CAPITAL, LP | History | Reduced | 11,421 | 35 | 0.0% | 0.02% | 128 | -13,575 | -54.31% | Q1 2026 | May 13, 2026 |
| SEI INVESTMENTS CO | History | No change | 11,611 | 35 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| BNC WEALTH MANAGEMENT, LLC | History | Reduced | 11,250 | 34 | 0.01% | 0.01% | 129 | -1,000 | -8.16% | Q1 2026 | Apr 13, 2026 |
| Focus Partners Wealth | History | New | 10,612 | 32 | 0.0% | — | 131 | +10,612 | New | Q1 2026 | May 14, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Added to | 10,513 | 32 | 0.0% | 0.0% | 130 | +24 | 0.23% | Q1 2026 | Apr 27, 2026 |
| VICTORY CAPITAL MANAGEMENT INC | History | New | 10,275 | 31 | 0.0% | — | 132 | +10,275 | New | Q1 2026 | May 15, 2026 |
| Premier Path Wealth Partners, LLC | History | No change | 10,000 | 30 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2026 | Apr 23, 2026 |
| FMR LLC | History | Reduced | 8,495 | 26 | 0.0% | 0.0% | 134 | -5,934 | -41.13% | Q1 2026 | May 15, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 6,984 | 21 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| AlphaQuest LLC | History | No change | 6,036 | 21 | 0.0% | 0.0% | 136 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 6,340 | 19 | 0.0% | 0.0% | 137 | -584 | -8.43% | Q1 2026 | May 08, 2026 |
| N.E.W. Advisory Services LLC | History | Added to | 5,893 | 18 | 0.0% | 0.0% | 138 | +3,600 | 157.0% | Q1 2026 | May 04, 2026 |
| US BANCORP \DE\ | History | Added to | 5,670 | 17 | 0.0% | 0.0% | 139 | +670 | 13.4% | Q1 2026 | May 14, 2026 |
| ROYAL BANK OF CANADA | History | Reduced | 4,727 | 15 | 0.0% | 0.0% | 140 | -10,758 | -69.47% | Q1 2026 | May 15, 2026 |
| FIFTH THIRD BANCORP | History | New | 5,113 | 15 | 0.0% | — | 141 | +5,113 | New | Q1 2026 | May 01, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 4,764 | 14 | 0.0% | 0.0% | 142 | -73,241 | -93.89% | Q1 2026 | May 15, 2026 |
| Caitong International Asset Management Co., Ltd | History | New | 4,843 | 14 | 0.0% | — | 144 | +4,843 | New | Q1 2026 | May 11, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 4,834 | 14 | 0.0% | 0.0% | 143 | +492 | 11.33% | Q1 2026 | May 04, 2026 |
| COMERICA BANK | History | No change | 3,610 | 12 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| Activest Wealth Management | History | No change | 4,001 | 12 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q1 2026 | Apr 15, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Reduced | 3,470 | 9 | 0.0% | 0.0% | 147 | -1,798 | -34.13% | Q1 2026 | May 15, 2026 |
| Millstone Evans Group, LLC | History | No change | 3,000 | 9 | 0.01% | 0.01% | 148 | 0 | 0.0% | Q1 2026 | Apr 30, 2026 |
| Spire Wealth Management | History | No change | 2,645 | 8 | 0.0% | 0.0% | 149 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 2,392 | 7 | 0.0% | 0.0% | 150 | -500 | -17.29% | Q1 2026 | May 07, 2026 |
| Farther Finance Advisors, LLC | History | Added to | 2,251 | 6 | 0.0% | — | 154 | +2,168 | 2612.05% | Q1 2026 | Apr 07, 2026 |
| Allworth Financial LP | History | Added to | 1,965 | 6 | 0.0% | — | 151 | +1,861 | 1789.42% | Q1 2026 | May 14, 2026 |
| Vermillion Wealth Management, Inc. | History | Reduced | 2,000 | 6 | 0.0% | 0.0% | 153 | -1,177 | -37.05% | Q1 2026 | Apr 17, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Added to | 1,994 | 6 | 0.0% | 0.0% | 155 | +239 | 13.62% | Q1 2026 | Apr 15, 2026 |
| IFP Advisors, Inc | History | Added to | 2,090 | 6 | 0.0% | 0.0% | 152 | +90 | 4.5% | Q1 2026 | Apr 13, 2026 |
| Quantbot Technologies LP | History | New | 1,730 | 5 | 0.0% | — | 158 | +1,730 | New | Q1 2026 | May 13, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 1,941 | 5 | 0.0% | 0.0% | 157 | +1,035 | 114.24% | Q1 2026 | May 15, 2026 |
| IAG Wealth Partners, LLC | History | No change | 1,880 | 5 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q1 2026 | Apr 29, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 1,500 | 4 | 0.0% | 0.0% | 159 | -303,700 | -99.51% | Q1 2026 | May 14, 2026 |
