ArrowMark Financial Corp. - BANX
Detailed investor-level table based on 13F positions.
Early Q1 2026 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC | History | Added to | 808,076 | 17,632 | 0.39% | 0.06% | 1 | +670,749 | 488.43% | Q4 2025 | Feb 17, 2026 |
| STIFEL FINANCIAL CORP | History | Added to | 155,804 | 3,399 | 0.0% | 0.0% | 2 | +2,281 | 1.49% | Q4 2025 | Feb 13, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Reduced | 155,384 | 3,390 | 0.0% | 0.0% | 3 | -23,686 | -13.23% | Q4 2025 | Feb 18, 2026 |
| Noble Wealth Management PBC | History | Added to | 80,711 | 1,761 | 0.88% | 0.91% | 4 | +3,032 | 3.9% | Q4 2025 | Jan 05, 2026 |
| Closed-End Fund Advisors, Inc. | History | New | 69,337 | 1,512 | 0.89% | — | 5 | +69,337 | New | Q4 2025 | Feb 11, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 46,816 | 1,021 | 0.0% | 0.0% | 6 | +12,608 | 36.86% | Q4 2025 | Feb 17, 2026 |
| Everstar Asset Management, LLC | History | Added to | 46,192 | 1,000 | 0.54% | 0.55% | 7 | +2,004 | 4.54% | Q4 2025 | Feb 05, 2026 |
| MORGAN STANLEY | History | Added to | 32,001 | 698 | 0.0% | 0.0% | 8 | +1,061 | 3.43% | Q4 2025 | Feb 13, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 25,996 | 567 | 0.01% | 0.01% | 9 | -1,500 | -5.46% | Q4 2025 | Jan 13, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 22,547 | 491 | 0.01% | 0.01% | 10 | +254 | 1.14% | Q4 2025 | Feb 02, 2026 |
| Falcon Wealth Planning | History | Reduced | 17,564 | 383 | 0.03% | 0.04% | 11 | -1,298 | -6.88% | Q4 2025 | Feb 03, 2026 |
| Catalina Capital Group, LLC | History | Added to | 15,708 | 342 | 0.21% | 0.21% | 12 | +30 | 0.19% | Q4 2025 | Jan 16, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 14,762 | 322 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q4 2025 | Mar 16, 2026 |
| Accurate Wealth Management, LLC | History | Added to | 14,516 | 319 | 0.04% | 0.04% | 14 | +142 | 0.99% | Q4 2025 | Jan 14, 2026 |
| CITADEL ADVISORS LLC | History | New | 12,200 | 266 | 0.0% | — | 15 | +12,200 | New | Q4 2025 | Feb 17, 2026 |
| Private Advisor Group, LLC | History | Added to | 11,011 | 240 | 0.0% | 0.0% | 16 | +1,661 | 17.76% | Q4 2025 | Feb 17, 2026 |
| Oxbow Advisors, LLC | History | No change | 10,890 | 237 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q4 2025 | Feb 04, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 10,178 | 222 | 0.0% | 0.0% | 18 | +41 | 0.4% | Q4 2025 | Feb 05, 2026 |
| MAI Capital Management | History | No change | 5,250 | 114 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 5,050 | 110 | 0.0% | 0.0% | 20 | +2,000 | 65.57% | Q4 2025 | Feb 17, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,750 | 38 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| ROYAL BANK OF CANADA | History | New | 1,030 | 22 | 0.0% | — | 22 | +1,030 | New | Q4 2025 | Feb 17, 2026 |
| UBS Group AG | History | Added to | 967 | 21 | 0.0% | 0.0% | 23 | +522 | 117.3% | Q4 2025 | Jan 29, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | No change | 693 | 15 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q4 2025 | Jan 30, 2026 |
| Global Wealth Strategies & Associates | History | New | 511 | 11 | 0.0% | — | 25 | +511 | New | Q4 2025 | Jan 02, 2026 |
| Wilmington Savings Fund Society, FSB | History | No change | 500 | 10 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Feb 12, 2026 |
| Sound Income Strategies, LLC | History | No change | 449 | 9 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| BARD ASSOCIATES INC | History | Reduced | 370 | 8 | 0.0% | 0.16% | 28 | -26,785 | -98.64% | Q4 2025 | Feb 13, 2026 |
| Allworth Financial LP | History | New | 200 | 4 | 0.0% | — | 29 | +200 | New | Q4 2025 | Feb 05, 2026 |
| Newbridge Financial Services Group, Inc. | History | No change | 200 | 4 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q4 2025 | Jan 21, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | New | 135 | 2 | 0.0% | — | 31 | +135 | New | Q4 2025 | Jan 15, 2026 |
| MARSHALL WACE, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -25,821 | -100.0% | Q3 2025 | Nov 13, 2025 |
| Belpointe Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,300 | -100.0% | Q3 2025 | Nov 03, 2025 |
| UMB Bank, n.a. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,700 | -100.0% | Q3 2025 | Nov 04, 2025 |
| Pathway Financial Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -557 | -100.0% | Q3 2025 | Nov 13, 2025 |
| SIMPLEX TRADING, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -120 | -100.0% | Q3 2025 | Nov 12, 2025 |
| Russell Investments Group, Ltd. | History | Added to | 38 | 0 | — | — | — | +33 | 660.0% | Q4 2025 | Feb 17, 2026 |
| SBI Securities Co., Ltd. | History | Reduced | 4 | 0 | — | — | — | -6 | -60.0% | Q4 2025 | Feb 03, 2026 |
| FMR LLC | History | Closed out | 0 | 0 | — | — | — | -6 | -100.0% | Q3 2025 | Nov 13, 2025 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q4 2025 | Feb 13, 2026 |