NORTHERN LTS FD TR IV - BAMY
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Brookstone Capital Management | History | Reduced | 1,393,299 | 38,733 | 0.44% | 0.47% | 1 | -38,016 | -2.66% | Q4 2025 | Jan 15, 2026 |
| GTS SECURITIES LLC | History | New | 21,887 | 608 | 0.02% | — | 2 | +21,887 | New | Q4 2025 | Feb 13, 2026 |
| AlphaStar Capital Management, LLC | History | New | 17,477 | 485 | 0.04% | — | 3 | +17,477 | New | Q4 2025 | Feb 02, 2026 |
| Chris Bulman Inc | History | Added to | 9,029 | 251 | 0.11% | 0.12% | 4 | +632 | 7.53% | Q4 2025 | Jan 14, 2026 |
| Simplicity Wealth,LLC | History | Reduced | 7,912 | 219 | 0.01% | 0.01% | 5 | -1,028 | -11.5% | Q4 2025 | Jan 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | New | 1,790 | 49 | 0.0% | — | 6 | +1,790 | New | Q4 2025 | Feb 17, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 600 | 16 | 0.0% | 0.0% | 7 | +156 | 35.14% | Q4 2025 | Feb 17, 2026 |
| HARBOUR INVESTMENTS, INC. | History | No change | 469 | 13 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q4 2025 | Feb 09, 2026 |
| Anfield Capital Management, LLC | History | No change | 457 | 12 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q4 2025 | Feb 03, 2026 |
| Camelot Portfolios, LLC | History | New | 163 | 4 | 0.0% | — | 10 | +163 | New | Q4 2025 | Jan 29, 2026 |
| AE Wealth Management LLC | History | New | 118 | 3 | 0.0% | — | 11 | +118 | New | Q4 2025 | Jan 26, 2026 |
| Key Capital Management, INC | History | New | 66 | 1 | 0.0% | — | 12 | +66 | New | Q4 2025 | Jan 26, 2026 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,602 | -100.0% | Q3 2025 | Nov 14, 2025 |
| UBS Group AG | History | Closed out | 0 | 0 | — | 0.0% | — | -92 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Wealth Watch Advisors, INC | History | New | 23 | 0 | — | — | — | +23 | New | Q4 2025 | Feb 17, 2026 |