ANAVEX LIFE SCIENCES CORP. - AVXL
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock, Inc. | History | Added to | 7,526,130 | 26,793 | 0.0% | 0.0% | 1 | +337,861 | 4.7% | Q4 2025 | Feb 12, 2026 |
| VANGUARD GROUP INC | History | Reduced | 5,028,534 | 17,901 | 0.0% | 0.0% | 2 | -75,976 | -1.49% | Q4 2025 | Jan 29, 2026 |
| STATE STREET CORP | History | Added to | 4,383,406 | 15,604 | 0.0% | 0.0% | 3 | +1,096,288 | 33.35% | Q4 2025 | Feb 13, 2026 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 2,022,912 | 7,202 | 0.0% | 0.0% | 4 | -4,415 | -0.22% | Q4 2025 | Feb 09, 2026 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 1,653,696 | 5,887 | 0.01% | 0.01% | 5 | +616,742 | 59.48% | Q4 2025 | Feb 17, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 1,380,699 | 4,915 | 0.0% | 0.0% | 6 | -514,119 | -27.13% | Q4 2025 | Feb 17, 2026 |
| NWAM LLC | History | Reduced | 870,796 | 4,371 | 0.24% | 0.44% | 7 | -3,487 | -0.4% | Q4 2025 | Feb 04, 2026 |
| TWO SIGMA ADVISERS, LP | History | Added to | 1,209,570 | 4,306 | 0.01% | 0.01% | 8 | +451,070 | 59.47% | Q4 2025 | Feb 17, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 1,043,139 | 3,713 | 0.0% | 0.0% | 9 | +375,814 | 56.32% | Q4 2025 | Feb 17, 2026 |
| Summit Financial, LLC | History | Added to | 903,392 | 3,216 | 0.05% | 0.06% | 10 | +459,121 | 103.34% | Q4 2025 | Feb 13, 2026 |
| GOLDMAN SACHS GROUP INC | History | Added to | 872,968 | 3,107 | 0.0% | 0.0% | 11 | +569,579 | 187.74% | Q4 2025 | Mar 25, 2026 |
| JANE STREET GROUP, LLC | History | Added to | 860,155 | 3,062 | 0.0% | 0.0% | 12 | +552,138 | 179.26% | Q4 2025 | Feb 12, 2026 |
| NORTHERN TRUST CORP | History | Reduced | 738,242 | 2,628 | 0.0% | 0.0% | 13 | -34,770 | -4.5% | Q4 2025 | Feb 17, 2026 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Reduced | 668,956 | 2,381 | 0.0% | 0.0% | 14 | -48,422 | -6.75% | Q4 2025 | Feb 13, 2026 |
| LPL Financial LLC | History | Reduced | 528,782 | 1,882 | 0.0% | 0.0% | 15 | -5,537 | -1.04% | Q4 2025 | Feb 11, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 524,189 | 1,866 | 0.0% | 0.0% | 16 | +353,303 | 206.75% | Q4 2025 | Feb 17, 2026 |
| BARCLAYS PLC | History | Added to | 493,172 | 1,755 | 0.0% | 0.0% | 17 | +231,892 | 88.75% | Q4 2025 | Feb 13, 2026 |
| MORGAN STANLEY | History | Reduced | 474,856 | 1,690 | 0.0% | 0.0% | 18 | -85,292 | -15.23% | Q4 2025 | Feb 13, 2026 |
| UBS Group AG | History | Reduced | 459,394 | 1,635 | 0.0% | 0.0% | 19 | -32,583 | -6.62% | Q4 2025 | Jan 29, 2026 |
| Private Advisor Group, LLC | History | Reduced | 419,800 | 1,494 | 0.01% | 0.02% | 20 | -35,325 | -7.76% | Q4 2025 | Feb 17, 2026 |
| Caption Management, LLC | History | Added to | 414,838 | 1,476 | 0.01% | 0.0% | 21 | +354,838 | 591.4% | Q4 2025 | Feb 17, 2026 |
| Qube Research & Technologies Ltd | History | New | 388,718 | 1,383 | 0.0% | — | 22 | +388,718 | New | Q4 2025 | Feb 17, 2026 |
| FEDERATED HERMES, INC. | History | New | 367,841 | 1,309 | 0.0% | — | 23 | +367,841 | New | Q4 2025 | Feb 12, 2026 |
| Sculptor Capital LP | History | No change | 311,800 | 1,110 | 0.01% | 0.03% | 24 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| NATIONAL BANK OF CANADA /FI/ | History | Reduced | 305,200 | 1,086 | 0.0% | 0.0% | 25 | -87,971 | -22.37% | Q4 2025 | Feb 17, 2026 |