| MAI Capital Management | History | Added to | 1,409 | 4 | 0.0% | 0.0% | 160 | +1,099 | 354.52% | Q1 2026 | May 15, 2026 |
| Steward Partners Investment Advisory, LLC | History | Reduced | 1,500 | 4 | 0.0% | 0.0% | 161 | -819 | -35.32% | Q1 2026 | May 08, 2026 |
| SBI Securities Co., Ltd. | History | No change | 1,579 | 4 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Kilter Group LLC | History | No change | 1,597 | 4 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| EverSource Wealth Advisors, LLC | History | New | 1,253 | 3 | 0.0% | — | 167 | +1,253 | New | Q1 2026 | May 15, 2026 |
| Advisory Services Network, LLC | History | New | 1,200 | 3 | 0.0% | — | 166 | +1,200 | New | Q1 2026 | May 15, 2026 |
| Essential Partners LLC | History | Added to | 1,149 | 3 | 0.0% | — | 165 | +1,139 | 11390.0% | Q1 2026 | May 21, 2026 |
| POM Investment Strategies, LLC | History | No change | 1,000 | 3 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q1 2026 | May 11, 2026 |
| Aster Capital Management (DIFC) Ltd | History | New | 288 | 2 | 0.0% | — | 170 | +288 | New | Q1 2026 | May 13, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 871 | 2 | 0.0% | 0.0% | 169 | -168 | -16.17% | Q1 2026 | Apr 07, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 850 | 2 | 0.0% | 0.0% | 168 | -35 | -3.95% | Q1 2026 | May 15, 2026 |
| Larson Financial Group LLC | History | Reduced | 614 | 1 | 0.0% | 0.0% | 177 | -625 | -50.44% | Q1 2026 | May 15, 2026 |
| Arax Advisory Partners | History | Added to | 634 | 1 | 0.0% | — | 175 | +624 | 6240.0% | Q1 2026 | May 13, 2026 |
| Versant Capital Management, Inc | History | New | 417 | 1 | 0.0% | — | 181 | +417 | New | Q1 2026 | Apr 06, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Added to | 484 | 1 | 0.0% | — | 171 | +372 | 332.14% | Q1 2026 | May 07, 2026 |
| Parallel Advisors, LLC | History | Added to | 644 | 1 | 0.0% | 0.0% | 176 | +205 | 46.7% | Q1 2026 | May 07, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Added to | 394 | 1 | 0.0% | 0.0% | 172 | +74 | 23.13% | Q1 2026 | Apr 30, 2026 |
| GAMMA Investing LLC | History | Reduced | 380 | 1 | 0.0% | 0.0% | 178 | -64 | -14.41% | Q1 2026 | Apr 06, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | No change | 627 | 1 | 0.0% | 0.0% | 173 | 0 | 0.0% | Q1 2026 | May 08, 2026 |
| Sterling Capital Management LLC | History | No change | 561 | 1 | 0.0% | 0.0% | 174 | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |
| Clayton Financial Group LLC | History | No change | 500 | 1 | 0.0% | 0.0% | 179 | 0 | 0.0% | Q1 2026 | Apr 13, 2026 |
| AMERIFLEX GROUP, INC. | History | No change | 423 | 1 | 0.0% | 0.0% | 180 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| NWAM LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -870,796 | -100.0% | Q1 2026 | May 04, 2026 |
| Caption Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -414,838 | -100.0% | Q1 2026 | May 15, 2026 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -388,718 | -100.0% | Q1 2026 | May 15, 2026 |
| Sculptor Capital LP | History | Closed out | 0 | 0 | — | 0.01% | — | -311,800 | -100.0% | Q1 2026 | May 15, 2026 |
| Point72 Asset Management, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -278,018 | -100.0% | Q1 2026 | May 15, 2026 |
| Swiss National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -164,400 | -100.0% | Q1 2026 | May 07, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Reduced | 222 | 0 | — | 0.0% | — | -161,902 | -99.86% | Q1 2026 | May 13, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 19 | 0 | — | 0.0% | — | -64,928 | -99.97% | Q1 2026 | May 15, 2026 |
| SIG BROKERAGE, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -62,000 | -100.0% | Q1 2026 | May 15, 2026 |
| Squarepoint Ops LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,363 | -100.0% | Q1 2026 | May 15, 2026 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -55,223 | -100.0% | Q1 2026 | May 15, 2026 |
