NORTHERN LTS FD TR IV - BAMU
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Reduced | 2,716,336 | 68,288 | 0.78% | 0.83% | 1 | -42,539 | -1.54% | Q4 2025 | Jan 15, 2026 |
| GTS SECURITIES LLC | History | Reduced | 27,222 | 684 | 0.02% | 0.03% | 2 | -4,083 | -13.04% | Q4 2025 | Feb 13, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 16,602 | 417 | 0.02% | 0.03% | 3 | -2,194 | -11.67% | Q4 2025 | Jan 30, 2026 |
| AlphaStar Capital Management, LLC | History | New | 10,485 | 263 | 0.02% | — | 4 | +10,485 | New | Q4 2025 | Feb 02, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 1,000 | 25 | 0.0% | 0.0% | 6 | +156 | 18.48% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 1,023 | 25 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Camelot Portfolios, LLC | History | New | 626 | 15 | 0.01% | — | 7 | +626 | New | Q4 2025 | Jan 29, 2026 |
| JPMORGAN CHASE & CO | History | Reduced | 473 | 11 | 0.0% | 0.0% | 8 | -527 | -52.7% | Q4 2025 | Feb 11, 2026 |
| UBS Group AG | History | Added to | 464 | 11 | 0.0% | 0.0% | 9 | +400 | 625.0% | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | New | 407 | 10 | 0.0% | — | 10 | +407 | New | Q4 2025 | Jan 26, 2026 |
| Key Capital Management, INC | History | New | 266 | 6 | 0.01% | — | 11 | +266 | New | Q4 2025 | Jan 26, 2026 |
| Wealth Watch Advisors, INC | History | New | 90 | 2 | 0.0% | — | 12 | +90 | New | Q4 2025 | Feb 17, 2026 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -6,724 | -100.0% | Q3 2025 | Nov 14, 2025 |