| Point72 Asset Management, L.P. | History | New | 278,018 | 989 | 0.0% | — | 26 | +278,018 | New | Q4 2025 | Feb 17, 2026 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 272,231 | 969 | 0.0% | 0.0% | 27 | -16,582 | -5.74% | Q4 2025 | Feb 17, 2026 |
| Bank of New York Mellon Corp | History | Reduced | 244,055 | 868 | 0.0% | 0.0% | 28 | -3,959 | -1.6% | Q4 2025 | Feb 10, 2026 |
| PVG ASSET MANAGEMENT CORP | History | Added to | 216,295 | 770 | 1.64% | 4.36% | 29 | +83,147 | 62.45% | Q4 2025 | Jan 30, 2026 |
| MARSHALL WACE, LLP | History | No change | 182,190 | 648 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Nuveen, LLC | History | No change | 168,377 | 599 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Swiss National Bank | History | No change | 164,400 | 585 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC | History | Added to | 162,124 | 577 | 0.0% | 0.0% | 33 | +71 | 0.04% | Q4 2025 | Feb 13, 2026 |
| Rafferty Asset Management, LLC | History | Added to | 156,301 | 556 | 0.0% | 0.0% | 34 | +47,873 | 44.15% | Q4 2025 | Feb 13, 2026 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 155,879 | 555 | 0.05% | 0.05% | 35 | +92,799 | 147.11% | Q4 2025 | Feb 06, 2026 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 149,815 | 533 | 0.0% | 0.0% | 36 | +121,779 | 434.37% | Q4 2025 | Feb 17, 2026 |
| DIADEMA PARTNERS LP | History | Added to | 140,600 | 500 | 0.09% | 0.32% | 37 | +800 | 0.57% | Q4 2025 | Feb 17, 2026 |
| Apella Capital, LLC | History | Added to | 138,006 | 491 | 0.01% | 0.02% | 38 | +38,482 | 38.67% | Q4 2025 | Jan 21, 2026 |
| WELLS FARGO & COMPANY/MN | History | Added to | 133,820 | 476 | 0.0% | 0.0% | 39 | +19,950 | 17.52% | Q4 2025 | Feb 13, 2026 |
| SHEETS SMITH WEALTH MANAGEMENT | History | New | 117,696 | 418 | 0.05% | — | 40 | +117,696 | New | Q4 2025 | Jan 20, 2026 |
| 180 WEALTH ADVISORS, LLC | History | Added to | 117,380 | 417 | 0.05% | 0.05% | 41 | +74,345 | 172.75% | Q4 2025 | Jan 09, 2026 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 115,200 | 410 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| RHUMBLINE ADVISERS | History | Reduced | 107,404 | 382 | 0.0% | 0.0% | 43 | -16,592 | -13.38% | Q4 2025 | Feb 13, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 101,020 | 359 | 0.0% | 0.0% | 44 | +49,229 | 95.05% | Q4 2025 | Feb 13, 2026 |
| XTX Topco Ltd | History | Added to | 99,058 | 352 | 0.01% | 0.04% | 45 | +17,356 | 21.24% | Q4 2025 | Feb 17, 2026 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | New | 95,900 | 341 | 0.0% | — | 46 | +95,900 | New | Q4 2025 | Feb 17, 2026 |
| ENVESTNET ASSET MANAGEMENT INC | History | Added to | 87,674 | 312 | 0.0% | 0.0% | 47 | +27,731 | 46.26% | Q4 2025 | Feb 10, 2026 |
| Legal & General Group Plc | History | Added to | 86,900 | 309 | 0.0% | 0.0% | 48 | +35 | 0.04% | Q4 2025 | Feb 09, 2026 |
| Hikari Power Ltd | History | No change | 85,585 | 305 | 0.02% | 0.06% | 49 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 78,005 | 277 | 0.0% | 0.0% | 50 | -350 | -0.45% | Q4 2025 | Feb 17, 2026 |
| ALPS ADVISORS INC | History | Added to | 73,361 | 261 | 0.0% | 0.0% | 51 | +34,755 | 90.02% | Q4 2025 | Feb 12, 2026 |
| FRANKLIN RESOURCES INC | History | Reduced | 72,560 | 258 | 0.0% | 0.0% | 52 | -302,664 | -80.66% | Q4 2025 | Feb 11, 2026 |
| Creative Planning | History | Reduced | 72,745 | 258 | 0.0% | 0.0% | 53 | -21,888 | -23.13% | Q4 2025 | Feb 17, 2026 |
