NORTHERN LTS FD TR IV - BAMD
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Reduced | 2,708,521 | 88,242 | 0.88% | 1.0% | 1 | -97,800 | -3.48% | Q2 2026 | Jul 15, 2026 |
| Chris Bulman Inc | History | Reduced | 21,163 | 689 | 0.25% | 0.29% | 2 | -355 | -1.65% | Q2 2026 | Jul 22, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 18,494 | 602 | 0.0% | 0.0% | 3 | +3,189 | 20.84% | Q2 2026 | Aug 14, 2026 |
| Simplicity Wealth,LLC | History | Added to | 16,660 | 542 | 0.02% | 0.03% | 4 | +2,144 | 14.77% | Q2 2026 | Aug 06, 2026 |
| GTS SECURITIES LLC | History | Reduced | 12,120 | 394 | 0.01% | 0.03% | 5 | -12,500 | -50.77% | Q2 2026 | Aug 14, 2026 |
| FSA Advisors, Inc. | History | Reduced | 9,918 | 323 | 0.15% | 0.22% | 6 | -610 | -5.79% | Q2 2026 | Aug 17, 2026 |
| Gradient Investments LLC | History | Reduced | 7,549 | 245 | 0.0% | 0.0% | 7 | -200 | -2.58% | Q2 2026 | Jul 08, 2026 |
| JPMORGAN CHASE & CO | History | Added to | 2,151 | 70 | 0.0% | 0.0% | 8 | +1,300 | 152.76% | Q2 2026 | Aug 12, 2026 |
| Anfield Capital Management, LLC | History | No change | 1,195 | 37 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 848 | 27 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2026 | Aug 14, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | No change | 587 | 19 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2026 | Jul 13, 2026 |
| AE Wealth Management LLC | History | Added to | 552 | 17 | 0.0% | 0.0% | 12 | +505 | 1074.47% | Q2 2026 | Aug 03, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -10,644 | -100.0% | Q2 2026 | Aug 13, 2026 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,394 | -100.0% | Q2 2026 | Aug 13, 2026 |