NORTHERN LTS FD TR IV - BAMB
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Reduced | 2,276,118 | 60,021 | 0.69% | 0.72% | 1 | -15,319 | -0.67% | Q4 2025 | Jan 15, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 47,916 | 1,263 | 0.0% | 0.0% | 2 | +10,692 | 28.72% | Q4 2025 | Feb 17, 2026 |
| GTS SECURITIES LLC | History | Added to | 42,741 | 1,127 | 0.04% | 0.03% | 3 | +13,089 | 44.14% | Q4 2025 | Feb 13, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 14,772 | 389 | 0.02% | 0.03% | 4 | -1,989 | -11.87% | Q4 2025 | Jan 30, 2026 |
| JANE STREET GROUP, LLC | History | Reduced | 11,765 | 310 | 0.0% | 0.0% | 5 | -2,695 | -18.64% | Q4 2025 | Feb 12, 2026 |
| AlphaStar Capital Management, LLC | History | New | 8,260 | 217 | 0.02% | — | 6 | +8,260 | New | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,032 | 27 | 0.0% | 0.0% | 7 | +188 | 22.27% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 916 | 24 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Camelot Portfolios, LLC | History | New | 623 | 16 | 0.01% | — | 9 | +623 | New | Q4 2025 | Jan 29, 2026 |
| MORGAN STANLEY | History | New | 462 | 12 | 0.0% | — | 10 | +462 | New | Q4 2025 | Feb 13, 2026 |
| AE Wealth Management LLC | History | New | 309 | 8 | 0.0% | — | 11 | +309 | New | Q4 2025 | Jan 26, 2026 |
| Key Capital Management, INC | History | New | 261 | 6 | 0.01% | — | 12 | +261 | New | Q4 2025 | Jan 26, 2026 |
| Wealth Watch Advisors, INC | History | New | 88 | 2 | 0.0% | — | 14 | +88 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 88 | 2 | 0.0% | 0.0% | 13 | +24 | 37.5% | Q4 2025 | Jan 29, 2026 |