| DEUTSCHE BANK AG\ | History | Reduced | 69,547 | 247 | 0.0% | 0.0% | 54 | -3,127 | -4.3% | Q4 2025 | Feb 11, 2026 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 68,525 | 243 | 0.0% | 0.0% | 55 | -17,270 | -20.13% | Q4 2025 | Feb 17, 2026 |
| Gladstone Institutional Advisory LLC | History | Added to | 68,504 | 243 | 0.01% | 0.02% | 56 | +8,975 | 15.08% | Q4 2025 | Feb 17, 2026 |
| Carnegie Investment Counsel | History | Reduced | 67,578 | 240 | 0.0% | 0.01% | 57 | -15,200 | -18.36% | Q4 2025 | Jan 23, 2026 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 64,947 | 231 | 0.0% | 0.0% | 58 | +21,132 | 48.23% | Q4 2025 | Jan 27, 2026 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 63,687 | 226 | 0.0% | 0.0% | 59 | -341 | -0.53% | Q4 2025 | Feb 06, 2026 |
| SIG BROKERAGE, LP | History | No change | 62,000 | 220 | 0.01% | 0.02% | 60 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| Walleye Capital LLC | History | New | 61,009 | 217 | 0.0% | — | 61 | +61,009 | New | Q4 2025 | Feb 13, 2026 |
| PROFUND ADVISORS LLC | History | Added to | 57,972 | 206 | 0.01% | 0.01% | 62 | +34,072 | 142.56% | Q4 2025 | Feb 06, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 56,537 | 201 | 0.0% | 0.0% | 63 | +11,472 | 25.46% | Q4 2025 | Feb 11, 2026 |
| Squarepoint Ops LLC | History | New | 56,363 | 200 | 0.0% | — | 64 | +56,363 | New | Q4 2025 | Feb 13, 2026 |
| Foster Victor Wealth Advisors, LLC | History | Reduced | 39,925 | 200 | 0.01% | 0.03% | 65 | -553 | -1.37% | Q4 2025 | Jan 26, 2026 |
| Man Group plc | History | Added to | 55,223 | 196 | 0.0% | 0.0% | 66 | +30,838 | 126.46% | Q4 2025 | Feb 17, 2026 |
| Brevan Howard Capital Management LP | History | Added to | 54,727 | 194 | 0.0% | 0.0% | 67 | +37,503 | 217.74% | Q4 2025 | Feb 17, 2026 |
| Independent Advisor Alliance | History | Added to | 50,076 | 178 | 0.0% | 0.01% | 68 | +2,277 | 4.76% | Q4 2025 | Feb 04, 2026 |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. | History | Added to | 47,927 | 172 | 0.0% | 0.0% | 69 | +3,846 | 8.72% | Q4 2025 | Feb 17, 2026 |
| Geneos Wealth Management Inc. | History | Added to | 48,200 | 171 | 0.0% | 0.01% | 70 | +5,800 | 13.68% | Q4 2025 | Jan 28, 2026 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Added to | 46,279 | 165 | 0.0% | 0.0% | 71 | +669 | 1.47% | Q4 2025 | Feb 17, 2026 |
| October Effect Ltd | History | Reduced | 46,280 | 164 | 0.18% | 2.41% | 73 | -198,941 | -81.13% | Q4 2025 | Jan 20, 2026 |
| Schonfeld Strategic Advisors LLC | History | New | 46,195 | 164 | 0.0% | — | 72 | +46,195 | New | Q4 2025 | Feb 17, 2026 |
| Quantinno Capital Management LP | History | Added to | 45,711 | 162 | 0.0% | 0.0% | 74 | +11,437 | 33.37% | Q4 2025 | Feb 17, 2026 |
| Invesco Ltd. | History | Reduced | 45,487 | 161 | 0.0% | 0.0% | 75 | -11,212 | -19.77% | Q4 2025 | Feb 19, 2026 |
| D. E. Shaw & Co., Inc. | History | New | 45,000 | 160 | 0.0% | — | 76 | +45,000 | New | Q4 2025 | Feb 17, 2026 |
| Snowden Capital Advisors LLC | History | New | 42,717 | 152 | 0.0% | — | 78 | +42,717 | New | Q4 2025 | Feb 17, 2026 |
| Cetera Investment Advisers | History | Added to | 42,856 | 152 | 0.0% | 0.0% | 77 | +14,598 | 51.66% | Q4 2025 | Feb 17, 2026 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 39,510 | 140 | 0.0% | — | 79 | +39,510 | New | Q4 2025 | Feb 13, 2026 |
