NORTHERN LTS FD TR IV - BAMD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Reduced | 2,889,707 | 86,749 | 0.99% | 1.15% | 1 | -186,394 | -6.06% | Q4 2025 | Jan 15, 2026 |
| GTS SECURITIES LLC | History | Added to | 42,365 | 1,271 | 0.04% | 0.01% | 2 | +30,851 | 267.94% | Q4 2025 | Feb 13, 2026 |
| AlphaStar Capital Management, LLC | History | New | 41,399 | 1,242 | 0.09% | — | 3 | +41,399 | New | Q4 2025 | Feb 02, 2026 |
| Chris Bulman Inc | History | Added to | 22,030 | 661 | 0.29% | 0.32% | 4 | +1,602 | 7.84% | Q4 2025 | Jan 14, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 14,931 | 448 | 0.03% | 0.03% | 5 | -2,294 | -13.32% | Q4 2025 | Jan 30, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 14,340 | 430 | 0.0% | 0.0% | 6 | +6,334 | 79.12% | Q4 2025 | Feb 17, 2026 |
| FSA Advisors, Inc. | History | New | 9,943 | 298 | 0.21% | — | 7 | +9,943 | New | Q4 2025 | Feb 02, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 2,400 | 72 | 0.0% | — | 8 | +2,400 | New | Q4 2025 | Feb 17, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,377 | 41 | 0.0% | — | 9 | +1,377 | New | Q4 2025 | Feb 13, 2026 |
| Anfield Capital Management, LLC | History | No change | 1,195 | 35 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 848 | 25 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 831 | 24 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | New | 587 | 17 | 0.0% | — | 13 | +587 | New | Q4 2025 | Jan 08, 2026 |
| AE Wealth Management LLC | History | New | 144 | 4 | 0.0% | — | 14 | +144 | New | Q4 2025 | Jan 26, 2026 |
| Camelot Portfolios, LLC | History | New | 102 | 3 | 0.0% | — | 15 | +102 | New | Q4 2025 | Jan 29, 2026 |
| Key Capital Management, INC | History | New | 36 | 1 | 0.0% | — | 16 | +36 | New | Q4 2025 | Jan 26, 2026 |
| Impact Partnership Wealth, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -7,095 | -100.0% | Q3 2025 | Nov 03, 2025 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,069 | -100.0% | Q3 2025 | Nov 26, 2025 |
| Wealth Watch Advisors, INC | History | New | 13 | 0 | — | — | — | +13 | New | Q4 2025 | Feb 17, 2026 |