NORTHERN LTS FD TR IV - BAMA
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Reduced | 1,282,673 | 46,991 | 0.47% | 0.51% | 1 | -66,765 | -4.95% | Q2 2026 | Jul 15, 2026 |
| GTS SECURITIES LLC | History | Reduced | 15,745 | 576 | 0.01% | 0.05% | 2 | -23,875 | -60.26% | Q2 2026 | Aug 14, 2026 |
| Simplicity Wealth,LLC | History | Added to | 9,788 | 358 | 0.01% | 0.01% | 3 | +1,839 | 23.13% | Q2 2026 | Aug 06, 2026 |
| Chris Bulman Inc | History | Reduced | 7,468 | 273 | 0.1% | 0.11% | 4 | -162 | -2.12% | Q2 2026 | Jul 22, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 5,681 | 208 | 0.0% | — | 5 | +5,681 | New | Q2 2026 | Aug 14, 2026 |
| HARBOUR INVESTMENTS, INC. | History | Reduced | 1,882 | 68 | 0.0% | 0.0% | 6 | -445 | -19.12% | Q2 2026 | Aug 12, 2026 |
| AE Wealth Management LLC | History | Added to | 1,748 | 64 | 0.0% | — | 7 | +1,733 | 11553.33% | Q2 2026 | Aug 03, 2026 |
| Oakmont Advisory Group, LLC | History | New | 442 | 16 | 0.01% | — | 9 | +442 | New | Q2 2026 | Aug 03, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 444 | 16 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| Anfield Capital Management, LLC | History | No change | 372 | 12 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 310 | 11 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| UBS Group AG | History | Reduced | 95 | 3 | 0.0% | 0.0% | 12 | -1,703 | -94.72% | Q2 2026 | Aug 13, 2026 |