| Mariner, LLC | History | Added to | 38,821 | 138 | 0.0% | 0.0% | 80 | +12,465 | 47.29% | Q4 2025 | Feb 13, 2026 |
| Opus Capital Group, LLC | History | Added to | 37,700 | 134 | 0.01% | 0.03% | 81 | +3,000 | 8.65% | Q4 2025 | Jan 30, 2026 |
| INTECH INVESTMENT MANAGEMENT LLC | History | No change | 36,945 | 131 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| JANUS HENDERSON GROUP PLC | History | No change | 37,000 | 131 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| MetLife Investment Management, LLC | History | Reduced | 35,720 | 127 | 0.0% | 0.0% | 84 | -8,885 | -19.92% | Q4 2025 | Feb 12, 2026 |
| LMR Partners LLP | History | New | 35,200 | 125 | 0.0% | — | 85 | +35,200 | New | Q4 2025 | Feb 17, 2026 |
| CHOREO, LLC | History | Reduced | 31,991 | 121 | 0.0% | 0.0% | 86 | -957 | -2.9% | Q4 2025 | Jan 23, 2026 |
| BANK OF MONTREAL /CAN/ | History | Added to | 32,440 | 115 | 0.0% | 0.0% | 87 | +9,485 | 41.32% | Q4 2025 | Feb 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Reduced | 31,735 | 112 | 0.0% | 0.0% | 88 | -10,678 | -25.18% | Q4 2025 | Feb 17, 2026 |
| Forum Financial Management, LP | History | No change | 30,140 | 107 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q4 2025 | Jan 27, 2026 |
| HSBC HOLDINGS PLC | History | New | 28,784 | 103 | 0.0% | — | 90 | +28,784 | New | Q4 2025 | Mar 20, 2026 |
| NewEdge Advisors, LLC | History | Added to | 28,231 | 100 | 0.0% | 0.0% | 91 | +26,605 | 1636.22% | Q4 2025 | Feb 18, 2026 |
| DIMENSIONAL FUND ADVISORS LP | History | New | 27,232 | 96 | 0.0% | — | 92 | +27,232 | New | Q4 2025 | Feb 12, 2026 |
| CITIGROUP INC | History | Added to | 25,645 | 91 | 0.0% | 0.0% | 93 | +14,153 | 123.16% | Q4 2025 | Feb 13, 2026 |
| RENAISSANCE TECHNOLOGIES LLC | History | New | 25,422 | 90 | 0.0% | — | 94 | +25,422 | New | Q4 2025 | Feb 12, 2026 |
| AXQ CAPITAL, LP | History | Added to | 24,996 | 88 | 0.02% | 0.06% | 95 | +5,895 | 30.86% | Q4 2025 | Feb 10, 2026 |
| Atria Investments, Inc | History | Added to | 23,340 | 83 | 0.0% | 0.0% | 96 | +2,429 | 11.62% | Q4 2025 | Feb 05, 2026 |
| Arizona State Retirement System | History | Reduced | 23,386 | 83 | 0.0% | 0.0% | 97 | -1,850 | -7.33% | Q4 2025 | Jan 28, 2026 |
| Police & Firemen's Retirement System of New Jersey | History | No change | 23,092 | 82 | 0.0% | 0.0% | 98 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Beacon Pointe Advisors, LLC | History | No change | 23,000 | 81 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q4 2025 | Feb 18, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 22,060 | 79 | 0.0% | 0.0% | 100 | +955 | 4.52% | Q4 2025 | Feb 05, 2026 |
| Walleye Trading LLC | History | New | 21,800 | 77 | 0.0% | — | 101 | +21,800 | New | Q4 2025 | Feb 13, 2026 |
| TWO SIGMA SECURITIES, LLC | History | New | 21,468 | 76 | 0.01% | — | 102 | +21,468 | New | Q4 2025 | Feb 17, 2026 |
| Yukon Wealth Management, Inc. | History | Added to | 18,045 | 74 | 0.04% | 0.05% | 103 | +1,053 | 6.2% | Q4 2025 | Feb 10, 2026 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 20,345 | 72 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Dana Investment Advisors, Inc. | History | No change | 20,406 | 72 | 0.0% | 0.01% | 105 | 0 | 0.0% | Q4 2025 | Feb 05, 2026 |
