ArrowMark Financial Corp. - BANX
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ArrowMark Colorado Holdings LLC | History | Added to | 884,834 | 16,864 | 0.45% | 0.39% | 1 | +76,758 | 9.5% | Q1 2026 | May 15, 2026 |
| RAYMOND JAMES FINANCIAL INC | History | Added to | 194,853 | 3,713 | 0.0% | 0.0% | 2 | +39,469 | 25.4% | Q1 2026 | May 14, 2026 |
| STIFEL FINANCIAL CORP | History | Reduced | 138,963 | 2,648 | 0.0% | 0.0% | 3 | -16,841 | -10.81% | Q1 2026 | May 12, 2026 |
| OSAIC HOLDINGS, INC. | History | Added to | 113,837 | 2,169 | 0.0% | 0.0% | 4 | +67,021 | 143.16% | Q1 2026 | May 15, 2026 |
| Noble Wealth Management PBC | History | Added to | 106,313 | 2,026 | 1.02% | 0.88% | 5 | +25,602 | 31.72% | Q1 2026 | Apr 02, 2026 |
| Almitas Capital LLC | History | New | 73,252 | 1,396 | 0.32% | — | 6 | +73,252 | New | Q1 2026 | May 15, 2026 |
| Closed-End Fund Advisors, Inc. | History | Added to | 69,773 | 1,329 | 1.35% | 0.89% | 7 | +436 | 0.63% | Q1 2026 | May 11, 2026 |
| Hudson Bay Capital Management LP | History | New | 56,666 | 1,080 | 0.0% | — | 8 | +56,666 | New | Q1 2026 | May 13, 2026 |
| Everstar Asset Management, LLC | History | Added to | 47,345 | 902 | 0.48% | 0.54% | 9 | +1,153 | 2.5% | Q1 2026 | Apr 16, 2026 |
| MORGAN STANLEY | History | Added to | 33,718 | 642 | 0.0% | 0.0% | 10 | +1,717 | 5.37% | Q1 2026 | May 15, 2026 |
| CSS LLC/IL | History | New | 31,642 | 603 | 0.03% | — | 11 | +31,642 | New | Q1 2026 | May 15, 2026 |
| CALDWELL SUTTER CAPITAL, INC. | History | Added to | 25,693 | 489 | 0.2% | 0.01% | 12 | +25,000 | 3607.5% | Q1 2026 | May 05, 2026 |
| Capital Investment Advisors, LLC | History | Reduced | 24,246 | 462 | 0.01% | 0.01% | 13 | -1,750 | -6.73% | Q1 2026 | Apr 17, 2026 |
| OPPENHEIMER & CO INC | History | Added to | 23,700 | 451 | 0.01% | 0.01% | 14 | +1,153 | 5.11% | Q1 2026 | Apr 23, 2026 |
| Falcon Wealth Planning | History | Reduced | 16,179 | 308 | 0.02% | 0.03% | 15 | -1,385 | -7.89% | Q1 2026 | Apr 20, 2026 |
| CITADEL ADVISORS LLC | History | Added to | 16,100 | 306 | 0.0% | 0.0% | 16 | +3,900 | 31.97% | Q1 2026 | May 15, 2026 |
| Catalina Capital Group, LLC | History | Added to | 15,717 | 299 | 0.18% | 0.21% | 17 | +9 | 0.06% | Q1 2026 | Apr 23, 2026 |
| Rockefeller Capital Management L.P. | History | No change | 14,762 | 281 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| Accurate Wealth Management, LLC | History | Reduced | 13,305 | 259 | 0.03% | 0.04% | 19 | -1,211 | -8.34% | Q1 2026 | Apr 22, 2026 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 12,900 | 245 | 0.0% | — | 20 | +12,900 | New | Q1 2026 | May 15, 2026 |
| Private Advisor Group, LLC | History | Added to | 12,268 | 233 | 0.0% | 0.0% | 21 | +1,257 | 11.42% | Q1 2026 | Apr 24, 2026 |
| MAI Capital Management | History | No change | 5,250 | 100 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2026 | May 15, 2026 |
| FNY Investment Advisers, LLC | History | New | 4,700 | 89 | 0.04% | — | 23 | +4,700 | New | Q1 2026 | Apr 15, 2026 |
| UBS Group AG | History | Added to | 3,546 | 67 | 0.0% | 0.0% | 24 | +2,579 | 266.7% | Q1 2026 | May 05, 2026 |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | History | New | 2,104 | 40 | 0.01% | — | 25 | +2,104 | New | Q1 2026 | May 11, 2026 |
| TRUST CO OF VERMONT | History | No change | 1,750 | 38 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q4 2025 | Jan 16, 2026 |
| CREATIVE FINANCIAL DESIGNS INC /ADV | History | New | 827 | 15 | 0.0% | — | 27 | +827 | New | Q1 2026 | Apr 13, 2026 |
| Wilmington Savings Fund Society, FSB | History | Added to | 700 | 13 | 0.0% | 0.0% | 28 | +200 | 40.0% | Q1 2026 | Apr 30, 2026 |
| Sound Income Strategies, LLC | History | Added to | 453 | 8 | 0.0% | 0.0% | 29 | +4 | 0.89% | Q1 2026 | Apr 27, 2026 |
| Allworth Financial LP | History | No change | 200 | 3 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2026 | May 14, 2026 |
| NFSG Corp | History | No change | 200 | 3 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2026 | May 05, 2026 |
| HIGHLINE WEALTH PARTNERS LLC | History | No change | 135 | 2 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2026 | Apr 06, 2026 |
| BARD ASSOCIATES INC | History | Reduced | 82 | 1 | 0.0% | 0.0% | 33 | -288 | -77.84% | Q1 2026 | May 07, 2026 |
| JONES FINANCIAL COMPANIES LLLP | History | New | 100 | 1 | 0.0% | — | 34 | +100 | New | Q1 2026 | May 15, 2026 |
| Oxbow Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,890 | -100.0% | Q1 2026 | Apr 27, 2026 |
| Cambridge Investment Research Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,178 | -100.0% | Q1 2026 | Apr 30, 2026 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,050 | -100.0% | Q1 2026 | May 15, 2026 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -1,030 | -100.0% | Q1 2026 | May 15, 2026 |
| Global Wealth Strategies & Associates | History | Closed out | 0 | 0 | — | 0.0% | — | -511 | -100.0% | Q1 2026 | Apr 03, 2026 |
| Russell Investments Group, Ltd. | History | Reduced | 4 | 0 | — | — | — | -34 | -89.47% | Q1 2026 | May 08, 2026 |
| SBI Securities Co., Ltd. | History | Added to | 7 | 0 | — | — | — | +3 | 75.0% | Q1 2026 | Apr 27, 2026 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2026 | May 11, 2026 |