NORTHERN LTS FD TR IV - BAMA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Reduced | 1,251,678 | 42,442 | 0.49% | 0.52% | 1 | -41,480 | -3.21% | Q4 2025 | Jan 15, 2026 |
| GTS SECURITIES LLC | History | Reduced | 17,051 | 578 | 0.02% | 0.04% | 2 | -12,776 | -42.83% | Q4 2025 | Feb 13, 2026 |
| AlphaStar Capital Management, LLC | History | New | 15,556 | 527 | 0.04% | — | 3 | +15,556 | New | Q4 2025 | Feb 02, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 8,201 | 278 | 0.02% | 0.02% | 4 | -1,528 | -15.71% | Q4 2025 | Jan 30, 2026 |
| Chris Bulman Inc | History | Added to | 7,839 | 265 | 0.12% | 0.12% | 5 | +552 | 7.58% | Q4 2025 | Jan 14, 2026 |
| AE Wealth Management LLC | History | New | 473 | 16 | 0.0% | — | 6 | +473 | New | Q4 2025 | Jan 26, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 444 | 15 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 425 | 14 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Anfield Capital Management, LLC | History | No change | 372 | 12 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | New | 310 | 10 | 0.0% | — | 10 | +310 | New | Q4 2025 | Jan 08, 2026 |
| Camelot Portfolios, LLC | History | New | 159 | 5 | 0.0% | — | 11 | +159 | New | Q4 2025 | Jan 29, 2026 |
| Key Capital Management, INC | History | New | 58 | 1 | 0.0% | — | 12 | +58 | New | Q4 2025 | Jan 26, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,202 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -74 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Wealth Watch Advisors, INC | History | New | 21 | 0 | — | — | — | +21 | New | Q4 2025 | Feb 17, 2026 |