| Hamilton Point Investment Advisors, LLC | History | No change | 20,300 | 72 | 0.01% | 0.03% | 106 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Pictet Asset Management Holding SA | History | No change | 19,603 | 69 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q4 2025 | Jan 29, 2026 |
| ProShare Advisors LLC | History | Added to | 19,224 | 68 | 0.0% | 0.0% | 108 | +1,870 | 10.78% | Q4 2025 | Feb 06, 2026 |
| SG Americas Securities, LLC | History | Added to | 18,927 | 67 | 0.0% | 0.0% | 109 | +7,987 | 73.01% | Q4 2025 | Jan 09, 2026 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 18,209 | 64 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| SAXON INTERESTS, INC. | History | Reduced | 16,998 | 60 | 0.02% | 0.07% | 111 | -823 | -4.62% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 16,656 | 59 | 0.0% | 0.0% | 112 | -5,289 | -24.1% | Q4 2025 | Feb 18, 2026 |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC | History | Added to | 14,553 | 58 | 0.0% | 0.0% | 113 | +3,068 | 26.71% | Q4 2025 | Jan 08, 2026 |
| KLP KAPITALFORVALTNING AS | History | No change | 16,400 | 58 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| ROYAL BANK OF CANADA | History | New | 15,485 | 56 | 0.0% | — | 116 | +15,485 | New | Q4 2025 | Feb 17, 2026 |
| DELTA ASSET MANAGEMENT LLC/TN | History | Added to | 16,000 | 56 | 0.0% | 0.01% | 115 | +3,000 | 23.08% | Q4 2025 | Feb 09, 2026 |
| VOYA INVESTMENT MANAGEMENT LLC | History | No change | 15,635 | 55 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Thomasville National Bank | History | No change | 15,000 | 53 | 0.0% | 0.01% | 118 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| FMR LLC | History | Added to | 14,429 | 51 | 0.0% | 0.0% | 119 | +3,824 | 36.06% | Q4 2025 | Feb 17, 2026 |
| China Universal Asset Management Co., Ltd. | History | Reduced | 14,559 | 51 | 0.0% | 0.01% | 120 | -497 | -3.3% | Q4 2025 | Jan 29, 2026 |
| Graetz Wealth LLC | History | New | 14,044 | 49 | 0.04% | — | 121 | +14,044 | New | Q4 2025 | Feb 12, 2026 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 13,261 | 47 | 0.0% | 0.0% | 122 | -7,664 | -36.63% | Q4 2025 | Jan 28, 2026 |
| Integrated Wealth Concepts LLC | History | New | 12,996 | 46 | 0.0% | — | 123 | +12,996 | New | Q4 2025 | Feb 13, 2026 |
| AIGEN INVESTMENT MANAGEMENT, LP | History | New | 12,412 | 44 | 0.01% | — | 124 | +12,412 | New | Q4 2025 | Feb 13, 2026 |
| Advisory Alpha, LLC | History | New | 12,333 | 43 | 0.0% | — | 125 | +12,333 | New | Q4 2025 | Feb 06, 2026 |
| BNC WEALTH MANAGEMENT, LLC | History | Added to | 12,250 | 43 | 0.01% | 0.02% | 126 | +2,000 | 19.51% | Q4 2025 | Jan 22, 2026 |
| SEI INVESTMENTS CO | History | No change | 11,611 | 41 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| HBW ADVISORY SERVICES LLC | History | New | 11,139 | 39 | 0.0% | — | 129 | +11,139 | New | Q4 2025 | Jan 23, 2026 |
| Belvedere Trading LLC | History | New | 11,000 | 39 | 0.0% | — | 128 | +11,000 | New | Q4 2025 | Feb 10, 2026 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | Reduced | 10,489 | 37 | 0.0% | 0.0% | 130 | -96,778 | -90.22% | Q4 2025 | Feb 12, 2026 |
| Premier Path Wealth Partners, LLC | History | No change | 10,000 | 35 | 0.0% | 0.01% | 131 | 0 | 0.0% | Q4 2025 | Jan 22, 2026 |
| BNP PARIBAS FINANCIAL MARKETS | History | Reduced | 8,957 | 31 | 0.0% | 0.0% | 132 | -24,822 | -73.48% | Q4 2025 | Feb 10, 2026 |
