NORTHERN LTS FD TR IV - BAMG
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Reduced | 3,156,445 | 126,668 | 1.45% | 1.47% | 1 | -78,905 | -2.44% | Q4 2025 | Jan 15, 2026 |
| Arkadios Wealth Advisors | History | Added to | 66,376 | 2,663 | 0.05% | 0.06% | 2 | +2,565 | 4.02% | Q4 2025 | Feb 13, 2026 |
| AlphaStar Capital Management, LLC | History | New | 39,273 | 1,576 | 0.12% | — | 3 | +39,273 | New | Q4 2025 | Feb 02, 2026 |
| Chris Bulman Inc | History | Added to | 20,098 | 806 | 0.36% | 0.37% | 4 | +704 | 3.63% | Q4 2025 | Jan 14, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 15,164 | 608 | 0.04% | 0.04% | 5 | -2,371 | -13.52% | Q4 2025 | Jan 30, 2026 |
| GTS SECURITIES LLC | History | Reduced | 11,268 | 452 | 0.02% | 0.04% | 6 | -12,801 | -53.18% | Q4 2025 | Feb 13, 2026 |
| FSA Advisors, Inc. | History | New | 9,586 | 384 | 0.27% | — | 7 | +9,586 | New | Q4 2025 | Feb 02, 2026 |
| Impact Partnership Wealth, LLC | History | Reduced | 6,632 | 266 | 0.03% | 0.04% | 8 | -419 | -5.94% | Q4 2025 | Feb 10, 2026 |
| Kestra Advisory Services, LLC | History | New | 1,301 | 52 | 0.0% | — | 9 | +1,301 | New | Q4 2025 | Feb 13, 2026 |
| Anfield Capital Management, LLC | History | No change | 1,164 | 46 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| OSAIC HOLDINGS, INC. | History | No change | 836 | 33 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 761 | 30 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| ARMSTRONG ADVISORY GROUP, INC | History | New | 581 | 23 | 0.0% | — | 13 | +581 | New | Q4 2025 | Jan 08, 2026 |
| UBS Group AG | History | Reduced | 261 | 10 | 0.0% | 0.0% | 14 | -665 | -71.81% | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | New | 119 | 4 | 0.0% | — | 15 | +119 | New | Q4 2025 | Jan 26, 2026 |
| Camelot Portfolios, LLC | History | New | 97 | 3 | 0.0% | — | 16 | +97 | New | Q4 2025 | Jan 29, 2026 |
| Key Capital Management, INC | History | New | 32 | 1 | 0.0% | — | 17 | +32 | New | Q4 2025 | Jan 26, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -529 | -100.0% | Q3 2025 | Feb 03, 2026 |
| Wealth Watch Advisors, INC | History | New | 12 | 0 | — | — | — | +12 | New | Q4 2025 | Feb 17, 2026 |