| Schonfeld Strategic Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,195 | -100.0% | Q1 2026 | May 15, 2026 |
| JANUS HENDERSON GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,000 | -100.0% | Q1 2026 | May 18, 2026 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -35,200 | -100.0% | Q1 2026 | May 15, 2026 |
| NewEdge Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,231 | -100.0% | Q1 2026 | May 15, 2026 |
| Arizona State Retirement System | History | Closed out | 0 | 0 | — | 0.0% | — | -23,386 | -100.0% | Q1 2026 | May 01, 2026 |
| Pictet Asset Management Holding SA | History | Closed out | 0 | 0 | — | 0.0% | — | -19,603 | -100.0% | Q1 2026 | Apr 22, 2026 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,927 | -100.0% | Q1 2026 | Apr 16, 2026 |
| SAXON INTERESTS, INC. | History | Closed out | 0 | 0 | — | 0.02% | — | -16,998 | -100.0% | Q1 2026 | Apr 29, 2026 |
| KLP KAPITALFORVALTNING AS | History | Closed out | 0 | 0 | — | 0.0% | — | -16,400 | -100.0% | Q1 2026 | Apr 29, 2026 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Closed out | 0 | 0 | — | 0.0% | — | -13,261 | -100.0% | Q1 2026 | Apr 30, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -12,412 | -100.0% | Q1 2026 | May 15, 2026 |
| Belvedere Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,000 | -100.0% | Q1 2026 | May 12, 2026 |
| State of Wyoming | History | Closed out | 0 | 0 | — | 0.0% | — | -3,710 | -100.0% | Q1 2026 | May 13, 2026 |
| AMALGAMATED BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -2,626 | -100.0% | Q1 2026 | May 08, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2026 | May 01, 2026 |
| Orion Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2026 | May 14, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,321 | -100.0% | Q1 2026 | May 14, 2026 |
| Persistent Asset Partners Ltd | History | New | 1,150 | 0 | — | — | — | +1,150 | New | Q1 2026 | May 12, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Reduced | 141 | 0 | — | 0.0% | — | -649 | -82.15% | Q1 2026 | May 13, 2026 |
| Clearstead Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -481 | -100.0% | Q1 2026 | May 06, 2026 |
| American Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -424 | -100.0% | Q1 2026 | Apr 29, 2026 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -314 | -100.0% | Q1 2026 | May 13, 2026 |
| MOTCO | History | New | 177 | 0 | — | — | — | +177 | New | Q1 2026 | Apr 22, 2026 |
| True Wealth Design, LLC | History | Added to | 168 | 0 | — | — | — | +165 | 5500.0% | Q1 2026 | Apr 13, 2026 |
| Turning Point Benefit Group, Inc. | History | Closed out | 0 | 0 | — | — | — | -150 | -100.0% | Q1 2026 | May 12, 2026 |
| Parkside Financial Bank & Trust | History | New | 130 | 0 | — | — | — | +130 | New | Q1 2026 | May 13, 2026 |
| Wealth Preservation Advisors, LLC | History | New | 125 | 0 | — | — | — | +125 | New | Q1 2026 | May 15, 2026 |
| Root Financial Partners, LLC | History | Added to | 233 | 0 | — | — | — | +123 | 111.82% | Q1 2026 | Apr 24, 2026 |
| Fortitude Family Office, LLC | History | Reduced | 117 | 0 | — | — | — | -88 | -42.93% | Q1 2026 | Apr 15, 2026 |
| SJS Investment Consulting Inc. | History | New | 62 | 0 | — | — | — | +62 | New | Q1 2026 | Apr 23, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | Closed out | 0 | 0 | — | — | — | -43 | -100.0% | Q1 2026 | May 11, 2026 |
| Sunbelt Securities, Inc. | History | New | 27 | 0 | — | — | — | +27 | New | Q1 2026 | May 15, 2026 |
| Covestor Ltd | History | Added to | 20 | 0 | — | — | — | +11 | 122.22% | Q1 2026 | May 05, 2026 |
| S&T BANK/PA | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 13, 2026 |
| TSFG, LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 27, 2026 |
| Coston, McIsaac & Partners | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | Apr 22, 2026 |