| Rockefeller Capital Management L.P. | History | Added to | 7,552 | 26 | 0.0% | 0.0% | 133 | +152 | 2.05% | Q4 2025 | Mar 16, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 6,924 | 24 | 0.0% | 0.0% | 135 | -60 | -0.86% | Q4 2025 | Feb 17, 2026 |
| Ameritas Investment Partners, Inc. | History | No change | 6,984 | 24 | 0.0% | 0.0% | 134 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| Tower Research Capital LLC (TRC) | History | Reduced | 6,395 | 22 | 0.0% | 0.0% | 136 | -296 | -4.42% | Q4 2025 | Feb 17, 2026 |
| AlphaQuest LLC | History | Added to | 6,036 | 21 | 0.0% | 0.0% | 137 | +2,807 | 86.93% | Q4 2025 | Feb 09, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | Added to | 5,268 | 18 | 0.0% | 0.0% | 138 | +305 | 6.15% | Q4 2025 | Feb 17, 2026 |
| US BANCORP \DE\ | History | Reduced | 5,000 | 17 | 0.0% | 0.0% | 139 | -479 | -8.74% | Q4 2025 | Jan 30, 2026 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 4,342 | 15 | 0.0% | 0.0% | 140 | +1,021 | 30.74% | Q4 2025 | Jan 26, 2026 |
| Activest Wealth Management | History | No change | 4,001 | 14 | 0.0% | 0.01% | 141 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| State of Wyoming | History | Added to | 3,710 | 13 | 0.0% | 0.0% | 142 | +808 | 27.84% | Q4 2025 | Feb 11, 2026 |
| COMERICA BANK | History | New | 3,610 | 12 | 0.0% | — | 143 | +3,610 | New | Q4 2025 | Jan 29, 2026 |
| Vermillion Wealth Management, Inc. | History | No change | 3,177 | 11 | 0.0% | 0.01% | 144 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 2,892 | 10 | 0.0% | 0.0% | 145 | -1,239 | -29.99% | Q4 2025 | Feb 10, 2026 |
| Millstone Evans Group, LLC | History | No change | 3,000 | 10 | 0.01% | 0.02% | 146 | 0 | 0.0% | Q4 2025 | Feb 02, 2026 |
| AMALGAMATED BANK | History | Added to | 2,626 | 9 | 0.0% | 0.0% | 147 | +36 | 1.39% | Q4 2025 | Feb 05, 2026 |
| Spire Wealth Management | History | No change | 2,645 | 9 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q4 2025 | Jan 14, 2026 |
| Steward Partners Investment Advisory, LLC | History | Added to | 2,319 | 8 | 0.0% | 0.0% | 149 | +500 | 27.49% | Q4 2025 | Feb 12, 2026 |
| N.E.W. Advisory Services LLC | History | No change | 2,293 | 8 | 0.0% | 0.0% | 150 | 0 | 0.0% | Q4 2025 | Jan 28, 2026 |
| IFP Advisors, Inc | History | No change | 2,000 | 7 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| GF FUND MANAGEMENT CO. LTD. | History | Reduced | 1,755 | 6 | 0.0% | 0.0% | 153 | -93 | -5.03% | Q4 2025 | Jan 27, 2026 |
| IAG Wealth Partners, LLC | History | No change | 1,880 | 6 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q4 2025 | Feb 10, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 1,579 | 5 | 0.0% | 0.0% | 159 | -9,295 | -85.48% | Q4 2025 | Feb 03, 2026 |
| CWM, LLC | History | Reduced | 1,411 | 5 | 0.0% | 0.0% | 156 | -1,741 | -55.23% | Q4 2025 | Jan 26, 2026 |
| Kohmann Bosshard Financial Services, LLC | History | New | 1,500 | 5 | 0.0% | — | 157 | +1,500 | New | Q4 2025 | Jan 30, 2026 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | New | 627 | 5 | 0.0% | — | 154 | +627 | New | Q4 2025 | Feb 11, 2026 |
| BNP Paribas Asset Management Holding S.A. | History | Added to | 1,321 | 5 | 0.0% | 0.0% | 155 | +412 | 45.32% | Q4 2025 | Feb 13, 2026 |
| Orion Capital Management LLC | History | No change | 1,500 | 5 | 0.0% | 0.0% | 158 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Kilter Group LLC | History | No change | 1,597 | 5 | 0.0% | 0.01% | 160 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Larson Financial Group LLC | History | Added to | 1,239 | 4 | 0.0% | 0.0% | 161 | +650 | 110.36% | Q4 2025 | Feb 06, 2026 |
| SIGNATUREFD, LLC | History | Reduced | 1,039 | 3 | 0.0% | 0.0% | 163 | -190 | -15.46% | Q4 2025 | Jan 20, 2026 |
| Smartleaf Asset Management LLC | History | Added to | 906 | 3 | 0.0% | 0.0% | 165 | +23 | 2.6% | Q4 2025 | Feb 13, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 885 | 3 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| POM Investment Strategies, LLC | History | No change | 1,000 | 3 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| QUADRANT CAPITAL GROUP LLC | History | Reduced | 790 | 2 | 0.0% | 0.0% | 166 | -1,061 | -57.32% | Q4 2025 | Feb 13, 2026 |
| GAMMA Investing LLC | History | Reduced | 444 | 1 | 0.0% | 0.0% | 173 | -1,011 | -69.48% | Q4 2025 | Jan 05, 2026 |
| NISA INVESTMENT ADVISORS, LLC | History | Reduced | 320 | 1 | 0.0% | 0.0% | 168 | -801 | -71.45% | Q4 2025 | Jan 15, 2026 |
| Clayton Financial Group LLC | History | New | 500 | 1 | 0.0% | — | 174 | +500 | New | Q4 2025 | Jan 21, 2026 |
| AMERIFLEX GROUP, INC. | History | Reduced | 423 | 1 | 0.0% | 0.0% | 175 | -423 | -50.0% | Q4 2025 | Feb 18, 2026 |
| Sterling Capital Management LLC | History | Added to | 561 | 1 | 0.0% | 0.0% | 170 | +358 | 176.35% | Q4 2025 | Feb 13, 2026 |
| Parallel Advisors, LLC | History | Reduced | 439 | 1 | 0.0% | 0.0% | 172 | -260 | -37.2% | Q4 2025 | Feb 11, 2026 |
| Clearstead Advisors, LLC | History | No change | 481 | 1 | 0.0% | 0.0% | 167 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| MAI Capital Management | History | No change | 310 | 1 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| Daiwa Securities Group Inc. | History | No change | 314 | 1 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q4 2025 | Feb 11, 2026 |
| American Wealth Advisors, LLC | History | No change | 424 | 1 | 0.0% | 0.0% | 176 | 0 | 0.0% | Q4 2025 | Jan 26, 2026 |
| Pier Capital, LLC | History | Closed out | 0 | 0 | — | 0.58% | — | -415,906 | -100.0% | Q3 2025 | Nov 13, 2025 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -225,000 | -100.0% | Q3 2025 | Nov 14, 2025 |
| HEARTLAND ADVISORS INC | History | Closed out | 0 | 0 | — | 0.08% | — | -177,350 | -100.0% | Q3 2025 | Nov 07, 2025 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -68,859 | -100.0% | Q3 2025 | Nov 14, 2025 |
| AllSquare Wealth Management LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -52,383 | -100.0% | Q3 2025 | Jan 12, 2026 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -40,386 | -100.0% | Q3 2025 | Nov 14, 2025 |
| TWINBEECH CAPITAL LP | History | Closed out | 0 | 0 | — | 0.01% | — | -25,944 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Freestone Capital Holdings, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,164 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Strategic Family Wealth Counselors, L.L.C. | History | Closed out | 0 | 0 | — | 0.03% | — | -14,545 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Prairiewood Capital, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -13,800 | -100.0% | Q3 2025 | Oct 14, 2025 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,859 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Hayek Kallen Investment Management | History | Closed out | 0 | 0 | — | 0.03% | — | -12,103 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Engineers Gate Manager LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,956 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Weaver Consulting Group | History | Closed out | 0 | 0 | — | 0.02% | — | -10,796 | -100.0% | Q3 2025 | Nov 12, 2025 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,535 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Kovack Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -10,050 | -100.0% | Q3 2025 | Nov 10, 2025 |
| STRS OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -7,700 | -100.0% | Q3 2025 | Oct 30, 2025 |
| Byrne Asset Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -6,400 | -100.0% | Q3 2025 | Oct 22, 2025 |
| Quarry LP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,049 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Wealthspire Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q3 2025 | Nov 14, 2025 |
| Versant Capital Management, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -1,484 | -100.0% | Q3 2025 | Oct 27, 2025 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,200 | -100.0% | Q3 2025 | Nov 18, 2025 |
| Graney & King, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Root Financial Partners, LLC | History | Reduced | 110 | 0 | — | 0.0% | — | -577 | -83.99% | Q4 2025 | Feb 10, 2026 |
| Atlantic Union Bankshares Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -350 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Fortitude Family Office, LLC | History | New | 205 | 0 | — | — | — | +205 | New | Q4 2025 | Jan 15, 2026 |
| Optiver Holding B.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -204 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Arax Advisory Partners | History | Reduced | 10 | 0 | — | 0.0% | — | -203 | -95.31% | Q4 2025 | Feb 13, 2026 |
| Turning Point Benefit Group, Inc. | History | New | 150 | 0 | — | — | — | +150 | New | Q4 2025 | Jan 30, 2026 |
| ROTHSCHILD INVESTMENT LLC | History | Reduced | 112 | 0 | — | 0.0% | — | -143 | -56.08% | Q4 2025 | Feb 10, 2026 |
| Physician Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | — | — | -106 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Allworth Financial LP | History | New | 104 | 0 | — | — | — | +104 | New | Q4 2025 | Feb 05, 2026 |
| ASSETMARK, INC | History | Closed out | 0 | 0 | — | — | — | -76 | -100.0% | Q3 2025 | Nov 06, 2025 |
| Parkside Financial Bank & Trust | History | Closed out | 0 | 0 | — | — | — | -60 | -100.0% | Q3 2025 | Oct 30, 2025 |
| EverSource Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -55 | -100.0% | Q3 2025 | Nov 10, 2025 |
| Farther Finance Advisors, LLC | History | Reduced | 83 | 0 | — | 0.0% | — | -47 | -36.15% | Q4 2025 | Jan 23, 2026 |
| Pinnacle Wealth Planning Services, Inc. | History | New | 43 | 0 | — | — | — | +43 | New | Q4 2025 | Feb 13, 2026 |
| True Wealth Design, LLC | History | New | 3 | 0 | — | — | — | +3 | New | Q4 2025 | Jan 08, 2026 |
| S&T BANK/PA | History | No change | 100 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| TSFG, LLC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Covestor Ltd | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 06, 2026 |
| Coston, McIsaac & Partners | History | No change | 200 | 0 | — | 0.0% | — | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |